For the Quik! Field Names below that are used in checkboxes and radio-buttons, the Field Value is what determines if the checkbox is checked. To prefill a checkbox, set the Field Value to the number that corresponds to the Field Value Name you want to be checked on the form. For example, for the Account Open Method (AcctOpenMethod), set the field value to "2" to check the checkbox that is aligned with the "Pershing Platform" option on the form.
Quik Field Name |
Field Value |
Field Value Name |
Field Value Desc |
Data Set Type |
Category |
|---|---|---|---|---|---|
AcctOpenMethod |
0 |
Other |
Other |
Acct |
Account |
AcctOpenMethod |
1 |
Phone |
Opened account over the phone |
Acct |
Account |
AcctOpenMethod |
2 |
Pershing Platform |
Pershing NetExchange Pro or other platform |
Acct |
Account |
AcctOpenMethod |
3 |
Fidelity Platform |
NFS Streetscape or other Fidelity platform |
Acct |
Account |
AcctPurpose |
0 |
Other |
Other |
Acct |
Account |
AcctPurpose |
1 |
New Registration |
New Registration |
Acct |
Account |
AcctPurpose |
2 |
Account Update |
Account Update |
Acct |
Account |
AcctPurpose |
3 |
Investment Advisory |
Investement Advisory |
Acct |
Account |
AcctPurpose |
4 |
Brokerage Account |
Brokerage Account |
Acct |
Account |
AcctPurpose |
5 |
Personal |
Personal |
Acct |
Account |
AcctPurpose |
6 |
Business |
Business |
Acct |
Account |
AcctPurpose |
7 |
Mortgage |
Mortgage |
Acct |
Account |
AcctPurpose |
8 |
Profit Sharing |
Profit Sharing |
Acct |
Account |
AcctPurpose |
9 |
Fund IRA |
Fund IRA |
Acct |
Account |
AcctPurpose |
10 |
Retirement Planning |
Retirement Planning |
Acct |
Account |
AcctPurpose |
11 |
Educational |
Educational |
Acct |
Account |
AcctPurpose |
12 |
Income Replacement |
Income Replacement |
Acct |
Account |
AcctPurpose |
13 |
Savings |
Savings |
Acct |
Account |
AcctPurpose |
14 |
Spouse Insurance |
Spouse Insurance |
Acct |
Account |
AcctPurpose |
15 |
Guarantee Insurability |
Guarantee Insurability |
Acct |
Account |
AcctPurpose |
16 |
Key-Person |
Key-Person |
Acct |
Account |
AcctPurpose |
17 |
Cover Debt |
Cover Debt |
Acct |
Account |
AcctPurpose |
18 |
Section 303 |
Section 303 |
Acct |
Account |
AcctPurpose |
19 |
Deferred |
Deferred |
Acct |
Account |
AcctSrcOfFunds |
0 |
Other |
Other |
Acct |
Account |
AcctSrcOfFunds |
1 |
Income from Earnings |
Income from Earnings / Business Revenue |
Acct |
Account |
AcctSrcOfFunds |
2 |
Investment Proceeds |
Investment Proceeds |
Acct |
Account |
AcctSrcOfFunds |
3 |
Gift |
Gift |
Acct |
Account |
AcctSrcOfFunds |
4 |
Sale of Business |
Sale of Business |
Acct |
Account |
AcctSrcOfFunds |
5 |
Inheritance |
Inheritance |
Acct |
Account |
AcctSrcOfFunds |
6 |
Legal Settlement |
Legal Settlement |
Acct |
Account |
AcctSrcOfFunds |
7 |
Pension / IRA / Retirment Savings |
Pension / IRA / Retirment Savings |
Acct |
Account |
AcctSrcOfFunds |
8 |
Spouse / Parent |
Spouse / Parent |
Acct |
Account |
AcctSrcOfFunds |
9 |
Lottery / Gaming |
Lottery / Gaming |
Acct |
Account |
AcctSrcOfFunds |
10 |
Insurance Proceeds |
Insurance Proceeds |
Acct |
Account |
AcctSrcOfFunds |
11 |
Asset Appreciation |
Asset Appreciation |
Acct |
Account |
AcctSrcOfFunds |
12 |
Sale of Assets |
Sale of Assets |
Acct |
Account |
AcctSrcOfFunds |
13 |
Savings from Earnings |
Savings from Earnings |
Acct |
Account |
AcctSrcOfFunds |
14 |
1035 Exchange |
1035 Exchange |
Acct |
Account |
AcctSrcOfFunds |
15 |
Change of Broker/Dealer |
Change of Broker/Dealer |
Acct |
Account |
AcctSrcOfFunds |
16 |
Mutual Funds |
Mutual Funds |
Acct |
Account |
AcctSrcOfFunds |
17 |
Variable Annuity |
Variable Annuity |
Acct |
Account |
AcctSrcOfFunds |
18 |
CD or Money Market |
CD or Money Market |
Acct |
Account |
AcctSrcOfFunds |
19 |
Stocks/Bonds |
Stocks/Bonds |
Acct |
Account |
AcctSrcOfFunds |
20 |
Sale of Residence |
Sale of Residence |
Acct |
Account |
AcctSrcOfFunds |
21 |
Sale of Real Estate |
Sale of Real Estate |
Acct |
Account |
AcctType |
0 |
Other |
Other |
Acct |
Account |
AcctType |
1 |
Cash |
Cash |
Acct |
Account |
AcctType |
2 |
Margin |
Margin |
Acct |
Account |
AcctType |
3 |
Option |
Option |
Acct |
Account |
AcctType |
4 |
Asset Management |
Asset Management |
Acct |
Account |
AcctType |
5 |
Retirement |
Retirement |
Acct |
Account |
AcctType |
6 |
Institutional |
Institutional |
Acct |
Account |
AcctType |
7 |
Omnibus |
Omnibus |
Acct |
Account |
AcctType |
8 |
Retail |
Retail |
Acct |
Account |
AcctType |
9 |
Fee-Based |
Fee-based account management |
Acct |
Account |
ClearingFirmType |
0 |
Other |
Other |
Acct |
Account |
ClearingFirmType |
1 |
Direct |
Accounts held directly at third party companies |
Acct |
Account |
ClearingFirmType |
2 |
Brokerage |
Accounts held at a brokerage |
Acct |
Account |
DeathBeneOption |
0 |
Other |
Other |
Acct |
Account |
DeathBeneOption |
1 |
Level |
Death benefit amount remains level over time. |
Acct |
Account |
DeathBeneOption |
2 |
Increasing |
Death benefit amount increases over time |
Acct |
Account |
DispMethod |
0 |
Other |
Other |
Acct |
Account |
DispMethod |
1 |
Average Cost Using First In, First Out (FIFO) |
Average Cost Using First In, First Out (FIFO) |
Acct |
Account |
DispMethod |
2 |
First In, First Out (FIFO) |
First In, First Out (FIFO) |
Acct |
Account |
DispMethod |
3 |
High Cost |
High Cost |
Acct |
Account |
DispMethod |
4 |
High Cost Long-Term |
High Cost Long-Term |
Acct |
Account |
DispMethod |
5 |
High Cost Short-Term |
High Cost Short-Term |
Acct |
Account |
DispMethod |
6 |
Last In, First Out (LIFO) |
Last In, First Out (LIFO) |
Acct |
Account |
DispMethod |
7 |
Low Cost |
Low Cost |
Acct |
Account |
DispMethod |
8 |
Low Cost Long-Term |
Low Cost Long-Term |
Acct |
Account |
DispMethod |
9 |
Low Cost Short-Term |
Low Cost Short-Term |
Acct |
Account |
DispMethodEquity |
0 |
Other |
Other |
Acct |
Account |
DispMethodEquity |
1 |
Average Cost Using First In, First Out (FIFO) |
Average Cost Using First In, First Out (FIFO) |
Acct |
Account |
DispMethodEquity |
2 |
First In, First Out (FIFO) |
First In, First Out (FIFO) |
Acct |
Account |
DispMethodEquity |
3 |
High Cost |
High Cost |
Acct |
Account |
DispMethodEquity |
4 |
High Cost Long-Term |
High Cost Long-Term |
Acct |
Account |
DispMethodEquity |
5 |
High Cost Short-Term |
High Cost Short-Term |
Acct |
Account |
DispMethodEquity |
6 |
Last In, First Out (LIFO) |
Last In, First Out (LIFO) |
Acct |
Account |
DispMethodEquity |
7 |
Low Cost |
Low Cost |
Acct |
Account |
DispMethodEquity |
8 |
Low Cost Long-Term |
Low Cost Long-Term |
Acct |
Account |
DispMethodEquity |
9 |
Low Cost Short-Term |
Low Cost Short-Term |
Acct |
Account |
DispMethodMF |
0 |
Other |
Other |
Acct |
Account |
DispMethodMF |
1 |
Average Cost Using First In, First Out (FIFO) |
Average Cost Using First In, First Out (FIFO) |
Acct |
Account |
DispMethodMF |
2 |
First In, First Out (FIFO) |
First In, First Out (FIFO) |
Acct |
Account |
DispMethodMF |
3 |
High Cost |
High Cost |
Acct |
Account |
DispMethodMF |
4 |
High Cost Long-Term |
High Cost Long-Term |
Acct |
Account |
DispMethodMF |
5 |
High Cost Short-Term |
High Cost Short-Term |
Acct |
Account |
DispMethodMF |
6 |
Last In, First Out (LIFO) |
Last In, First Out (LIFO) |
Acct |
Account |
DispMethodMF |
7 |
Low Cost |
Low Cost |
Acct |
Account |
DispMethodMF |
8 |
Low Cost Long-Term |
Low Cost Long-Term |
Acct |
Account |
DispMethodMF |
9 |
Low Cost Short-Term |
Low Cost Short-Term |
Acct |
Account |
DispMethodOther |
0 |
Other |
Other |
Acct |
Account |
DispMethodOther |
1 |
Average Cost Using First In, First Out (FIFO) |
Average Cost Using First In, First Out (FIFO) |
Acct |
Account |
DispMethodOther |
2 |
First In, First Out (FIFO) |
First In, First Out (FIFO) |
Acct |
Account |
DispMethodOther |
3 |
High Cost |
High Cost |
Acct |
Account |
DispMethodOther |
4 |
High Cost Long-Term |
High Cost Long-Term |
Acct |
Account |
DispMethodOther |
5 |
High Cost Short-Term |
High Cost Short-Term |
Acct |
Account |
DispMethodOther |
6 |
Last In, First Out (LIFO) |
Last In, First Out (LIFO) |
Acct |
Account |
DispMethodOther |
7 |
Low Cost |
Low Cost |
Acct |
Account |
DispMethodOther |
8 |
Low Cost Long-Term |
Low Cost Long-Term |
Acct |
Account |
DispMethodOther |
9 |
Low Cost Short-Term |
Low Cost Short-Term |
Acct |
Account |
DVD.Freq |
0 |
Other |
Other |
Acct |
Investment Profile |
DVD.Freq |
1 |
Daily |
Daily |
Acct |
Investment Profile |
DVD.Freq |
2 |
Weekly |
Weekly |
Acct |
Investment Profile |
DVD.Freq |
3 |
Semimonthly |
Semimonthly |
Acct |
Investment Profile |
DVD.Freq |
4 |
Monthly |
Monthly |
Acct |
Investment Profile |
DVD.Freq |
5 |
Bimonthly |
Bimonthly |
Acct |
Investment Profile |
DVD.Freq |
6 |
Quarterly |
Quarterly |
Acct |
Investment Profile |
DVD.Freq |
7 |
Semiannually |
Semiannually |
Acct |
Investment Profile |
DVD.Freq |
8 |
Annually |
Annually |
Acct |
Investment Profile |
DVD.Freq |
9 |
One-Time |
One-Time |
Acct |
Investment Profile |
DVD.Instr |
0 |
Other |
Other |
Acct |
Investment Profile |
DVD.Instr |
1 |
Hold |
Hold |
Acct |
Investment Profile |
DVD.Instr |
2 |
Remit |
Remit or send check |
Acct |
Investment Profile |
DVD.Instr |
3 |
DVP - Delivery vs. Payment |
DVP - Delivery vs. Payment |
Acct |
Investment Profile |
DVD.Instr |
4 |
Hold and Sweep |
Hold and Sweep |
Acct |
Investment Profile |
DVD.Instr |
5 |
Hold in Street Name |
Hold in Street Name |
Acct |
Investment Profile |
DVD.Instr |
6 |
Register and Send |
Register and Send |
Acct |
Investment Profile |
DVD.Instr |
7 |
Reinvest |
Reinvest |
Acct |
Investment Profile |
DVD.Instr |
8 |
Send by Check |
Send by check to mailing address of account |
Acct |
Investment Profile |
DVD.Instr |
9 |
Intra-bank Payment |
Send by intra-bank payment (IBP) |
Acct |
Investment Profile |
DVD.Instr |
10 |
Send by EFT |
Send by external bank link (EFT - electronic funds transfer) |
Acct |
Investment Profile |
DVD.Instr |
11 |
Handle Distribution Like Sales |
Handle distributions and dividends like sales proceeds |
Acct |
Investment Profile |
DVD.Instr |
12 |
Reinvest Equity and Mutual Fund Dividends |
Reinvest equity and mutual fund dividends, handle all other distributions like sales proceeds |
Acct |
Investment Profile |
DVD.Instr |
13 |
Reinvest Equity Dividends Only |
Reinvest equity dividends, handle all other distributions like sales proceeds |
Acct |
Investment Profile |
DVD.Instr |
14 |
Reinvest Mutual Fund Dividends Only |
Reinvest mutual fund dividends, handle all other distributions like sales proceeds |
Acct |
Investment Profile |
DVD.Method |
0 |
Other |
Other |
Acct |
Investment Profile |
DVD.Method |
1 |
Journal |
Journal |
Acct |
Investment Profile |
DVD.Method |
2 |
First Party Check |
First Party Check |
Acct |
Investment Profile |
DVD.Method |
3 |
Third Party |
Third Party |
Acct |
Investment Profile |
DVD.Method |
4 |
ACH |
ACH |
Acct |
Investment Profile |
DVD.O.AddrType |
0 |
Other |
Other |
Acct |
Investment Profile |
DVD.O.AddrType |
1 |
Home |
Home or Legal address |
Acct |
Investment Profile |
DVD.O.AddrType |
2 |
Mailing |
Mailing address |
Acct |
Investment Profile |
DVD.O.AddrType |
3 |
Primary Residence |
Address of primary residence |
Acct |
Investment Profile |
DVD.O.AddrType |
4 |
Office |
Office address |
Acct |
Investment Profile |
DVD.O.AddrType |
5 |
Birth Place |
Place of birth address |
Acct |
Investment Profile |
DVD.O.AddrType |
6 |
Employer |
Employer's address |
Acct |
Investment Profile |
DVD.O.AddrType |
7 |
Employer Incorporated Location |
Employer's legal address where incorporated |
Acct |
Investment Profile |
DVD.O.AddrType |
8 |
Branch Address |
Branch Address |
Acct |
Investment Profile |
DVD.O.AddrType |
9 |
Broker/Dealer Address |
Broker/Dealer Address |
Acct |
Investment Profile |
GiftManner |
0 |
Other |
Other |
Acct |
Account |
GiftManner |
1 |
Trust |
Trust |
Acct |
Account |
GiftManner |
2 |
Will |
Will |
Acct |
Account |
GiftManner |
3 |
Gift |
Created by gift |
Acct |
Account |
GiftManner |
4 |
Appointment |
Exercise by appointment |
Acct |
Account |
GiftManner |
5 |
Transfer |
Transfer by fiduciary or obligor |
Acct |
Account |
InstAcctAssetClass |
0 |
Other |
Other |
Acct |
Account |
InstAcctAssetClass |
1 |
Equities |
Equities |
Acct |
Account |
InstAcctAssetClass |
2 |
Options |
Options |
Acct |
Account |
InstAcctAssetClass |
3 |
Fixed Income |
Fixed Income |
Acct |
Account |
InstAcctAssetClass |
4 |
Mutual Funds |
Mutual Funds |
Acct |
Account |
InstAcctAssetClass |
5 |
Unit Investment Trust (UIT) |
Unit Investment Trust (UIT) |
Acct |
Account |
InstAcctAssetClass |
6 |
Exchange Traded Funds (ETF) |
Exchange Traded Funds (ETF) |
Acct |
Account |
InstAcctDefn |
0 |
Other Entity |
Other Entity |
Acct |
Account |
InstAcctDefn |
1 |
None |
None |
Acct |
Account |
InstAcctDefn |
2 |
Bank, Savings and Loan, Insurance, registered investment company |
Bank, Savings and Loan, Insurance, registered investment company |
Acct |
Account |
InstAcctDefn |
3 |
Investment Advisor |
Investment Advisor |
Acct |
Account |
InstAcctSuitability |
0 |
Other |
Other |
Acct |
Account |
InstAcctSuitability |
1 |
Waived - All |
Waived - All |
Acct |
Account |
InstAcctSuitability |
2 |
Accepted - Al |
Accepted - Al |
Acct |
Account |
InstAcctSuitability |
3 |
Waived per asset class |
Waived per asset class |
Acct |
Account |
InstAcctSuitability |
4 |
Determined at time of recommendation |
Determined at time of recommendation |
Acct |
Account |
M.AddrType |
0 |
Other |
Other |
Acct |
Payout |
M.AddrType |
1 |
Home |
Home or Legal address |
Acct |
Payout |
M.AddrType |
2 |
Mailing |
Mailing address |
Acct |
Payout |
M.AddrType |
3 |
Primary Residence |
Address of primary residence |
Acct |
Payout |
M.AddrType |
4 |
Office |
Office address |
Acct |
Payout |
M.AddrType |
5 |
Birth Place |
Place of birth address |
Acct |
Payout |
M.AddrType |
6 |
Employer |
Employer's address |
Acct |
Payout |
M.AddrType |
7 |
Employer Incorporated Location |
Employer's legal address where incorporated |
Acct |
Payout |
M.AddrType |
8 |
Branch Address |
Branch Address |
Acct |
Payout |
M.AddrType |
9 |
Broker/Dealer Address |
Broker/Dealer Address |
Acct |
Payout |
MFDVD.Freq |
0 |
Other |
Other |
Acct |
Investment Profile |
MFDVD.Freq |
1 |
Daily |
Daily |
Acct |
Investment Profile |
MFDVD.Freq |
2 |
Weekly |
Weekly |
Acct |
Investment Profile |
MFDVD.Freq |
3 |
Semimonthly |
Semimonthly |
Acct |
Investment Profile |
MFDVD.Freq |
4 |
Monthly |
Monthly |
Acct |
Investment Profile |
MFDVD.Freq |
5 |
Bimonthly |
Bimonthly |
Acct |
Investment Profile |
MFDVD.Freq |
6 |
Quarterly |
Quarterly |
Acct |
Investment Profile |
MFDVD.Freq |
7 |
Semiannually |
Semiannually |
Acct |
Investment Profile |
MFDVD.Freq |
8 |
Annually |
Annually |
Acct |
Investment Profile |
MFDVD.Freq |
9 |
One-Time |
One-Time |
Acct |
Investment Profile |
MFDVD.Instr |
0 |
Other |
Other |
Acct |
Investment Profile |
MFDVD.Instr |
1 |
Hold |
Hold |
Acct |
Investment Profile |
MFDVD.Instr |
2 |
Remit |
Remit or send check |
Acct |
Investment Profile |
MFDVD.Instr |
3 |
DVP - Delivery vs. Payment |
DVP - Delivery vs. Payment |
Acct |
Investment Profile |
MFDVD.Instr |
4 |
Hold and Sweep |
Hold and Sweep |
Acct |
Investment Profile |
MFDVD.Instr |
5 |
Hold in Street Name |
Hold in Street Name |
Acct |
Investment Profile |
MFDVD.Instr |
6 |
Register and Send |
Register and Send |
Acct |
Investment Profile |
MFDVD.Instr |
7 |
Reinvest |
Reinvest |
Acct |
Investment Profile |
MFDVD.Instr |
8 |
Send by Check |
Send by check to mailing address of account |
Acct |
Investment Profile |
MFDVD.Instr |
9 |
Intra-bank Payment |
Send by intra-bank payment (IBP) |
Acct |
Investment Profile |
MFDVD.Instr |
10 |
Send by EFT |
Send by external bank link (EFT - electronic funds transfer) |
Acct |
Investment Profile |
MFDVD.Instr |
11 |
Handle Distribution Like Sales |
Handle distributions and dividends like sales proceeds |
Acct |
Investment Profile |
MFDVD.Instr |
12 |
Reinvest Equity and Mutual Fund Dividends |
Reinvest equity and mutual fund dividends, handle all other distributions like sales proceeds |
Acct |
Investment Profile |
MFDVD.Instr |
13 |
Reinvest Equity Dividends Only |
Reinvest equity dividends, handle all other distributions like sales proceeds |
Acct |
Investment Profile |
MFDVD.Instr |
14 |
Reinvest Mutual Fund Dividends Only |
Reinvest mutual fund dividends, handle all other distributions like sales proceeds |
Acct |
Investment Profile |
MFDVD.Method |
0 |
Other |
Other |
Acct |
Investment Profile |
MFDVD.Method |
1 |
Journal |
Journal |
Acct |
Investment Profile |
MFDVD.Method |
2 |
First Party Check |
First Party Check |
Acct |
Investment Profile |
MFDVD.Method |
3 |
Third Party |
Third Party |
Acct |
Investment Profile |
MFDVD.Method |
4 |
ACH |
ACH |
Acct |
Investment Profile |
MFDVD.O.AddrType |
0 |
Other |
Other |
Acct |
Investment Profile |
MFDVD.O.AddrType |
1 |
Home |
Home or Legal address |
Acct |
Investment Profile |
MFDVD.O.AddrType |
2 |
Mailing |
Mailing address |
Acct |
Investment Profile |
MFDVD.O.AddrType |
3 |
Primary Residence |
Address of primary residence |
Acct |
Investment Profile |
MFDVD.O.AddrType |
4 |
Office |
Office address |
Acct |
Investment Profile |
MFDVD.O.AddrType |
5 |
Birth Place |
Place of birth address |
Acct |
Investment Profile |
MFDVD.O.AddrType |
6 |
Employer |
Employer's address |
Acct |
Investment Profile |
MFDVD.O.AddrType |
7 |
Employer Incorporated Location |
Employer's legal address where incorporated |
Acct |
Investment Profile |
MFDVD.O.AddrType |
8 |
Branch Address |
Branch Address |
Acct |
Investment Profile |
MFDVD.O.AddrType |
9 |
Broker/Dealer Address |
Broker/Dealer Address |
Acct |
Investment Profile |
OwnerRelationship |
0 |
Other |
Other |
Acct |
Account |
OwnerRelationship |
1 |
Married |
Married |
Acct |
Account |
OwnerRelationship |
2 |
Partners |
Partners |
Acct |
Account |
OwnerRelationship |
3 |
Friends |
Friends |
Acct |
Account |
PER.Freq |
0 |
Other |
Other |
Acct |
Investment Profile |
PER.Freq |
1 |
Daily |
Daily |
Acct |
Investment Profile |
PER.Freq |
2 |
Weekly |
Weekly |
Acct |
Investment Profile |
PER.Freq |
3 |
Semimonthly |
Semimonthly |
Acct |
Investment Profile |
PER.Freq |
4 |
Monthly |
Monthly |
Acct |
Investment Profile |
PER.Freq |
5 |
Bimonthly |
Bimonthly |
Acct |
Investment Profile |
PER.Freq |
6 |
Quarterly |
Quarterly |
Acct |
Investment Profile |
PER.Freq |
7 |
Semiannually |
Semiannually |
Acct |
Investment Profile |
PER.Freq |
8 |
Annually |
Annually |
Acct |
Investment Profile |
PER.Freq |
9 |
One-Time |
One-Time |
Acct |
Investment Profile |
PER.Instr |
0 |
Other |
Other |
Acct |
Investment Profile |
PER.Instr |
1 |
Hold |
Hold |
Acct |
Investment Profile |
PER.Instr |
2 |
Remit |
Remit or send check |
Acct |
Investment Profile |
PER.Instr |
3 |
DVP - Delivery vs. Payment |
DVP - Delivery vs. Payment |
Acct |
Investment Profile |
PER.Instr |
4 |
Hold and Sweep |
Hold and Sweep |
Acct |
Investment Profile |
PER.Instr |
5 |
Hold in Street Name |
Hold in Street Name |
Acct |
Investment Profile |
PER.Instr |
6 |
Register and Send |
Register and Send |
Acct |
Investment Profile |
PER.Instr |
7 |
Reinvest |
Reinvest |
Acct |
Investment Profile |
PER.Instr |
8 |
Send by Check |
Send by check to mailing address of account |
Acct |
Investment Profile |
PER.Instr |
9 |
Intra-bank Payment |
Send by intra-bank payment (IBP) |
Acct |
Investment Profile |
PER.Instr |
10 |
Send by EFT |
Send by external bank link (EFT - electronic funds transfer) |
Acct |
Investment Profile |
PER.Instr |
11 |
Handle Distribution Like Sales |
Handle distributions and dividends like sales proceeds |
Acct |
Investment Profile |
PER.Instr |
12 |
Reinvest Equity and Mutual Fund Dividends |
Reinvest equity and mutual fund dividends, handle all other distributions like sales proceeds |
Acct |
Investment Profile |
PER.Instr |
13 |
Reinvest Equity Dividends Only |
Reinvest equity dividends, handle all other distributions like sales proceeds |
Acct |
Investment Profile |
PER.Instr |
14 |
Reinvest Mutual Fund Dividends Only |
Reinvest mutual fund dividends, handle all other distributions like sales proceeds |
Acct |
Investment Profile |
PER.Method |
0 |
Other |
Other |
Acct |
Investment Profile |
PER.Method |
1 |
Journal |
Journal |
Acct |
Investment Profile |
PER.Method |
2 |
First Party Check |
First Party Check |
Acct |
Investment Profile |
PER.Method |
3 |
Third Party |
Third Party |
Acct |
Investment Profile |
PER.Method |
4 |
ACH |
ACH |
Acct |
Investment Profile |
PER.O.AddrType |
0 |
Other |
Other |
Acct |
Investment Profile |
PER.O.AddrType |
1 |
Home |
Home or Legal address |
Acct |
Investment Profile |
PER.O.AddrType |
2 |
Mailing |
Mailing address |
Acct |
Investment Profile |
PER.O.AddrType |
3 |
Primary Residence |
Address of primary residence |
Acct |
Investment Profile |
PER.O.AddrType |
4 |
Office |
Office address |
Acct |
Investment Profile |
PER.O.AddrType |
5 |
Birth Place |
Place of birth address |
Acct |
Investment Profile |
PER.O.AddrType |
6 |
Employer |
Employer's address |
Acct |
Investment Profile |
PER.O.AddrType |
7 |
Employer Incorporated Location |
Employer's legal address where incorporated |
Acct |
Investment Profile |
PER.O.AddrType |
8 |
Branch Address |
Branch Address |
Acct |
Investment Profile |
PER.O.AddrType |
9 |
Broker/Dealer Address |
Broker/Dealer Address |
Acct |
Investment Profile |
PlanDocIRA |
0 |
Other |
Other |
Acct |
Account |
PlanDocIRA |
1 |
Clearing Firm Adoption Agreement |
Clearing Firm Adoption Agreement |
Acct |
Account |
PlanDocIRA |
2 |
Outside Custodian Agreement |
Outside Custodian Agreement |
Acct |
Account |
PROCEED.Freq |
0 |
Other |
Other |
Acct |
Investment Profile |
PROCEED.Freq |
1 |
Daily |
Daily |
Acct |
Investment Profile |
PROCEED.Freq |
2 |
Weekly |
Weekly |
Acct |
Investment Profile |
PROCEED.Freq |
3 |
Semimonthly |
Semimonthly |
Acct |
Investment Profile |
PROCEED.Freq |
4 |
Monthly |
Monthly |
Acct |
Investment Profile |
PROCEED.Freq |
5 |
Bimonthly |
Bimonthly |
Acct |
Investment Profile |
PROCEED.Freq |
6 |
Quarterly |
Quarterly |
Acct |
Investment Profile |
PROCEED.Freq |
7 |
Semiannually |
Semiannually |
Acct |
Investment Profile |
PROCEED.Freq |
8 |
Annually |
Annually |
Acct |
Investment Profile |
PROCEED.Freq |
9 |
One-Time |
One-Time |
Acct |
Investment Profile |
PROCEED.Instr |
0 |
Other |
Other |
Acct |
Investment Profile |
PROCEED.Instr |
1 |
Hold |
Hold |
Acct |
Investment Profile |
PROCEED.Instr |
2 |
Remit |
Remit or send check |
Acct |
Investment Profile |
PROCEED.Instr |
3 |
DVP - Delivery vs. Payment |
DVP - Delivery vs. Payment |
Acct |
Investment Profile |
PROCEED.Instr |
4 |
Hold and Sweep |
Hold and Sweep |
Acct |
Investment Profile |
PROCEED.Instr |
5 |
Hold in Street Name |
Hold in Street Name |
Acct |
Investment Profile |
PROCEED.Instr |
6 |
Register and Send |
Register and Send |
Acct |
Investment Profile |
PROCEED.Instr |
7 |
Reinvest |
Reinvest |
Acct |
Investment Profile |
PROCEED.Instr |
8 |
Send by Check |
Send by check to mailing address of account |
Acct |
Investment Profile |
PROCEED.Instr |
9 |
Intra-bank Payment |
Send by intra-bank payment (IBP) |
Acct |
Investment Profile |
PROCEED.Instr |
10 |
Send by EFT |
Send by external bank link (EFT - electronic funds transfer) |
Acct |
Investment Profile |
PROCEED.Instr |
11 |
Handle Distribution Like Sales |
Handle distributions and dividends like sales proceeds |
Acct |
Investment Profile |
PROCEED.Instr |
12 |
Reinvest Equity and Mutual Fund Dividends |
Reinvest equity and mutual fund dividends, handle all other distributions like sales proceeds |
Acct |
Investment Profile |
PROCEED.Instr |
13 |
Reinvest Equity Dividends Only |
Reinvest equity dividends, handle all other distributions like sales proceeds |
Acct |
Investment Profile |
PROCEED.Instr |
14 |
Reinvest Mutual Fund Dividends Only |
Reinvest mutual fund dividends, handle all other distributions like sales proceeds |
Acct |
Investment Profile |
PROCEED.Method |
0 |
Other |
Other |
Acct |
Investment Profile |
PROCEED.Method |
1 |
Journal |
Journal |
Acct |
Investment Profile |
PROCEED.Method |
2 |
First Party Check |
First Party Check |
Acct |
Investment Profile |
PROCEED.Method |
3 |
Third Party |
Third Party |
Acct |
Investment Profile |
PROCEED.Method |
4 |
ACH |
ACH |
Acct |
Investment Profile |
PROCEED.O.AddrType |
0 |
Other |
Other |
Acct |
Investment Profile |
PROCEED.O.AddrType |
1 |
Home |
Home or Legal address |
Acct |
Investment Profile |
PROCEED.O.AddrType |
2 |
Mailing |
Mailing address |
Acct |
Investment Profile |
PROCEED.O.AddrType |
3 |
Primary Residence |
Address of primary residence |
Acct |
Investment Profile |
PROCEED.O.AddrType |
4 |
Office |
Office address |
Acct |
Investment Profile |
PROCEED.O.AddrType |
5 |
Birth Place |
Place of birth address |
Acct |
Investment Profile |
PROCEED.O.AddrType |
6 |
Employer |
Employer's address |
Acct |
Investment Profile |
PROCEED.O.AddrType |
7 |
Employer Incorporated Location |
Employer's legal address where incorporated |
Acct |
Investment Profile |
PROCEED.O.AddrType |
8 |
Branch Address |
Branch Address |
Acct |
Investment Profile |
PROCEED.O.AddrType |
9 |
Broker/Dealer Address |
Broker/Dealer Address |
Acct |
Investment Profile |
PURCH.Freq |
0 |
Other |
Other |
Acct |
Investment Profile |
PURCH.Freq |
1 |
Daily |
Daily |
Acct |
Investment Profile |
PURCH.Freq |
2 |
Weekly |
Weekly |
Acct |
Investment Profile |
PURCH.Freq |
3 |
Semimonthly |
Semimonthly |
Acct |
Investment Profile |
PURCH.Freq |
4 |
Monthly |
Monthly |
Acct |
Investment Profile |
PURCH.Freq |
5 |
Bimonthly |
Bimonthly |
Acct |
Investment Profile |
PURCH.Freq |
6 |
Quarterly |
Quarterly |
Acct |
Investment Profile |
PURCH.Freq |
7 |
Semiannually |
Semiannually |
Acct |
Investment Profile |
PURCH.Freq |
8 |
Annually |
Annually |
Acct |
Investment Profile |
PURCH.Freq |
9 |
One-Time |
One-Time |
Acct |
Investment Profile |
PURCH.Instr |
0 |
Other |
Other |
Acct |
Investment Profile |
PURCH.Instr |
1 |
Hold |
Hold |
Acct |
Investment Profile |
PURCH.Instr |
2 |
Remit |
Remit or send check |
Acct |
Investment Profile |
PURCH.Instr |
3 |
DVP - Delivery vs. Payment |
DVP - Delivery vs. Payment |
Acct |
Investment Profile |
PURCH.Instr |
4 |
Hold and Sweep |
Hold and Sweep |
Acct |
Investment Profile |
PURCH.Instr |
5 |
Hold in Street Name |
Hold in Street Name |
Acct |
Investment Profile |
PURCH.Instr |
6 |
Register and Send |
Register and Send |
Acct |
Investment Profile |
PURCH.Instr |
7 |
Reinvest |
Reinvest |
Acct |
Investment Profile |
PURCH.Instr |
8 |
Send by Check |
Send by check to mailing address of account |
Acct |
Investment Profile |
PURCH.Instr |
9 |
Intra-bank Payment |
Send by intra-bank payment (IBP) |
Acct |
Investment Profile |
PURCH.Instr |
10 |
Send by EFT |
Send by external bank link (EFT - electronic funds transfer) |
Acct |
Investment Profile |
PURCH.Instr |
11 |
Handle Distribution Like Sales |
Handle distributions and dividends like sales proceeds |
Acct |
Investment Profile |
PURCH.Instr |
12 |
Reinvest Equity and Mutual Fund Dividends |
Reinvest equity and mutual fund dividends, handle all other distributions like sales proceeds |
Acct |
Investment Profile |
PURCH.Instr |
13 |
Reinvest Equity Dividends Only |
Reinvest equity dividends, handle all other distributions like sales proceeds |
Acct |
Investment Profile |
PURCH.Instr |
14 |
Reinvest Mutual Fund Dividends Only |
Reinvest mutual fund dividends, handle all other distributions like sales proceeds |
Acct |
Investment Profile |
PURCH.Method |
0 |
Other |
Other |
Acct |
Investment Profile |
PURCH.Method |
1 |
Journal |
Journal |
Acct |
Investment Profile |
PURCH.Method |
2 |
First Party Check |
First Party Check |
Acct |
Investment Profile |
PURCH.Method |
3 |
Third Party |
Third Party |
Acct |
Investment Profile |
PURCH.Method |
4 |
ACH |
ACH |
Acct |
Investment Profile |
PURCH.O.AddrType |
0 |
Other |
Other |
Acct |
Investment Profile |
PURCH.O.AddrType |
1 |
Home |
Home or Legal address |
Acct |
Investment Profile |
PURCH.O.AddrType |
2 |
Mailing |
Mailing address |
Acct |
Investment Profile |
PURCH.O.AddrType |
3 |
Primary Residence |
Address of primary residence |
Acct |
Investment Profile |
PURCH.O.AddrType |
4 |
Office |
Office address |
Acct |
Investment Profile |
PURCH.O.AddrType |
5 |
Birth Place |
Place of birth address |
Acct |
Investment Profile |
PURCH.O.AddrType |
6 |
Employer |
Employer's address |
Acct |
Investment Profile |
PURCH.O.AddrType |
7 |
Employer Incorporated Location |
Employer's legal address where incorporated |
Acct |
Investment Profile |
PURCH.O.AddrType |
8 |
Branch Address |
Branch Address |
Acct |
Investment Profile |
PURCH.O.AddrType |
9 |
Broker/Dealer Address |
Broker/Dealer Address |
Acct |
Investment Profile |
RegType |
0 |
Other |
Other |
Acct |
Account |
RegType |
0 |
Other (Second Occurrence) |
Allows for multiple instances of the field "Other" for registration type |
Acct |
Account |
RegType |
0 |
Other (Third Occurrence) |
Allows for multiple instances of the field "Other" for registration type |
Acct |
Account |
RegType |
1 |
Individual |
Individual |
Acct |
Account |
RegType |
2 |
Joint |
Joint |
Acct |
Account |
RegType |
3 |
Joint Tenants with Rights of Survivorship |
Joint Tenants with Rights of Survivorship (JTWROS) |
Acct |
Account |
RegType |
4 |
Joint Tenants in Common |
Joint Tenants in Common |
Acct |
Account |
RegType |
5 |
Joint Tenants in Entirety |
Joint Tenants in Entirety |
Acct |
Account |
RegType |
6 |
Joint Community Property |
Joint Community Property |
Acct |
Account |
RegType |
7 |
Joint Community Property with Rights of Survivorship |
Joint Community Property with Rights of Survivorship |
Acct |
Account |
RegType |
8 |
Joint Usufruct |
Joint Usufruct |
Acct |
Account |
RegType |
9 |
Transfer On Death - Individual |
Transfer On Death - Individual |
Acct |
Account |
RegType |
10 |
Transfer On Death - Joint |
Transfer On Death - Joint |
Acct |
Account |
RegType |
11 |
Transfer On Death - Joint Tenants with Rights of Survivorship |
Transfer On Death - Joint Tenants with Rights of Survivorship |
Acct |
Account |
RegType |
12 |
Transfer On Death - Joint Tenants in Common |
Transfer On Death - Joint Tenants in Common |
Acct |
Account |
RegType |
13 |
Transfer On Death - Joint Tenants in Entirety |
Transfer On Death - Joint Tenants in Entirety |
Acct |
Account |
RegType |
14 |
Transfer On Death - Joint Community Property |
Transfer On Death - Joint Community Property |
Acct |
Account |
RegType |
15 |
Transfer On Death - Joint Community Property with Rights of Survivorship |
Transfer On Death - Joint Community Property with Rights of Survivorship |
Acct |
Account |
RegType |
16 |
Transfer On Death - Joint Usufruct |
Transfer On Death - Joint Usufruct |
Acct |
Account |
RegType |
17 |
Corporation |
Corporation |
Acct |
Account |
RegType |
18 |
Limited Liability Corporation |
Limited Liability Corporation |
Acct |
Account |
RegType |
19 |
Noncorporate (Unincorporated) Association |
Noncorporate (Unincorporated) Association |
Acct |
Account |
RegType |
20 |
Non-Prototype |
Non-Prototype |
Acct |
Account |
RegType |
21 |
Financial Organization |
Financial Organization |
Acct |
Account |
RegType |
22 |
Nonprofit (Exempt or Charitable) Organization |
Nonprofit (Exempt or Charitable) Organization |
Acct |
Account |
RegType |
23 |
Sole Proprietorship |
Sole Proprietorship |
Acct |
Account |
RegType |
24 |
Partnership |
Partnership |
Acct |
Account |
RegType |
25 |
Trust |
Trust |
Acct |
Account |
RegType |
26 |
Trust under Agreement |
Trust under Agreement |
Acct |
Account |
RegType |
27 |
Trust under Will |
Trust under Will |
Acct |
Account |
RegType |
28 |
Trust - Family |
Trust - Family |
Acct |
Account |
RegType |
29 |
Trust - Irrevocable |
Trust - Irrevocable |
Acct |
Account |
RegType |
30 |
Trust - Revocable |
Trust - Revocable |
Acct |
Account |
RegType |
31 |
Trust - Living |
Trust - Living |
Acct |
Account |
RegType |
32 |
Trust - Testamentary |
Trust - Testamentary |
Acct |
Account |
RegType |
33 |
Estate |
Estate |
Acct |
Account |
RegType |
34 |
Estate Executor |
Estate Executor |
Acct |
Account |
RegType |
35 |
Estate Administrator |
Estate Administrator |
Acct |
Account |
RegType |
36 |
Estate Personal Representative |
Estate Personal Representative |
Acct |
Account |
RegType |
37 |
Government Entity |
Government Entity |
Acct |
Account |
RegType |
38 |
Power of Attorney |
Power of Attorney |
Acct |
Account |
RegType |
39 |
Investment Club |
Investment Club |
Acct |
Account |
RegType |
40 |
Conservatorship |
Conservatorship |
Acct |
Account |
RegType |
41 |
Bank Collateral |
Bank Collateral |
Acct |
Account |
RegType |
42 |
Cash on Delivery |
Cash on Delivery |
Acct |
Account |
RegType |
43 |
Custodian for a Minor |
Custodian for a Minor |
Acct |
Account |
RegType |
44 |
Custodial UGMA (Uniform Gift to Minors Act) |
Custodial UGMA (Uniform Gift to Minors Act) |
Acct |
Account |
RegType |
45 |
Custodial UTMA (Uniform Transfer to Minors Act) |
Custodial UTMA (Uniform Transfer to Minors Act) |
Acct |
Account |
RegType |
46 |
Guardianship |
Guardianship |
Acct |
Account |
RegType |
47 |
529 Plan |
529 Plan |
Acct |
Account |
RegType |
48 |
College Savings / Coverdell / Education |
College Savings (Coverdell ESA) Education IRA |
Acct |
Account |
RegType |
49 |
IRA |
IRA (Traditional) |
Acct |
Account |
RegType |
50 |
IRA - Third Party |
IRA - Third Party |
Acct |
Account |
RegType |
51 |
IRA Rollover |
IRA Rollover |
Acct |
Account |
RegType |
52 |
IRA Roth |
IRA Roth (Contribution) |
Acct |
Account |
RegType |
53 |
SEP |
SEP IRA |
Acct |
Account |
RegType |
54 |
Simple IRA |
Simple IRA (Employee) |
Acct |
Account |
RegType |
55 |
Profit Sharing |
Profit Sharing (PSP) |
Acct |
Account |
RegType |
56 |
Pension Plan |
Pension Plan |
Acct |
Account |
RegType |
57 |
401k |
Group 401(k) |
Acct |
Account |
RegType |
58 |
403b |
403(b) / TSA / Tax-Sheltered Annuity |
Acct |
Account |
RegType |
59 |
Defined Benefit Plan |
Defined Benefit Plan |
Acct |
Account |
RegType |
60 |
Keogh |
Keogh / HR10 |
Acct |
Account |
RegType |
61 |
Money Purchase Plan (MPP) |
Money Purchase Plan (MPP) |
Acct |
Account |
RegType |
62 |
Advisory / Wrap / Managed Account |
Advisory / Wrap / Managed Account |
Acct |
Account |
RegType |
63 |
Thrift Savings Plan |
Thrift Savings Plan (TSP) |
Acct |
Account |
RegType |
64 |
Limited Liability Partnership |
Limited Liability Partnership (LLP) |
Acct |
Account |
RegType |
65 |
Beneficiary / Inherited |
Beneficiary / Inherited |
Acct |
Account |
RegType |
66 |
IRA Roth Conversion |
IRA Roth Conversion |
Acct |
Account |
RegType |
67 |
SARSEP |
SARSEP IRA |
Acct |
Account |
RegType |
68 |
SIMPLE IRA Employer |
SIMPLE IRA Employer |
Acct |
Account |
RegType |
69 |
IRA Custodial Roth |
Custodial Roth IRA |
Acct |
Account |
RegType |
70 |
Individual 401k |
Individual 401k / Single K |
Acct |
Account |
RegType |
71 |
Defined Contribution |
Defined Contribution |
Acct |
Account |
RegType |
72 |
Beneficiary IRA (BDA) |
IRA Beneficiary Distribution Account |
Acct |
Account |
RegType |
73 |
Beneficiary Roth IRA (BDA) |
Roth IRA Beneficiary Distribution Account |
Acct |
Account |
RegType |
74 |
Non-Prototype IRA |
Non-Prototype IRA |
Acct |
Account |
RegType |
75 |
Non-Prototype Plan |
Non-Prototype Plan |
Acct |
Account |
RegType |
76 |
Non-Prototype Trust |
Non-Prototype Trust |
Acct |
Account |
RegType |
77 |
ERISA / T1 |
ERISA / T1 |
Acct |
Account |
RegType |
78 |
457 Deferred Comp |
457 Deferred Compensation |
Acct |
Account |
RegType |
79 |
Roth 401(k) |
Roth Group 401(k) |
Acct |
Account |
RegType |
80 |
Estate Special Administrator |
Estate Special Administrator |
Acct |
Account |
RegType |
81 |
Estate Temporary Administrator |
Estate Temporary Administrator |
Acct |
Account |
RegType |
82 |
Estate Executrix |
Estate Executrix |
Acct |
Account |
RegType |
83 |
Trust - Irrevocable Living |
Trust - Irrevocable Living |
Acct |
Account |
RegType |
84 |
Trust - Charitable |
Trust - Charitable |
Acct |
Account |
RegType |
85 |
Exempt Organization |
Exempt Organization |
Acct |
Account |
RegType |
86 |
Nonpurpose Loan |
Nonpurpose Loan |
Acct |
Account |
RegType |
87 |
Group 529 Plan |
Group 529 Plan |
Acct |
Account |
RegType |
88 |
Nonprofit Corporation |
Nonprofit Corporation |
Acct |
Account |
RegType |
89 |
Charitable Donation |
Charitable Donation |
Acct |
Account |
RegType |
90 |
403b7 |
403(b)(7) |
Acct |
Account |
RegType |
91 |
403b9 |
403(b)(9) |
Acct |
Account |
RegType |
92 |
Roth Individual 401(k) Conversion |
Roth Individual 401(k) Conversion |
Acct |
Account |
RegType |
93 |
Roth Group 401(k) Conversion |
Roth Group 401(k) Conversion |
Acct |
Account |
RegType |
94 |
Beneficiary QRP |
Beneficiary QRP |
Acct |
Account |
RegType |
95 |
Roth Group 401(k) |
Roth Group 401(k) |
Acct |
Account |
RegType |
96 |
Revocable Living Trust |
Revocable Living Trust, Other Trust, Marital Trust |
Acct |
Account |
RegType |
97 |
Other Revocable Trust |
Other Revocable Trust, CRUT |
Acct |
Account |
RegType |
98 |
Business Trust |
Business Trust |
Acct |
Account |
RegType |
99 |
Foreign Trust |
Foreign Trust |
Acct |
Account |
RegType |
100 |
Fiduciary Trust |
Fiduciary Trust |
Acct |
Account |
RegType |
101 |
Inherited IRA |
Inherited IRA |
Acct |
Account |
RegType |
102 |
Self-Directed IRA |
Self-Directed IRA |
Acct |
Account |
RegType |
103 |
Spousal IRA |
Spousal IRA |
Acct |
Account |
RegType |
104 |
Spousal Rollover IRA |
Spousal Rollover IRA |
Acct |
Account |
RegType |
105 |
Custodial IRA Contributory |
Custodial IRA Contributory |
Acct |
Account |
RegType |
106 |
Inherited Roth IRA |
Inherited Roth IRA |
Acct |
Account |
RegType |
107 |
Qualified |
Qualified, Retirement |
Acct |
Account |
RegType |
108 |
Non-Qualified |
Non-Qualified, Non-IRA |
Acct |
Account |
RegType |
109 |
Retirement Plan Rollover |
Retirement Plan Rollover |
Acct |
Account |
RegType |
110 |
Roth 403(b) |
Roth 403(b) |
Acct |
Account |
RegType |
111 |
401(a) |
401(a) |
Acct |
Account |
RegType |
112 |
Health Savings Account |
Health Savings Account |
Acct |
Account |
RegType |
113 |
C Corporation |
C Corporation |
Acct |
Account |
RegType |
114 |
Individual 529 Funded by UGMA/UTMA |
Individual 529 Funded by UGMA/UTMA |
Acct |
Account |
RegType |
115 |
Participant 403(b) |
Participant 403(b) |
Acct |
Account |
RegType |
116 |
Participant 403(b)7 |
Participant 403(b)7 |
Acct |
Account |
RegType |
117 |
Group 403(b) |
Group 403(b) |
Acct |
Account |
RegType |
118 |
Group 403(b)7 |
Group 403(b)7 |
Acct |
Account |
RegType |
119 |
S Corporation |
S Corporation |
Acct |
Account |
RegType |
120 |
Disregarded Entity |
Disregarded Entity |
Acct |
Account |
RegType |
121 |
Participant IRA |
Participant IRA |
Acct |
Account |
RegType |
122 |
Guardian IRA |
Guardian IRA |
Acct |
Account |
RegType |
123 |
Employer IRA |
Employer IRA |
Acct |
Account |
RegType |
124 |
Individual Education |
Education, 529, Coverdell, ESA Individual Account |
Acct |
Account |
RegType |
125 |
Trust Education |
Education, 529, Coverdell, ESA Trust Account |
Acct |
Account |
RegType |
126 |
Rollover Education |
Education, 529, Coverdell, ESA Rollover Account |
Acct |
Account |
RegTypeEntity |
0 |
Other |
Other |
Acct |
Account |
RegTypeEntity |
0 |
Other (Second Occurrence) |
Allows for multiple instances of the field "Other" for registration type |
Acct |
Account |
RegTypeEntity |
0 |
Other (Third Occurrence) |
Allows for multiple instances of the field "Other" for registration type |
Acct |
Account |
RegTypeEntity |
1 |
Individual |
Individual |
Acct |
Account |
RegTypeEntity |
2 |
Joint |
Joint |
Acct |
Account |
RegTypeEntity |
3 |
Joint Tenants with Rights of Survivorship |
Joint Tenants with Rights of Survivorship (JTWROS) |
Acct |
Account |
RegTypeEntity |
4 |
Joint Tenants in Common |
Joint Tenants in Common |
Acct |
Account |
RegTypeEntity |
5 |
Joint Tenants in Entirety |
Joint Tenants in Entirety |
Acct |
Account |
RegTypeEntity |
6 |
Joint Community Property |
Joint Community Property |
Acct |
Account |
RegTypeEntity |
7 |
Joint Community Property with Rights of Survivorship |
Joint Community Property with Rights of Survivorship |
Acct |
Account |
RegTypeEntity |
8 |
Joint Usufruct |
Joint Usufruct |
Acct |
Account |
RegTypeEntity |
9 |
Transfer On Death - Individual |
Transfer On Death - Individual |
Acct |
Account |
RegTypeEntity |
10 |
Transfer On Death - Joint |
Transfer On Death - Joint |
Acct |
Account |
RegTypeEntity |
11 |
Transfer On Death - Joint Tenants with Rights of Survivorship |
Transfer On Death - Joint Tenants with Rights of Survivorship |
Acct |
Account |
RegTypeEntity |
12 |
Transfer On Death - Joint Tenants in Common |
Transfer On Death - Joint Tenants in Common |
Acct |
Account |
RegTypeEntity |
13 |
Transfer On Death - Joint Tenants in Entirety |
Transfer On Death - Joint Tenants in Entirety |
Acct |
Account |
RegTypeEntity |
14 |
Transfer On Death - Joint Community Property |
Transfer On Death - Joint Community Property |
Acct |
Account |
RegTypeEntity |
15 |
Transfer On Death - Joint Community Property with Rights of Survivorship |
Transfer On Death - Joint Community Property with Rights of Survivorship |
Acct |
Account |
RegTypeEntity |
16 |
Transfer On Death - Joint Usufruct |
Transfer On Death - Joint Usufruct |
Acct |
Account |
RegTypeEntity |
17 |
Corporation |
Corporation |
Acct |
Account |
RegTypeEntity |
18 |
Limited Liability Corporation |
Limited Liability Corporation |
Acct |
Account |
RegTypeEntity |
19 |
Noncorporate (Unincorporated) Association |
Noncorporate (Unincorporated) Association |
Acct |
Account |
RegTypeEntity |
20 |
Non-Prototype |
Non-Prototype |
Acct |
Account |
RegTypeEntity |
21 |
Financial Organization |
Financial Organization |
Acct |
Account |
RegTypeEntity |
22 |
Nonprofit (Exempt or Charitable) Organization |
Nonprofit (Exempt or Charitable) Organization |
Acct |
Account |
RegTypeEntity |
23 |
Sole Proprietorship |
Sole Proprietorship |
Acct |
Account |
RegTypeEntity |
24 |
Partnership |
Partnership |
Acct |
Account |
RegTypeEntity |
25 |
Trust |
Trust |
Acct |
Account |
RegTypeEntity |
26 |
Trust under Agreement |
Trust under Agreement |
Acct |
Account |
RegTypeEntity |
27 |
Trust under Will |
Trust under Will |
Acct |
Account |
RegTypeEntity |
28 |
Trust - Family |
Trust - Family |
Acct |
Account |
RegTypeEntity |
29 |
Trust - Irrevocable |
Trust - Irrevocable |
Acct |
Account |
RegTypeEntity |
30 |
Trust - Revocable |
Trust - Revocable |
Acct |
Account |
RegTypeEntity |
31 |
Trust - Living |
Trust - Living |
Acct |
Account |
RegTypeEntity |
32 |
Trust - Testamentary |
Trust - Testamentary |
Acct |
Account |
RegTypeEntity |
33 |
Estate |
Estate |
Acct |
Account |
RegTypeEntity |
34 |
Estate Executor |
Estate Executor |
Acct |
Account |
RegTypeEntity |
35 |
Estate Administrator |
Estate Administrator |
Acct |
Account |
RegTypeEntity |
36 |
Estate Personal Representative |
Estate Personal Representative |
Acct |
Account |
RegTypeEntity |
37 |
Government Entity |
Government Entity |
Acct |
Account |
RegTypeEntity |
38 |
Power of Attorney |
Power of Attorney |
Acct |
Account |
RegTypeEntity |
39 |
Investment Club |
Investment Club |
Acct |
Account |
RegTypeEntity |
40 |
Conservatorship |
Conservatorship |
Acct |
Account |
RegTypeEntity |
41 |
Bank Collateral |
Bank Collateral |
Acct |
Account |
RegTypeEntity |
42 |
Cash on Delivery |
Cash on Delivery |
Acct |
Account |
RegTypeEntity |
43 |
Custodian for a Minor |
Custodian for a Minor |
Acct |
Account |
RegTypeEntity |
44 |
Custodial UGMA (Uniform Gift to Minors Act) |
Custodial UGMA (Uniform Gift to Minors Act) |
Acct |
Account |
RegTypeEntity |
45 |
Custodial UTMA (Uniform Transfer to Minors Act) |
Custodial UTMA (Uniform Transfer to Minors Act) |
Acct |
Account |
RegTypeEntity |
46 |
Guardianship |
Guardianship |
Acct |
Account |
RegTypeEntity |
47 |
529 Plan |
529 Plan |
Acct |
Account |
RegTypeEntity |
48 |
College Savings / Coverdell |
College Savings College Savings (Coverdell ESA) |
Acct |
Account |
RegTypeEntity |
49 |
IRA |
IRA |
Acct |
Account |
RegTypeEntity |
50 |
IRA - Third Party |
IRA - Third Party |
Acct |
Account |
RegTypeEntity |
51 |
IRA Rollover |
IRA Rollover |
Acct |
Account |
RegTypeEntity |
52 |
IRA Roth |
IRA Roth |
Acct |
Account |
RegTypeEntity |
53 |
SEP |
SEP IRA |
Acct |
Account |
RegTypeEntity |
54 |
Simple IRA |
Simple IRA (Employee) |
Acct |
Account |
RegTypeEntity |
55 |
Profit Sharing |
Profit Sharing (PSP) |
Acct |
Account |
RegTypeEntity |
56 |
Pension Plan |
Pension Plan |
Acct |
Account |
RegTypeEntity |
57 |
401k |
401k |
Acct |
Account |
RegTypeEntity |
58 |
403b |
403b / TSA / Tax-Sheltered Annuity |
Acct |
Account |
RegTypeEntity |
59 |
Defined Benefit Plan |
Defined Benefit Plan |
Acct |
Account |
RegTypeEntity |
60 |
Keogh |
Keogh / HR10 |
Acct |
Account |
RegTypeEntity |
61 |
Money Purchase Plan (MPP) |
Money Purchase Plan (MPP) |
Acct |
Account |
RegTypeEntity |
62 |
Advisory / Wrap / Managed Account |
Advisory / Wrap / Managed Account |
Acct |
Account |
RegTypeEntity |
63 |
Thrift Savings Plan |
Thrift Savings Plan (TSP) |
Acct |
Account |
RegTypeEntity |
64 |
Limited Liability Partnership |
Limited Liability Partnership (LLP) |
Acct |
Account |
RegTypeEntity |
65 |
Beneficiary / Inherited |
Beneficiary / Inherited |
Acct |
Account |
RegTypeEntity |
66 |
IRA Roth Conversion |
IRA Roth Conversion |
Acct |
Account |
RegTypeEntity |
67 |
SARSEP |
SARSEP IRA |
Acct |
Account |
RegTypeEntity |
68 |
SIMPLE IRA Employer |
SIMPLE IRA Employer |
Acct |
Account |
RegTypeEntity |
69 |
IRA Custodial Roth |
Custodial Roth IRA |
Acct |
Account |
RegTypeEntity |
70 |
Individual 401k |
Individual 401k |
Acct |
Account |
RegTypeEntity |
71 |
Defined Contribution |
Defined Contribution |
Acct |
Account |
RegTypeEntity |
72 |
IRA-BDA |
IRA Beneficiary Distribution Account |
Acct |
Account |
RegTypeEntity |
73 |
Roth IRA-BDA |
Roth IRA Beneficiary Distribution Account |
Acct |
Account |
RegTypeEntity |
74 |
Non-Prototype IRA |
Non-Prototype IRA |
Acct |
Account |
RegTypeEntity |
75 |
Non-Prototype Plan |
Non-Prototype Plan |
Acct |
Account |
RegTypeEntity |
76 |
Non-Prototype Trust |
Non-Prototype Trust |
Acct |
Account |
RegTypeEntity |
77 |
ERISA / T1 |
ERISA / T1 |
Acct |
Account |
RegTypeEntity |
78 |
457 Deferred Comp |
457 Deferred Compensation |
Acct |
Account |
RegTypeEntity |
79 |
Roth 401(k) |
Roth 401(k) |
Acct |
Account |
RegTypeEntity |
80 |
Estate Special Administrator |
Estate Special Administrator |
Acct |
Account |
RegTypeEntity |
81 |
Estate Temporary Administrator |
Estate Temporary Administrator |
Acct |
Account |
RegTypeEntity |
82 |
Estate Executrix |
Estate Executrix |
Acct |
Account |
RegTypeEntity |
83 |
Trust - Irrevocable Living |
Trust - Irrevocable Living |
Acct |
Account |
RegTypeEntity |
84 |
Trust - Charitable |
Trust - Charitable |
Acct |
Account |
RegTypeEntity |
85 |
Exempt Organization |
Exempt Organization |
Acct |
Account |
RegTypeEntity |
86 |
Nonpurpose Loan |
Nonpurpose Loan |
Acct |
Account |
RegTypeEntity |
87 |
Group 529 Plan |
Group 529 Plan |
Acct |
Account |
RegTypeEntity |
88 |
Nonprofit Corporation |
Nonprofit Corporation |
Acct |
Account |
RegTypeEntity |
89 |
Charitable Donation |
Charitable Donation |
Acct |
Account |
RegTypeEntity |
90 |
403b7 |
403(b)(7) |
Acct |
Account |
RegTypeEntity |
91 |
403b9 |
403(b)(9) |
Acct |
Account |
RegTypeEntity |
92 |
Roth Individual 401(k) Conversion |
Roth Individual 401(k) Conversion |
Acct |
Account |
RegTypeEntity |
93 |
Roth Group 401(k) Conversion |
Roth Group 401(k) Conversion |
Acct |
Account |
RegTypeEntity |
94 |
Beneficiary QRP |
Beneficiary QRP |
Acct |
Account |
RegTypeEntity |
95 |
Roth Group 401(k) |
Roth Group 401(k) |
Acct |
Account |
RegTypeEntity |
96 |
Revocable Living Trust |
Revocable Living Trust, Other Trust, Marital Trust |
Acct |
Account |
RegTypeEntity |
97 |
Other Revocable Trust |
Other Revocable Trust, CRUT |
Acct |
Account |
RegTypeEntity |
98 |
Business Trust |
Business Trust |
Acct |
Account |
RegTypeEntity |
99 |
Foreign Trust |
Foreign Trust |
Acct |
Account |
RegTypeEntity |
100 |
Fiduciary Trust |
Fiduciary Trust |
Acct |
Account |
RegTypeEntity |
101 |
Inherited IRA |
Inherited IRA |
Acct |
Account |
RegTypeEntity |
102 |
Self-Directed IRA |
Self-Directed IRA |
Acct |
Account |
RegTypeEntity |
103 |
Spousal IRA |
Spousal IRA |
Acct |
Account |
RegTypeEntity |
104 |
Spousal Rollover IRA |
Spousal Rollover IRA |
Acct |
Account |
RegTypeEntity |
105 |
Custodial IRA Contributory |
Custodial IRA Contributory |
Acct |
Account |
RegTypeEntity |
106 |
Inherited Roth IRA |
Inherited Roth IRA |
Acct |
Account |
RegTypeEntity |
107 |
Qualified |
Qualified, Retirement |
Acct |
Account |
RegTypeEntity |
108 |
Non-Qualified |
Non-Qualified, Non-IRA |
Acct |
Account |
RegTypeEntity |
109 |
Retirement Plan Rollover |
Retirement Plan Rollover |
Acct |
Account |
RegTypeEntity |
111 |
401(a) |
401(a) |
Acct |
Account |
RegTypeEntity |
112 |
Health Savings Account |
Health Savings Account |
Acct |
Account |
RegTypeEntity |
113 |
C Corporation |
C Corporation |
Acct |
Account |
RegTypeEntity |
114 |
Individual 529 Funded by UGMA/UTMA |
Individual 529 Funded by UGMA/UTMA |
Acct |
Account |
RegTypeEntity |
115 |
Participant 403(b) |
Participant 403(b) |
Acct |
Account |
RegTypeEntity |
116 |
Participant 403(b)7 |
Participant 403(b)7 |
Acct |
Account |
RegTypeEntity |
117 |
Group 403(b) |
Group 403(b) |
Acct |
Account |
RegTypeEntity |
118 |
Group 403(b)7 |
Group 403(b)7 |
Acct |
Account |
RegTypeEntity |
119 |
S Corporation |
S Corporation |
Acct |
Account |
RegTypeEntity |
120 |
Disregarded Entity |
Disregarded Entity |
Acct |
Account |
RegTypeEntity |
121 |
Participant IRA |
Participant IRA |
Acct |
Account |
RegTypeEntity |
122 |
Guardian IRA |
Guardian IRA |
Acct |
Account |
RegTypeEntity |
123 |
Employer IRA |
Employer IRA |
Acct |
Account |
RegTypeEntity |
124 |
Individual Education |
Education, 529, Coverdell, ESA Individual Account |
Acct |
Account |
RegTypeEntity |
125 |
Trust Education |
Education, 529, Coverdell, ESA Trust Account |
Acct |
Account |
RegTypeEntity |
126 |
Rollover Education |
Education, 529, Coverdell, ESA Rollover Account |
Acct |
Account |
RetPlanERISA |
0 |
Other |
Other |
Acct |
Account |
RetPlanERISA |
1 |
ERISA |
ERISA |
Acct |
Account |
RetPlanERISA |
2 |
Non-ERISA |
Non-ERISA |
Acct |
Account |
RetPlanPrototype |
0 |
Other |
Other |
Acct |
Account |
RetPlanPrototype |
1 |
Non-Prototype |
Non-Prototype |
Acct |
Account |
RetPlanPrototype |
2 |
Clearingfirm Prototype |
Clearingfirm Prototype |
Acct |
Account |
RetPlanPrototype |
3 |
Product Company Prototype |
Product Company Prototype |
Acct |
Account |
TransferSoldBy |
0 |
Other |
Other |
Acct |
Account |
TransferSoldBy |
1 |
Myself |
Myself |
Acct |
Account |
TransferSoldBy |
2 |
Advisor |
Advisor |
Acct |
Account |
TrusteeRights |
0 |
Other |
Other |
Acct |
Account |
TrusteeRights |
1 |
Independent |
Trustees can act independently |
Acct |
Account |
TrusteeRights |
2 |
Joint |
Trustees must work together on account |
Acct |
Account |
WD.Freq |
0 |
Other |
Other |
Acct |
Investment Profile |
WD.Freq |
1 |
Daily |
Daily |
Acct |
Investment Profile |
WD.Freq |
2 |
Weekly |
Weekly |
Acct |
Investment Profile |
WD.Freq |
3 |
Semimonthly |
Semimonthly |
Acct |
Investment Profile |
WD.Freq |
4 |
Monthly |
Monthly |
Acct |
Investment Profile |
WD.Freq |
5 |
Bimonthly |
Bimonthly |
Acct |
Investment Profile |
WD.Freq |
6 |
Quarterly |
Quarterly |
Acct |
Investment Profile |
WD.Freq |
7 |
Semiannually |
Semiannually |
Acct |
Investment Profile |
WD.Freq |
8 |
Annually |
Annually |
Acct |
Investment Profile |
WD.Freq |
9 |
One-Time |
One-Time |
Acct |
Investment Profile |
WD.Instr |
0 |
Other |
Other |
Acct |
Investment Profile |
WD.Instr |
1 |
Hold |
Hold |
Acct |
Investment Profile |
WD.Instr |
2 |
Remit |
Remit or send check |
Acct |
Investment Profile |
WD.Instr |
3 |
DVP - Delivery vs. Payment |
DVP - Delivery vs. Payment |
Acct |
Investment Profile |
WD.Instr |
4 |
Hold and Sweep |
Hold and Sweep |
Acct |
Investment Profile |
WD.Instr |
5 |
Hold in Street Name |
Hold in Street Name |
Acct |
Investment Profile |
WD.Instr |
6 |
Register and Send |
Register and Send |
Acct |
Investment Profile |
WD.Instr |
7 |
Reinvest |
Reinvest |
Acct |
Investment Profile |
WD.Instr |
8 |
Send by Check |
Send by check to mailing address of account |
Acct |
Investment Profile |
WD.Instr |
9 |
Intra-bank Payment |
Send by intra-bank payment (IBP) |
Acct |
Investment Profile |
WD.Instr |
10 |
Send by EFT |
Send by external bank link (EFT - electronic funds transfer) |
Acct |
Investment Profile |
WD.Instr |
11 |
Handle Distribution Like Sales |
Handle distributions and dividends like sales proceeds |
Acct |
Investment Profile |
WD.Instr |
12 |
Reinvest Equity and Mutual Fund Dividends |
Reinvest equity and mutual fund dividends, handle all other distributions like sales proceeds |
Acct |
Investment Profile |
WD.Instr |
13 |
Reinvest Equity Dividends Only |
Reinvest equity dividends, handle all other distributions like sales proceeds |
Acct |
Investment Profile |
WD.Instr |
14 |
Reinvest Mutual Fund Dividends Only |
Reinvest mutual fund dividends, handle all other distributions like sales proceeds |
Acct |
Investment Profile |
WD.Method |
0 |
Other |
Other |
Acct |
Investment Profile |
WD.Method |
1 |
Journal |
Journal |
Acct |
Investment Profile |
WD.Method |
2 |
First Party Check |
First Party Check |
Acct |
Investment Profile |
WD.Method |
3 |
Third Party |
Third Party |
Acct |
Investment Profile |
WD.Method |
4 |
ACH |
ACH |
Acct |
Investment Profile |
WD.O.AddrType |
0 |
Other |
Other |
Acct |
Investment Profile |
WD.O.AddrType |
1 |
Home |
Home or Legal address |
Acct |
Investment Profile |
WD.O.AddrType |
2 |
Mailing |
Mailing address |
Acct |
Investment Profile |
WD.O.AddrType |
3 |
Primary Residence |
Address of primary residence |
Acct |
Investment Profile |
WD.O.AddrType |
4 |
Office |
Office address |
Acct |
Investment Profile |
WD.O.AddrType |
5 |
Birth Place |
Place of birth address |
Acct |
Investment Profile |
WD.O.AddrType |
6 |
Employer |
Employer's address |
Acct |
Investment Profile |
WD.O.AddrType |
7 |
Employer Incorporated Location |
Employer's legal address where incorporated |
Acct |
Investment Profile |
WD.O.AddrType |
8 |
Branch Address |
Branch Address |
Acct |
Investment Profile |
WD.O.AddrType |
9 |
Broker/Dealer Address |
Broker/Dealer Address |
Acct |
Investment Profile |
AcctRole |
0 |
Other |
Other |
Client |
Client Personal Info |
AcctRole |
1 |
Primary Investor |
Primary Investor / Primary Account Holder |
Client |
Client Personal Info |
AcctRole |
2 |
Primary & Joint Investors or Minor |
Primary & Joint Investors or Minor / Primary and Joint Account Holders |
Client |
Client Personal Info |
AcctRole |
3 |
Joint Investor or Minor |
Joint Investor or Minor / Joint Account Holder Or Minor |
Client |
Client Personal Info |
BeneRelation |
0 |
Other |
Other |
Client |
Beneficiary Info |
BeneRelation |
1 |
Spouse |
Spouse |
Client |
Beneficiary Info |
BeneRelation |
2 |
Non-Spouse |
Non-Spouse |
Client |
Beneficiary Info |
BeneRelation |
3 |
Trust |
Trust |
Client |
Beneficiary Info |
BeneRelation |
4 |
Entity |
Entity |
Client |
Beneficiary Info |
BeneType |
0 |
Other |
Other |
Client |
Beneficiary Info |
BeneType |
1 |
Primary |
Primary |
Client |
Beneficiary Info |
BeneType |
2 |
Contingent |
Contingent |
Client |
Beneficiary Info |
BP.AddrType |
0 |
Other |
Other |
Client |
Client Personal Info |
BP.AddrType |
1 |
Home |
Home or Legal address |
Client |
Client Personal Info |
BP.AddrType |
2 |
Mailing |
Mailing address |
Client |
Client Personal Info |
BP.AddrType |
3 |
Primary Residence |
Address of primary residence |
Client |
Client Personal Info |
BP.AddrType |
4 |
Office |
Office address |
Client |
Client Personal Info |
BP.AddrType |
5 |
Birth Place |
Place of birth address |
Client |
Client Personal Info |
BP.AddrType |
6 |
Employer |
Employer's address |
Client |
Client Personal Info |
BP.AddrType |
7 |
Employer Incorporated Location |
Employer's legal address where incorporated |
Client |
Client Personal Info |
BP.AddrType |
8 |
Branch Address |
Branch Address |
Client |
Client Personal Info |
BP.AddrType |
9 |
Broker/Dealer Address |
Broker/Dealer Address |
Client |
Client Personal Info |
CitizenshipType |
0 |
Other |
Other |
Client |
Client Personal Info |
CitizenshipType |
1 |
US Citizen |
US Citizen |
Client |
Client Personal Info |
CitizenshipType |
2 |
Resident Alien |
Resident Alien |
Client |
Client Personal Info |
CitizenshipType |
3 |
Non-Resident Alien |
Non-Resident Alien |
Client |
Client Personal Info |
CitizenshipType |
4 |
US Legal Entity |
Corporation, Partnership, LLC, Trust |
Client |
Client Personal Info |
DL.IDType |
0 |
Other |
Other |
Client |
Client Personal Info |
DL.IDType |
1 |
Passport |
Passport |
Client |
Client Personal Info |
DL.IDType |
2 |
Drivers License |
Drivers License |
Client |
Client Personal Info |
DL.IDType |
3 |
Identification Card |
Identification Card |
Client |
Client Personal Info |
DL.IDType |
4 |
Alien Registration Card (Green Card) |
Alien Registration Card (Green Card) |
Client |
Client Personal Info |
DL.IDType |
5 |
Employer Authorization Document (EAD) |
Employer Authorization Document (EAD) |
Client |
Client Personal Info |
DL.IDType |
6 |
Passport without Visa |
Passport without Visa |
Client |
Client Personal Info |
DL.IDType |
7 |
Non-Documented |
Non-documentary |
Client |
Client Personal Info |
DOBType |
0 |
Other |
Other |
Client |
Client Personal Info |
DOBType |
1 |
Date of Birth |
Date of Birth |
Client |
Client Personal Info |
DOBType |
2 |
Trust Date |
Trust Date |
Client |
Client Personal Info |
EIO.AddrType |
0 |
Other |
Other |
Client |
Employer/Education |
EIO.AddrType |
1 |
Home |
Home or Legal address |
Client |
Employer/Education |
EIO.AddrType |
2 |
Mailing |
Mailing address |
Client |
Employer/Education |
EIO.AddrType |
3 |
Primary Residence |
Address of primary residence |
Client |
Employer/Education |
EIO.AddrType |
4 |
Office |
Office address |
Client |
Employer/Education |
EIO.AddrType |
5 |
Birth Place |
Place of birth address |
Client |
Employer/Education |
EIO.AddrType |
6 |
Employer |
Employer's address |
Client |
Employer/Education |
EIO.AddrType |
7 |
Employer Incorporated Location |
Employer's legal address where incorporated |
Client |
Employer/Education |
EIO.AddrType |
8 |
Branch Address |
Branch Address |
Client |
Employer/Education |
EIO.AddrType |
9 |
Broker/Dealer Address |
Broker/Dealer Address |
Client |
Employer/Education |
EmployStatus |
0 |
Other |
Other |
Client |
Employer/Education |
EmployStatus |
1 |
Employed |
Employed |
Client |
Employer/Education |
EmployStatus |
2 |
Self-Employed |
Self-Employed |
Client |
Employer/Education |
EmployStatus |
3 |
Retired |
Retired |
Client |
Employer/Education |
EmployStatus |
4 |
Unemployed |
Unemployed |
Client |
Employer/Education |
EmployStatus |
5 |
Homemaker |
Homemaker |
Client |
Employer/Education |
EmployStatus |
6 |
Student |
Student |
Client |
Employer/Education |
EntityType |
0 |
Other |
Other |
Client |
Client Personal Info |
EntityType |
1 |
Individual |
Individual |
Client |
Client Personal Info |
EntityType |
2 |
Entity |
Entity |
Client |
Client Personal Info |
EntityType |
3 |
Corporation |
Corporation |
Client |
Client Personal Info |
EntityType |
4 |
Trust |
Trust |
Client |
Client Personal Info |
EntityType |
5 |
Partnership |
Partnership |
Client |
Client Personal Info |
EO.AddrType |
0 |
Other |
Other |
Client |
Employer/Education |
EO.AddrType |
1 |
Home |
Home or Legal address |
Client |
Employer/Education |
EO.AddrType |
2 |
Mailing |
Mailing address |
Client |
Employer/Education |
EO.AddrType |
3 |
Primary Residence |
Address of primary residence |
Client |
Employer/Education |
EO.AddrType |
4 |
Office |
Office address |
Client |
Employer/Education |
EO.AddrType |
5 |
Birth Place |
Place of birth address |
Client |
Employer/Education |
EO.AddrType |
6 |
Employer |
Employer's address |
Client |
Employer/Education |
EO.AddrType |
7 |
Employer Incorporated Location |
Employer's legal address where incorporated |
Client |
Employer/Education |
EO.AddrType |
8 |
Branch Address |
Branch Address |
Client |
Employer/Education |
EO.AddrType |
9 |
Broker/Dealer Address |
Broker/Dealer Address |
Client |
Employer/Education |
ER.AddrType |
0 |
Other |
Other |
Client |
Suitability |
ER.AddrType |
1 |
Home |
Home or Legal address |
Client |
Suitability |
ER.AddrType |
2 |
Mailing |
Mailing address |
Client |
Suitability |
ER.AddrType |
3 |
Primary Residence |
Address of primary residence |
Client |
Suitability |
ER.AddrType |
4 |
Office |
Office address |
Client |
Suitability |
ER.AddrType |
5 |
Birth Place |
Place of birth address |
Client |
Suitability |
ER.AddrType |
6 |
Employer |
Employer's address |
Client |
Suitability |
ER.AddrType |
7 |
Employer Incorporated Location |
Employer's legal address where incorporated |
Client |
Suitability |
ER.AddrType |
8 |
Branch Address |
Branch Address |
Client |
Suitability |
ER.AddrType |
9 |
Broker/Dealer Address |
Broker/Dealer Address |
Client |
Suitability |
Gender |
0 |
Other |
Other |
Client |
Client Personal Info |
Gender |
1 |
Male |
Male |
Client |
Client Personal Info |
Gender |
2 |
Female |
Female |
Client |
Client Personal Info |
GOV.IDType |
0 |
Other |
Other |
Client |
Client Personal Info |
GOV.IDType |
1 |
Passport |
Passport |
Client |
Client Personal Info |
GOV.IDType |
2 |
Drivers License |
Drivers License |
Client |
Client Personal Info |
GOV.IDType |
3 |
Identification Card |
Identification Card |
Client |
Client Personal Info |
GOV.IDType |
4 |
Alien Registration Card (Green Card) |
Alien Registration Card (Green Card) |
Client |
Client Personal Info |
GOV.IDType |
5 |
Employer Authorization Document (EAD) |
Employer Authorization Document (EAD) |
Client |
Client Personal Info |
GOV.IDType |
6 |
Passport without Visa |
Passport without Visa |
Client |
Client Personal Info |
GOV.IDType |
7 |
Non-Documented |
Non-documentary |
Client |
Client Personal Info |
GOV2.IDType |
0 |
Other |
Other |
Client |
Client Personal Info |
GOV2.IDType |
1 |
Passport |
Passport |
Client |
Client Personal Info |
GOV2.IDType |
2 |
Drivers License |
Drivers License |
Client |
Client Personal Info |
GOV2.IDType |
3 |
Identification Card |
Identification Card |
Client |
Client Personal Info |
GOV2.IDType |
4 |
Alien Registration Card (Green Card) |
Alien Registration Card (Green Card) |
Client |
Client Personal Info |
GOV2.IDType |
5 |
Employer Authorization Document (EAD) |
Employer Authorization Document (EAD) |
Client |
Client Personal Info |
GOV2.IDType |
6 |
Passport without Visa |
Passport without Visa |
Client |
Client Personal Info |
GOV2.IDType |
7 |
Non-Documented |
Non-documentary |
Client |
Client Personal Info |
H.AddrType |
0 |
Other |
Other |
Client |
Home |
H.AddrType |
1 |
Home |
Home or Legal address |
Client |
Home |
H.AddrType |
2 |
Mailing |
Mailing address |
Client |
Home |
H.AddrType |
3 |
Primary Residence |
Address of primary residence |
Client |
Home |
H.AddrType |
4 |
Office |
Office address |
Client |
Home |
H.AddrType |
5 |
Birth Place |
Place of birth address |
Client |
Home |
H.AddrType |
6 |
Employer |
Employer's address |
Client |
Home |
H.AddrType |
7 |
Employer Incorporated Location |
Employer's legal address where incorporated |
Client |
Home |
H.AddrType |
8 |
Branch Address |
Branch Address |
Client |
Home |
H.AddrType |
9 |
Broker/Dealer Address |
Broker/Dealer Address |
Client |
Home |
ImmigrationStatus |
0 |
Other |
Other |
Client |
Client Personal Info |
ImmigrationStatus |
1 |
Permanent Resident |
Permanent Resident |
Client |
Client Personal Info |
ImmigrationStatus |
2 |
Non-Permanent Resident |
Non-Permanent Resident |
Client |
Client Personal Info |
ImmigrationStatus |
3 |
Non-Resident |
Non-Resident |
Client |
Client Personal Info |
InvestKnowledge |
0 |
Other |
Other |
Client |
Suitability |
InvestKnowledge |
1 |
None |
None |
Client |
Suitability |
InvestKnowledge |
2 |
Limited |
Limited |
Client |
Suitability |
InvestKnowledge |
3 |
Moderate |
Moderate |
Client |
Suitability |
InvestKnowledge |
4 |
Extensive |
Extensive |
Client |
Suitability |
M.AddrType |
0 |
Other |
Other |
Client |
Home |
M.AddrType |
1 |
Home |
Home or Legal address |
Client |
Home |
M.AddrType |
2 |
Mailing |
Mailing address |
Client |
Home |
M.AddrType |
3 |
Primary Residence |
Address of primary residence |
Client |
Home |
M.AddrType |
4 |
Office |
Office address |
Client |
Home |
M.AddrType |
5 |
Birth Place |
Place of birth address |
Client |
Home |
M.AddrType |
6 |
Employer |
Employer's address |
Client |
Home |
M.AddrType |
7 |
Employer Incorporated Location |
Employer's legal address where incorporated |
Client |
Home |
M.AddrType |
8 |
Branch Address |
Branch Address |
Client |
Home |
M.AddrType |
9 |
Broker/Dealer Address |
Broker/Dealer Address |
Client |
Home |
Married |
0 |
Other |
Other |
Client |
Client Personal Info |
Married |
1 |
Single |
Single |
Client |
Client Personal Info |
Married |
2 |
Married |
Married |
Client |
Client Personal Info |
Married |
3 |
Divorced |
Divorced |
Client |
Client Personal Info |
Married |
4 |
Separated |
Separated |
Client |
Client Personal Info |
Married |
5 |
Widowed |
Widowed |
Client |
Client Personal Info |
Married |
6 |
Domestic Partner |
Domestic Partner |
Client |
Client Personal Info |
NewClient |
0 |
Other |
Other |
Client |
Client Personal Info |
NewClient |
1 |
New |
New Client |
Client |
Client Personal Info |
NewClient |
2 |
Existing |
Existing Client |
Client |
Client Personal Info |
O.AddrType |
0 |
Other |
Other |
Client |
Employer/Education |
O.AddrType |
1 |
Home |
Home or Legal address |
Client |
Employer/Education |
O.AddrType |
2 |
Mailing |
Mailing address |
Client |
Employer/Education |
O.AddrType |
3 |
Primary Residence |
Address of primary residence |
Client |
Employer/Education |
O.AddrType |
4 |
Office |
Office address |
Client |
Employer/Education |
O.AddrType |
5 |
Birth Place |
Place of birth address |
Client |
Employer/Education |
O.AddrType |
6 |
Employer |
Employer's address |
Client |
Employer/Education |
O.AddrType |
7 |
Employer Incorporated Location |
Employer's legal address where incorporated |
Client |
Employer/Education |
O.AddrType |
8 |
Branch Address |
Branch Address |
Client |
Employer/Education |
O.AddrType |
9 |
Broker/Dealer Address |
Broker/Dealer Address |
Client |
Employer/Education |
PH.AddrType |
0 |
Other |
Other |
Client |
Home |
PH.AddrType |
1 |
Home |
Home or Legal address |
Client |
Home |
PH.AddrType |
2 |
Mailing |
Mailing address |
Client |
Home |
PH.AddrType |
3 |
Primary Residence |
Address of primary residence |
Client |
Home |
PH.AddrType |
4 |
Office |
Office address |
Client |
Home |
PH.AddrType |
5 |
Birth Place |
Place of birth address |
Client |
Home |
PH.AddrType |
6 |
Employer |
Employer's address |
Client |
Home |
PH.AddrType |
7 |
Employer Incorporated Location |
Employer's legal address where incorporated |
Client |
Home |
PH.AddrType |
8 |
Branch Address |
Branch Address |
Client |
Home |
PH.AddrType |
9 |
Broker/Dealer Address |
Broker/Dealer Address |
Client |
Home |
PM.AddrType |
0 |
Other |
Other |
Client |
Home |
PM.AddrType |
1 |
Home |
Home or Legal address |
Client |
Home |
PM.AddrType |
2 |
Mailing |
Mailing address |
Client |
Home |
PM.AddrType |
3 |
Primary Residence |
Address of primary residence |
Client |
Home |
PM.AddrType |
4 |
Office |
Office address |
Client |
Home |
PM.AddrType |
5 |
Birth Place |
Place of birth address |
Client |
Home |
PM.AddrType |
6 |
Employer |
Employer's address |
Client |
Home |
PM.AddrType |
7 |
Employer Incorporated Location |
Employer's legal address where incorporated |
Client |
Home |
PM.AddrType |
8 |
Branch Address |
Branch Address |
Client |
Home |
PM.AddrType |
9 |
Broker/Dealer Address |
Broker/Dealer Address |
Client |
Home |
PortObj |
0 |
Other |
Other |
Client |
Suitability |
PortObj |
1 |
Income |
Income |
Client |
Suitability |
PortObj |
2 |
Long-Term Growth |
Long-Term Growth |
Client |
Suitability |
PortObj |
3 |
Short-Term Growth |
Short-Term Growth |
Client |
Suitability |
PortObj |
4 |
Capital Preservation |
Capital Preservation |
Client |
Suitability |
PortObj |
5 |
Capital Appreciation |
Capital Appreciation |
Client |
Suitability |
PortObj |
6 |
Trading Profits |
Trading Profits |
Client |
Suitability |
PortObj |
7 |
Speculation |
Speculation |
Client |
Suitability |
PortObj |
8 |
Tax Advantaged |
Tax Advantaged |
Client |
Suitability |
PortObj |
9 |
Growth & Income |
Growth & Income |
Client |
Suitability |
PortObj |
10 |
Income - Conservative |
Conservative/Low Risk Income |
Client |
Suitability |
PortObj |
11 |
Income - Moderate |
Moderate/Medium Risk Income |
Client |
Suitability |
PortObj |
12 |
Income - Aggressive |
Aggressive/High Risk Income |
Client |
Suitability |
PortObj |
13 |
Growth - Conservative |
Conservative/Low Risk Growth |
Client |
Suitability |
PortObj |
14 |
Growth - Moderate |
Moderate/Medium Risk Growth |
Client |
Suitability |
PortObj |
15 |
Growth - Aggressive |
Aggressive/High Risk Growth |
Client |
Suitability |
PortObj |
16 |
Total Return - Conservative |
Conservative/Low Risk Total Return |
Client |
Suitability |
PortObj |
17 |
Total Return - Moderate |
Moderate/Medium Risk Total Return |
Client |
Suitability |
PortObj |
18 |
Total Return - Aggressive |
Aggressive/High Risk Total Return |
Client |
Suitability |
PortTimeHoriz |
0 |
Other |
Other |
Client |
Suitability |
PortTimeHoriz |
1 |
Short-Term |
Short-Term |
Client |
Suitability |
PortTimeHoriz |
2 |
Intermediate-Term |
Intermediate-Term |
Client |
Suitability |
PortTimeHoriz |
3 |
Long-Term |
Long-Term |
Client |
Suitability |
PortTimeHoriz |
4 |
Combination |
Combination |
Client |
Suitability |
Prefix |
0 |
Other |
Other |
Client |
Client Personal Info |
Prefix |
1 |
Mr. |
Mister |
Client |
Client Personal Info |
Prefix |
2 |
Mrs. |
Misses |
Client |
Client Personal Info |
Prefix |
3 |
Ms. |
Mis |
Client |
Client Personal Info |
Prefix |
4 |
Estate |
Estate |
Client |
Client Personal Info |
Prefix |
5 |
Trust |
Trust |
Client |
Client Personal Info |
Prefix |
6 |
Dr. |
Doctor |
Client |
Client Personal Info |
Prefix |
7 |
Miss |
Miss |
Client |
Client Personal Info |
R.AddrType |
0 |
Other |
Other |
Client |
Client Personal Info |
R.AddrType |
1 |
Home |
Home or Legal address |
Client |
Client Personal Info |
R.AddrType |
2 |
Mailing |
Mailing address |
Client |
Client Personal Info |
R.AddrType |
3 |
Primary Residence |
Address of primary residence |
Client |
Client Personal Info |
R.AddrType |
4 |
Office |
Office address |
Client |
Client Personal Info |
R.AddrType |
5 |
Birth Place |
Place of birth address |
Client |
Client Personal Info |
R.AddrType |
6 |
Employer |
Employer's address |
Client |
Client Personal Info |
R.AddrType |
7 |
Employer Incorporated Location |
Employer's legal address where incorporated |
Client |
Client Personal Info |
R.AddrType |
8 |
Branch Address |
Branch Address |
Client |
Client Personal Info |
R.AddrType |
9 |
Broker/Dealer Address |
Broker/Dealer Address |
Client |
Client Personal Info |
RiskTolerance |
0 |
Other |
Other |
Client |
Suitability |
RiskTolerance |
1 |
Low / Conservative |
Low / Conservative |
Client |
Suitability |
RiskTolerance |
2 |
Medium / Moderate |
Medium / Moderate |
Client |
Suitability |
RiskTolerance |
3 |
High / Aggressive |
High / Aggressive |
Client |
Suitability |
RiskTolerance |
4 |
Speculation |
Speculation |
Client |
Suitability |
RiskTolerance |
5 |
Moderate / Aggressive |
Medium-High |
Client |
Suitability |
RiskTolerance |
6 |
Conservative / Moderate |
Conservative / Moderate |
Client |
Suitability |
SignAddr.AddrType |
0 |
Other |
Other |
Client |
Client Personal Info |
SignAddr.AddrType |
1 |
Home |
Home or Legal address |
Client |
Client Personal Info |
SignAddr.AddrType |
2 |
Mailing |
Mailing address |
Client |
Client Personal Info |
SignAddr.AddrType |
3 |
Primary Residence |
Address of primary residence |
Client |
Client Personal Info |
SignAddr.AddrType |
4 |
Office |
Office address |
Client |
Client Personal Info |
SignAddr.AddrType |
5 |
Birth Place |
Place of birth address |
Client |
Client Personal Info |
SignAddr.AddrType |
6 |
Employer |
Employer's address |
Client |
Client Personal Info |
SignAddr.AddrType |
7 |
Employer Incorporated Location |
Employer's legal address where incorporated |
Client |
Client Personal Info |
SignAddr.AddrType |
8 |
Branch Address |
Branch Address |
Client |
Client Personal Info |
SignAddr.AddrType |
9 |
Broker/Dealer Address |
Broker/Dealer Address |
Client |
Client Personal Info |
SSNType |
0 |
Other |
Other |
Client |
Client Personal Info |
SSNType |
1 |
Social Security Number |
Social Security Number |
Client |
Client Personal Info |
SSNType |
2 |
Tax ID |
Tax ID |
Client |
Client Personal Info |
CompanyIDType |
0 |
Other |
Other |
Company |
PriorProdCo |
CompanyIDType |
1 |
Tax ID |
Tax ID |
Company |
PriorProdCo |
CompanyIDType |
2 |
Dunns Number |
Dunns Number |
Company |
PriorProdCo |
CompanyIDType |
3 |
NSCC Number |
NSCC Number |
Company |
PriorProdCo |
O.AddrType |
0 |
Other |
Other |
Company |
ProdCo |
O.AddrType |
1 |
Home |
Home or Legal address |
Company |
ProdCo |
O.AddrType |
2 |
Mailing |
Mailing address |
Company |
ProdCo |
O.AddrType |
3 |
Primary Residence |
Address of primary residence |
Company |
ProdCo |
O.AddrType |
4 |
Office |
Office address |
Company |
ProdCo |
O.AddrType |
5 |
Birth Place |
Place of birth address |
Company |
ProdCo |
O.AddrType |
6 |
Employer |
Employer's address |
Company |
ProdCo |
O.AddrType |
7 |
Employer Incorporated Location |
Employer's legal address where incorporated |
Company |
ProdCo |
O.AddrType |
8 |
Branch Address |
Branch Address |
Company |
ProdCo |
O.AddrType |
9 |
Broker/Dealer Address |
Broker/Dealer Address |
Company |
ProdCo |
PO.AddrType |
0 |
Other |
Other |
Company |
ProdCo |
PO.AddrType |
1 |
Home |
Home or Legal address |
Company |
ProdCo |
PO.AddrType |
2 |
Mailing |
Mailing address |
Company |
ProdCo |
PO.AddrType |
3 |
Primary Residence |
Address of primary residence |
Company |
ProdCo |
PO.AddrType |
4 |
Office |
Office address |
Company |
ProdCo |
PO.AddrType |
5 |
Birth Place |
Place of birth address |
Company |
ProdCo |
PO.AddrType |
6 |
Employer |
Employer's address |
Company |
ProdCo |
PO.AddrType |
7 |
Employer Incorporated Location |
Employer's legal address where incorporated |
Company |
ProdCo |
PO.AddrType |
8 |
Branch Address |
Branch Address |
Company |
ProdCo |
PO.AddrType |
9 |
Broker/Dealer Address |
Broker/Dealer Address |
Company |
ProdCo |
AcctType |
0 |
Other |
Other |
FundSource |
FundSource |
AcctType |
1 |
Checking |
Checking |
FundSource |
FundSource |
AcctType |
2 |
Savings |
Savings |
FundSource |
FundSource |
AcctType |
3 |
NOW/MMDA |
NOW/MMDA |
FundSource |
FundSource |
BR.AddrType |
0 |
Other |
Other |
FundSource |
FundSource |
BR.AddrType |
1 |
Home |
Home or Legal address |
FundSource |
FundSource |
BR.AddrType |
2 |
Mailing |
Mailing address |
FundSource |
FundSource |
BR.AddrType |
3 |
Primary Residence |
Address of primary residence |
FundSource |
FundSource |
BR.AddrType |
4 |
Office |
Office address |
FundSource |
FundSource |
BR.AddrType |
5 |
Birth Place |
Place of birth address |
FundSource |
FundSource |
BR.AddrType |
6 |
Employer |
Employer's address |
FundSource |
FundSource |
BR.AddrType |
7 |
Employer Incorporated Location |
Employer's legal address where incorporated |
FundSource |
FundSource |
BR.AddrType |
8 |
Branch Address |
Branch Address |
FundSource |
FundSource |
BR.AddrType |
9 |
Broker/Dealer Address |
Broker/Dealer Address |
FundSource |
FundSource |
H.AddrType |
0 |
Other |
Other |
FundSource |
FundSource |
H.AddrType |
1 |
Home |
Home or Legal address |
FundSource |
FundSource |
H.AddrType |
2 |
Mailing |
Mailing address |
FundSource |
FundSource |
H.AddrType |
3 |
Primary Residence |
Address of primary residence |
FundSource |
FundSource |
H.AddrType |
4 |
Office |
Office address |
FundSource |
FundSource |
H.AddrType |
5 |
Birth Place |
Place of birth address |
FundSource |
FundSource |
H.AddrType |
6 |
Employer |
Employer's address |
FundSource |
FundSource |
H.AddrType |
7 |
Employer Incorporated Location |
Employer's legal address where incorporated |
FundSource |
FundSource |
H.AddrType |
8 |
Branch Address |
Branch Address |
FundSource |
FundSource |
H.AddrType |
9 |
Broker/Dealer Address |
Broker/Dealer Address |
FundSource |
FundSource |
O.AddrType |
0 |
Other |
Other |
FundSource |
FundSource |
O.AddrType |
1 |
Home |
Home or Legal address |
FundSource |
FundSource |
O.AddrType |
2 |
Mailing |
Mailing address |
FundSource |
FundSource |
O.AddrType |
3 |
Primary Residence |
Address of primary residence |
FundSource |
FundSource |
O.AddrType |
4 |
Office |
Office address |
FundSource |
FundSource |
O.AddrType |
5 |
Birth Place |
Place of birth address |
FundSource |
FundSource |
O.AddrType |
6 |
Employer |
Employer's address |
FundSource |
FundSource |
O.AddrType |
7 |
Employer Incorporated Location |
Employer's legal address where incorporated |
FundSource |
FundSource |
O.AddrType |
8 |
Branch Address |
Branch Address |
FundSource |
FundSource |
O.AddrType |
9 |
Broker/Dealer Address |
Broker/Dealer Address |
FundSource |
FundSource |
Prefix |
0 |
Other |
Other |
FundSource |
FundSource |
Prefix |
1 |
Mr. |
Mister |
FundSource |
FundSource |
Prefix |
2 |
Mrs. |
Misses |
FundSource |
FundSource |
Prefix |
3 |
Ms. |
Mis |
FundSource |
FundSource |
Prefix |
4 |
Estate |
Estate |
FundSource |
FundSource |
Prefix |
5 |
Trust |
Trust |
FundSource |
FundSource |
Prefix |
6 |
Dr. |
Doctor |
FundSource |
FundSource |
Prefix |
7 |
Miss |
Miss |
FundSource |
FundSource |
InsInvestType |
0 |
Other |
Other |
ProductItem |
Product |
InsInvestType |
1 |
Universal |
Universal Whole Life |
ProductItem |
Product |
InsInvestType |
2 |
Variable |
Variable Life |
ProductItem |
Product |
InsInvestType |
3 |
Indexed |
Indexed Variable Life |
ProductItem |
Product |
IssueType |
0 |
Other |
Other |
ProductItem |
Product |
IssueType |
1 |
GI |
Guaranteed Issue |
ProductItem |
Product |
IssueType |
2 |
RI |
Regular Issue |
ProductItem |
Product |
IssueType |
3 |
FUW |
Full Underwriting |
ProductItem |
Product |
IssueType |
4 |
SI |
Simplified Issue |
ProductItem |
Product |
BD.AddrType |
0 |
Other |
Other |
Rep |
Branch/Broker-Dealer |
BD.AddrType |
1 |
Home |
Home or Legal address |
Rep |
Branch/Broker-Dealer |
BD.AddrType |
2 |
Mailing |
Mailing address |
Rep |
Branch/Broker-Dealer |
BD.AddrType |
3 |
Primary Residence |
Address of primary residence |
Rep |
Branch/Broker-Dealer |
BD.AddrType |
4 |
Office |
Office address |
Rep |
Branch/Broker-Dealer |
BD.AddrType |
5 |
Birth Place |
Place of birth address |
Rep |
Branch/Broker-Dealer |
BD.AddrType |
6 |
Employer |
Employer's address |
Rep |
Branch/Broker-Dealer |
BD.AddrType |
7 |
Employer Incorporated Location |
Employer's legal address where incorporated |
Rep |
Branch/Broker-Dealer |
BD.AddrType |
8 |
Branch Address |
Branch Address |
Rep |
Branch/Broker-Dealer |
BD.AddrType |
9 |
Broker/Dealer Address |
Broker/Dealer Address |
Rep |
Branch/Broker-Dealer |
BR.AddrType |
0 |
Other |
Other |
Rep |
Branch/Broker-Dealer |
BR.AddrType |
1 |
Home |
Home or Legal address |
Rep |
Branch/Broker-Dealer |
BR.AddrType |
2 |
Mailing |
Mailing address |
Rep |
Branch/Broker-Dealer |
BR.AddrType |
3 |
Primary Residence |
Address of primary residence |
Rep |
Branch/Broker-Dealer |
BR.AddrType |
4 |
Office |
Office address |
Rep |
Branch/Broker-Dealer |
BR.AddrType |
5 |
Birth Place |
Place of birth address |
Rep |
Branch/Broker-Dealer |
BR.AddrType |
6 |
Employer |
Employer's address |
Rep |
Branch/Broker-Dealer |
BR.AddrType |
7 |
Employer Incorporated Location |
Employer's legal address where incorporated |
Rep |
Branch/Broker-Dealer |
BR.AddrType |
8 |
Branch Address |
Branch Address |
Rep |
Branch/Broker-Dealer |
BR.AddrType |
9 |
Broker/Dealer Address |
Broker/Dealer Address |
Rep |
Branch/Broker-Dealer |
OSJSignAddr.AddrType |
0 |
Other |
Other |
Rep |
Rep Profile |
OSJSignAddr.AddrType |
1 |
Home |
Home or Legal address |
Rep |
Rep Profile |
OSJSignAddr.AddrType |
2 |
Mailing |
Mailing address |
Rep |
Rep Profile |
OSJSignAddr.AddrType |
3 |
Primary Residence |
Address of primary residence |
Rep |
Rep Profile |
OSJSignAddr.AddrType |
4 |
Office |
Office address |
Rep |
Rep Profile |
OSJSignAddr.AddrType |
5 |
Birth Place |
Place of birth address |
Rep |
Rep Profile |
OSJSignAddr.AddrType |
6 |
Employer |
Employer's address |
Rep |
Rep Profile |
OSJSignAddr.AddrType |
7 |
Employer Incorporated Location |
Employer's legal address where incorporated |
Rep |
Rep Profile |
OSJSignAddr.AddrType |
8 |
Branch Address |
Branch Address |
Rep |
Rep Profile |
OSJSignAddr.AddrType |
9 |
Broker/Dealer Address |
Broker/Dealer Address |
Rep |
Rep Profile |
P.AddrType |
0 |
Other |
Other |
Rep |
Rep Profile |
P.AddrType |
1 |
Home |
Home or Legal address |
Rep |
Rep Profile |
P.AddrType |
2 |
Mailing |
Mailing address |
Rep |
Rep Profile |
P.AddrType |
3 |
Primary Residence |
Address of primary residence |
Rep |
Rep Profile |
P.AddrType |
4 |
Office |
Office address |
Rep |
Rep Profile |
P.AddrType |
5 |
Birth Place |
Place of birth address |
Rep |
Rep Profile |
P.AddrType |
6 |
Employer |
Employer's address |
Rep |
Rep Profile |
P.AddrType |
7 |
Employer Incorporated Location |
Employer's legal address where incorporated |
Rep |
Rep Profile |
P.AddrType |
8 |
Branch Address |
Branch Address |
Rep |
Rep Profile |
P.AddrType |
9 |
Broker/Dealer Address |
Broker/Dealer Address |
Rep |
Rep Profile |
PBD.AddrType |
0 |
Other |
Other |
Rep |
Branch/Broker-Dealer |
PBD.AddrType |
1 |
Home |
Home or Legal address |
Rep |
Branch/Broker-Dealer |
PBD.AddrType |
2 |
Mailing |
Mailing address |
Rep |
Branch/Broker-Dealer |
PBD.AddrType |
3 |
Primary Residence |
Address of primary residence |
Rep |
Branch/Broker-Dealer |
PBD.AddrType |
4 |
Office |
Office address |
Rep |
Branch/Broker-Dealer |
PBD.AddrType |
5 |
Birth Place |
Place of birth address |
Rep |
Branch/Broker-Dealer |
PBD.AddrType |
6 |
Employer |
Employer's address |
Rep |
Branch/Broker-Dealer |
PBD.AddrType |
7 |
Employer Incorporated Location |
Employer's legal address where incorporated |
Rep |
Branch/Broker-Dealer |
PBD.AddrType |
8 |
Branch Address |
Branch Address |
Rep |
Branch/Broker-Dealer |
PBD.AddrType |
9 |
Broker/Dealer Address |
Broker/Dealer Address |
Rep |
Branch/Broker-Dealer |
Prefix |
0 |
Other |
Other |
Rep |
Rep Profile |
Prefix |
1 |
Mr. |
Mister |
Rep |
Rep Profile |
Prefix |
2 |
Mrs. |
Misses |
Rep |
Rep Profile |
Prefix |
3 |
Ms. |
Mis |
Rep |
Rep Profile |
Prefix |
4 |
Estate |
Estate |
Rep |
Rep Profile |
Prefix |
5 |
Trust |
Trust |
Rep |
Rep Profile |
Prefix |
6 |
Dr. |
Doctor |
Rep |
Rep Profile |
Prefix |
7 |
Miss |
Miss |
Rep |
Rep Profile |
PrincSignAddr.AddrType |
0 |
Other |
Other |
Rep |
Rep Profile |
PrincSignAddr.AddrType |
1 |
Home |
Home or Legal address |
Rep |
Rep Profile |
PrincSignAddr.AddrType |
2 |
Mailing |
Mailing address |
Rep |
Rep Profile |
PrincSignAddr.AddrType |
3 |
Primary Residence |
Address of primary residence |
Rep |
Rep Profile |
PrincSignAddr.AddrType |
4 |
Office |
Office address |
Rep |
Rep Profile |
PrincSignAddr.AddrType |
5 |
Birth Place |
Place of birth address |
Rep |
Rep Profile |
PrincSignAddr.AddrType |
6 |
Employer |
Employer's address |
Rep |
Rep Profile |
PrincSignAddr.AddrType |
7 |
Employer Incorporated Location |
Employer's legal address where incorporated |
Rep |
Rep Profile |
PrincSignAddr.AddrType |
8 |
Branch Address |
Branch Address |
Rep |
Rep Profile |
PrincSignAddr.AddrType |
9 |
Broker/Dealer Address |
Broker/Dealer Address |
Rep |
Rep Profile |
RepNumType |
0 |
Other |
Other |
Rep |
Rep Profile |
RepNumType |
1 |
Rep Number |
Rep Number |
Rep |
Rep Profile |
RepNumType |
2 |
SSN |
SSN |
Rep |
Rep Profile |
RepNumType |
3 |
Tax ID |
Tax ID |
Rep |
Rep Profile |
RepType |
0 |
Other |
Other |
Rep |
Rep Profile |
RepType |
1 |
Individual |
Individual |
Rep |
Rep Profile |
RepType |
2 |
Entity |
Entity |
Rep |
Rep Profile |
SignAddr.AddrType |
0 |
Other |
Other |
Rep |
Rep Profile |
SignAddr.AddrType |
1 |
Home |
Home or Legal address |
Rep |
Rep Profile |
SignAddr.AddrType |
2 |
Mailing |
Mailing address |
Rep |
Rep Profile |
SignAddr.AddrType |
3 |
Primary Residence |
Address of primary residence |
Rep |
Rep Profile |
SignAddr.AddrType |
4 |
Office |
Office address |
Rep |
Rep Profile |
SignAddr.AddrType |
5 |
Birth Place |
Place of birth address |
Rep |
Rep Profile |
SignAddr.AddrType |
6 |
Employer |
Employer's address |
Rep |
Rep Profile |
SignAddr.AddrType |
7 |
Employer Incorporated Location |
Employer's legal address where incorporated |
Rep |
Rep Profile |
SignAddr.AddrType |
8 |
Branch Address |
Branch Address |
Rep |
Rep Profile |
SignAddr.AddrType |
9 |
Broker/Dealer Address |
Broker/Dealer Address |
Rep |
Rep Profile |
ComplianceTest |
0 |
Other |
Other |
Rule |
Rule |
ComplianceTest |
1 |
CVAT |
CVAT |
Rule |
Rule |
ComplianceTest |
2 |
GPT |
GPT |
Rule |
Rule |