Lookup Value List

Owned by Cheryl Dillon (Unlicensed)
Last updated: Feb 29, 2024 by Jared Lawrence
53 min read

For the Quik! Field Names below that are used in checkboxes and radio-buttons, the Field Value is what determines if the checkbox is checked. To prefill a checkbox, set the Field Value to the number that corresponds to the Field Value Name you want to be checked on the form. For example, for the Account Open Method (AcctOpenMethod), set the field value to "2" to check the checkbox that is aligned with the "Pershing Platform" option on the form.


QuikFieldNameFieldValueFieldValueNameFieldValueDescDataSetTypeCategoryLastUpdate
529PlanType0OtherOtherAcctAccount3/18/2020
529PlanType1CollegeAmerica (American Funds)CollegeAmerica (American Funds)AcctAccount3/18/2020
529PlanType2John Hancock Freedom 529John Hancock Freedom 529AcctAccount3/18/2020
529PlanType3NFS (Fidelity)National Financial Services (Fidelity)AcctAccount5/12/2023
AcctInstructions1Transfer the IRA funds to a Schwab Inherited IRATransfer the IRA funds to a Schwab Inherited IRAAcctAccount9/7/2023
AcctInstructions2Transfer the assets from an existing Inherited IRA at another financial institutionTransfer the assets from an existing Inherited IRA at another financial institutionAcctAccount9/7/2023
AcctOpenMethod0OtherOtherAcctAccount6/22/2007
AcctOpenMethod1PhoneOpened account over the phoneAcctAccount6/22/2007
AcctOpenMethod2Pershing PlatformPershing NetExchange Pro or other platformAcctAccount6/22/2007
AcctOpenMethod3Fidelity PlatformNFS Streetscape or other Fidelity platformAcctAccount6/22/2007
AcctPurpose0OtherOtherAcctAccount11/30/2006
AcctPurpose1New RegistrationNew RegistrationAcctAccount11/30/2006
AcctPurpose10Retirement PlanningRetirement PlanningAcctAccount11/30/2006
AcctPurpose11EducationalEducationalAcctAccount11/30/2006
AcctPurpose12Income ReplacementIncome ReplacementAcctAccount11/30/2006
AcctPurpose13SavingsSavingsAcctAccount11/30/2006
AcctPurpose14Spouse InsuranceSpouse InsuranceAcctAccount11/30/2006
AcctPurpose15Guarantee InsurabilityGuarantee InsurabilityAcctAccount11/30/2006
AcctPurpose16Key-PersonKey-PersonAcctAccount11/30/2006
AcctPurpose17Cover DebtCover DebtAcctAccount11/30/2006
AcctPurpose18Section 303Section 303AcctAccount11/30/2006
AcctPurpose19DeferredDeferredAcctAccount11/30/2006
AcctPurpose2Account UpdateAccount UpdateAcctAccount11/30/2006
AcctPurpose20Generate IncomeGenerate IncomeAcctAccount8/6/2014
AcctPurpose21Accumulate WealthAccumulate WealthAcctAccount8/6/2014
AcctPurpose22Preserve WealthPreserve WealthAcctAccount8/6/2014
AcctPurpose23SpeculationSpeculationAcctAccount8/6/2014
AcctPurpose3Investment AdvisoryInvestement AdvisoryAcctAccount11/30/2006
AcctPurpose4Brokerage AccountBrokerage AccountAcctAccount11/30/2006
AcctPurpose5PersonalPersonalAcctAccount11/30/2006
AcctPurpose6BusinessBusinessAcctAccount11/30/2006
AcctPurpose7MortgageMortgageAcctAccount11/30/2006
AcctPurpose8Profit SharingProfit SharingAcctAccount11/30/2006
AcctPurpose9Fund IRAFund IRAAcctAccount11/30/2006
AcctPurposeBusCash1YesYesAcctAccount12/13/2022
AcctPurposeBusCashNoNoNoAcctAccount12/13/2022
AcctPurposeBusCashYesYesYesAcctAccount12/13/2022
AcctPurposeBusOperation1YesYesAcctAccount12/13/2022
AcctPurposeBusOperationNoNoNoAcctAccount12/13/2022
AcctPurposeBusOperationYesYesYesAcctAccount12/13/2022
AcctPurposeBusPayroll1YesYesAcctAccount12/13/2022
AcctPurposeBusPayrollNoNoNoAcctAccount12/13/2022
AcctPurposeBusPayrollYesYesYesAcctAccount12/13/2022
AcctPurposeDistTrustAssets1YesYesAcctAccount12/13/2022
AcctPurposeDistTrustAssetsNoNoNoAcctAccount12/13/2022
AcctPurposeDistTrustAssetsYesYesYesAcctAccount12/13/2022
AcctPurposeGeneralInv1YesYesAcctAccount12/13/2022
AcctPurposeGeneralInvNoNoNoAcctAccount12/13/2022
AcctPurposeGeneralInvYesYesYesAcctAccount12/13/2022
AcctPurposeInvBusRevenue1YesYesAcctAccount12/13/2022
AcctPurposeInvBusRevenueNoNoNoAcctAccount12/13/2022
AcctPurposeInvBusRevenueYesYesYesAcctAccount12/13/2022
AcctPurposeInvCollege1YesYesAcctAccount12/13/2022
AcctPurposeInvCollegeNoNoNoAcctAccount12/13/2022
AcctPurposeInvCollegeYesYesYesAcctAccount12/13/2022
AcctPurposeInvEstatePlanning1YesYesAcctAccount12/13/2022
AcctPurposeInvEstatePlanningNoNoNoAcctAccount12/13/2022
AcctPurposeInvEstatePlanningYesYesYesAcctAccount12/13/2022
AcctPurposeInvPooledAssets1YesYesAcctAccount12/13/2022
AcctPurposeInvPooledAssetsNoNoNoAcctAccount12/13/2022
AcctPurposeInvPooledAssetsYesYesYesAcctAccount12/13/2022
AcctPurposeInvRetirement1YesYesAcctAccount12/13/2022
AcctPurposeInvRetirementNoNoNoAcctAccount12/13/2022
AcctPurposeInvRetirementYesYesYesAcctAccount12/13/2022
AcctPurposeInvTaxBenefits1YesYesAcctAccount12/13/2022
AcctPurposeInvTaxBenefitsNoNoNoAcctAccount12/13/2022
AcctPurposeInvTaxBenefitsYesYesYesAcctAccount12/13/2022
AcctPurposeInvTaxPlanning1YesYesAcctAccount12/13/2022
AcctPurposeInvTaxPlanningNoNoNoAcctAccount12/13/2022
AcctPurposeInvTaxPlanningYesYesYesAcctAccount12/13/2022
AcctPurposeInvTrustAssets1YesYesAcctAccount12/13/2022
AcctPurposeInvTrustAssetsNoNoNoAcctAccount12/13/2022
AcctPurposeInvTrustAssetsYesYesYesAcctAccount12/13/2022
AcctPurposePaymentTrustExpenses1YesYesAcctAccount12/13/2022
AcctPurposePaymentTrustExpensesNoNoNoAcctAccount12/13/2022
AcctPurposePaymentTrustExpensesYesYesYesAcctAccount12/13/2022
AcctPurposePaymentTteComp1YesYesAcctAccount12/13/2022
AcctPurposePaymentTteCompNoNoNoAcctAccount12/13/2022
AcctPurposePaymentTteCompYesYesYesAcctAccount12/13/2022
AcctSrcOfFunds0OtherOtherAcctAccount6/9/2005
AcctSrcOfFunds1Income from EarningsIncome from Earnings / Business RevenueAcctAccount6/9/2005
AcctSrcOfFunds10Insurance ProceedsInsurance ProceedsAcctAccount6/9/2005
AcctSrcOfFunds11Asset AppreciationAsset AppreciationAcctAccount8/2/2006
AcctSrcOfFunds12Sale of AssetsSale of AssetsAcctAccount8/2/2006
AcctSrcOfFunds13Savings from EarningsSavings from EarningsAcctAccount8/2/2006
AcctSrcOfFunds141035 Exchange1035 ExchangeAcctAccount11/13/2006
AcctSrcOfFunds15Change of Broker/DealerChange of Broker/DealerAcctAccount7/20/2007
AcctSrcOfFunds16Mutual FundsMutual FundsAcctAccount7/20/2007
AcctSrcOfFunds17Variable AnnuityVariable AnnuityAcctAccount7/20/2007
AcctSrcOfFunds18CD or Money MarketCD or Money MarketAcctAccount7/20/2007
AcctSrcOfFunds19Stocks/BondsStocks/BondsAcctAccount7/20/2007
AcctSrcOfFunds2Investment ProceedsInvestment ProceedsAcctAccount6/9/2005
AcctSrcOfFunds20Sale of ResidenceSale of ResidenceAcctAccount7/20/2007
AcctSrcOfFunds21Sale of Real EstateSale of Real EstateAcctAccount7/20/2007
AcctSrcOfFunds22Social SecuritySocial Security incomeAcctAccount8/15/2019
AcctSrcOfFunds23Accounts ReceivableAccounts ReceivableAcctAccount3/18/2020
AcctSrcOfFunds24AlimonyAlimonyAcctAccount3/18/2020
AcctSrcOfFunds25RolloverRolloverAcctAccount3/18/2020
AcctSrcOfFunds26Rental IncomeRental IncomeAcctAccount3/18/2020
AcctSrcOfFunds27Business RevenueBusiness RevenueAcctAccount6/30/2021
AcctSrcOfFunds28QRP RolloverQRP RolloverAcctAccount6/30/2021
AcctSrcOfFunds29Tax RefundTax RefundAcctAccount6/30/2021
AcctSrcOfFunds3GiftGiftAcctAccount6/9/2005
AcctSrcOfFunds30Sale of Assets: Alternative InvestmentSale of Assets: Alternative InvestmentAcctAccount6/30/2021
AcctSrcOfFunds31DonationsDonationsAcctAccount6/30/2021
AcctSrcOfFunds32Loan ProceedsLoan ProceedsAcctAccount6/30/2021
AcctSrcOfFunds33Transfer in Kind/JournalTransfer in Kind/JournalAcctAccount6/30/2021
AcctSrcOfFunds34Credit/MarginCredit/MarginAcctAccount6/30/2021
AcctSrcOfFunds35Sale of Assets: UITSale of Assets: UITAcctAccount6/30/2021
AcctSrcOfFunds36Sale of Assets: AnnuitySale of Assets: AnnuityAcctAccount6/30/2021
AcctSrcOfFunds37Sale of Assets: Mutual Fund/529Sale of Assets: Mutual Fund/529AcctAccount6/30/2021
AcctSrcOfFunds38Sale of Assets: OtherSale of Assets: OtherAcctAccount6/30/2021
AcctSrcOfFunds4Sale of BusinessSale of BusinessAcctAccount6/9/2005
AcctSrcOfFunds5InheritanceInheritanceAcctAccount6/9/2005
AcctSrcOfFunds6Legal SettlementLegal SettlementAcctAccount6/9/2005
AcctSrcOfFunds7Pension / IRA / Retirment SavingsPension / IRA / Retirment SavingsAcctAccount6/9/2005
AcctSrcOfFunds8Spouse / ParentSpouse / ParentAcctAccount6/9/2005
AcctSrcOfFunds9Lottery / GamingLottery / GamingAcctAccount6/9/2005
AcctStatements0OtherOtherAcctAccount8/3/2016
AcctStatements1ElectronicMonthly Electronic StatementsAcctAccount8/3/2016
AcctStatements2PaperMonthly Paper StatementsAcctAccount8/3/2016
AcctTransferType1Direct Mutual FundDirect Mutual FundAcctAccount5/12/2023
AcctTransferType2FullFullAcctAccount5/12/2023
AcctTransferType3PartialPartialAcctAccount5/12/2023
AcctTransferType4Full DRS/DRIPFull DRS/DRIPAcctAccount5/12/2023
AcctTransferType5Partial DRS/DRIPPartial DRS/DRIPAcctAccount5/12/2023
AcctType0OtherOtherAcctAccount6/9/2005
AcctType1CashCashAcctAccount6/9/2005
AcctType2MarginMarginAcctAccount6/9/2005
AcctType3OptionOptionAcctAccount6/9/2005
AcctType4Asset ManagementAsset ManagementAcctAccount6/9/2005
AcctType5RetirementRetirementAcctAccount6/9/2005
AcctType6InstitutionalInstitutionalAcctAccount6/9/2005
AcctType7OmnibusOmnibusAcctAccount4/6/2006
AcctType8RetailRetailAcctAccount10/11/2006
AcctType9Fee-BasedFee-based account managementAcctAccount10/11/2006
ACHTransType1Electronic Fund Transfer (EFT)Electronic Fund Transfer (EFT)AcctAccount9/7/2023
ACHTransType2Recurring ContributionsRecurring ContributionsAcctAccount9/7/2023
AddAdditionalAcctReport1Please add my Additional Account to the ReportPlease add my Additional Account to the ReportAcctAccount8/9/2023
AdditionalAcctType1Open a new account as my Additional AccountOpen a new account as my Additional AccountAcctAccount8/9/2023
AdditionalAcctType2Designate the following Schwab account as my Additional AccountDesignate the following Schwab account as my Additional AccountAcctAccount8/9/2023
AdditionalAcctType3Do not open an Additional Accout for me at this timeDo not open an Additional Accout for me at this time.AcctAccount8/9/2023
AdditionalAcctType4Open a new account with margin features as my Additional AccountOpen a new account with margin features as my Additional AccountAcctAccount8/9/2023
AdditionalParticipantType1Owner (or partner)Owner (or partner)AcctAccount9/7/2023
AdditionalParticipantType2Spouse (of owner of partner)Spouse (of owner of partner)AcctAccount9/7/2023
AddMargin1Add MarginAdd MarginAcctAccount8/14/2023
AddtlPrivileges1Investment Advisor AgentInvestment Advisor AgentAcctAccount8/14/2023
AddtlPrivileges2Professional Account ManagerProfessional Account ManagerAcctAccount8/14/2023
AddtlPrivileges3Dual Professional Account Manager and AgentDual Professional Account Manager and AgentAcctAccount8/14/2023
AllocationFormula1Pro Rata FormulaPro Rata FormulaAcctAccount8/14/2023
AllocationFormula2Flat Follar FormulaFlat Follar FormulaAcctAccount8/14/2023
AllocationFormula3Integrated FormulaIntegrated FormulaAcctAccount8/14/2023
AnnualIncrease1Annual IncreaseAnnual IncreaseAcctAccount9/7/2023
AppointInvAdv1YesYesAcctAccount12/5/2022
AppointInvAdvNoNoNoAcctAccount12/5/2022
AppointInvAdvYesYesYesAcctAccount12/5/2022
AppointInvAdvInfo1ShouldShouldAcctAccount12/5/2022
AppointInvAdvInfo2Should NotShould NotAcctAccount12/5/2022
AuthElectiveDeferralsNoNoNoAcctAccount9/7/2023
AuthElectiveDeferralsYesYesYesAcctAccount9/7/2023
AuthorizationLevel1Level 1 – Account Inquiry AccessLevel 1 – Account Inquiry AccessAcctAccount9/7/2023
AuthorizationLevel2Level 2 – Account Inquiry Access, Contributions, and ExchangesLevel 2 – Account Inquiry Access, Contributions, and ExchangesAcctAccount9/7/2023
AuthorizationLevel3Level 3 – Account Inquiry Access, Contributions, Exchanges, and WithdrawalsLevel 3 – Account Inquiry Access, Contributions, Exchanges, and WithdrawalsAcctAccount9/7/2023
AuthSignOnBehalf1YesYesClientAccount12/13/2022
AuthSignOnBehalfNoNoNoClientAccount12/13/2022
AuthSignOnBehalfYesYesYesClientAccount12/13/2022
BeneDesigType0OtherOtherAcctAccount3/18/2020
BeneDesigType1Designation of BeneficiaryDesignation of BeneficiaryAcctAccount3/18/2020
BeneDesigType2Change of BeneficiaryChange of BeneficiaryAcctAccount3/18/2020
CashFeaturesProgram1Schwab U.S. Dollar Liquid Assets FundSchwab U.S. Dollar Liquid Assets FundAcctAccount8/14/2023
CashFeaturesProgram2Schwab One Interest featureSchwab One Interest featureAcctAccount8/14/2023
CheckingActivity1Less than 5 times per monthLess than 5 times per monthAcctAccount8/9/2023
CheckingActivity25 to 10 times per month5 to 10 times per monthAcctAccount8/9/2023
CheckingActivity311 to 20 times per month11 to 20 times per monthAcctAccount8/9/2023
CheckingActivity4More than 20 times per monthMore than 20 times per monthAcctAccount8/9/2023
CheckingActivity5Less than 15 times per monthLess than 15 times per monthAcctAccount11/10/2023
CheckingActivity615 to 30 times per month15 to 30 times per monthAcctAccount11/10/2023
CheckingActivity731 to 45 times per month31 to 45 times per monthAcctAccount11/10/2023
CheckingActivity8More than 45 times per monthMore than 45 times per monthAcctAccount11/10/2023
CheckingOrder0OtherOtherAcctAccount5/25/2022
CheckingOrder1ChecksChecksAcctAccount5/25/2022
CheckingOrder2Checks with one VisaChecks with one VisaAcctAccount5/25/2022
CheckingOrder3Checks with two VisasChecks with two VisasAcctAccount5/25/2022
CheckingOrder4Checks with one MastercardChecks with one MastercardAcctAccount5/25/2022
CheckingOrder5Checks with two MastercardsChecks with two MastercardsAcctAccount5/25/2022
CheckingPreferences1Schwab One Checks for OrganizationsSchwab One Checks for OrganizationsAcctAccount8/9/2023
CheckingPreferences2Schwab One Checks for Sole ProprietorshipsSchwab One Checks for Sole ProprietorshipsAcctAccount8/9/2023
CheckingPreferences3Schwab One Checks and a Visa debit card for Sole ProprietorshipsSchwab One Checks and a Visa debit card for Sole ProprietorshipsAcctAccount8/9/2023
CheckingPreferences4Schwab One brokerage checks and Visa Platinum debit cardsSchwab One brokerage checks and Visa Platinum debit cardsAcctAccount8/14/2023
CheckingPreferences5Schwab Bank High Yield Investor Checking accountSchwab Bank High Yield Investor Checking accountAcctAccount8/14/2023
CheckVisa1Checks onlyChecks onlyAcctAccount8/14/2023
CheckVisa2Checks and one Visa debit cardChecks and one Visa debit cardAcctAccount8/14/2023
CheckVisa3Checks and two Visa debit cardsChecks and two Visa debit cardsAcctAccount8/14/2023
ClearingFirmType0OtherOtherAcctAccount6/22/2007
ClearingFirmType1DirectAccounts held directly at third party companiesAcctAccount6/22/2007
ClearingFirmType2BrokerageAccounts held at a brokerageAcctAccount6/22/2007
ClearingFirmType3Pershing BrokerageAccounts held at a brokerageAcctAccount6/22/2007
ClearingFirmType4NFS BrokerageAccounts held at a brokerageAcctAccount6/22/2007
ClearingFirmType5Non-BrokerageAccounts held at a brokerageAcctAccount6/22/2007
ContributionFormula1DiscretionaryDiscretionaryAcctAccount8/14/2023
ContributionFormula2Fixed Percent of Profits FormulaFixed Percent of Profits FormulaAcctAccount8/14/2023
ContributionFormula3The employer will not make employer contributions to the SEP-IRA planThe employer will not make employer contributions to the SEP-IRA planAcctAccount8/14/2023
CorporateReorgCoupons1Account HolderAccount HolderAcctAccount8/9/2023
CorporateReorgCoupons2IA (Advisor)IA (Advisor)AcctAccount8/9/2023
CorporateReorgInfoCopies1Account HolderAccount HolderAcctAccount8/9/2023
CorporateReorgInfoCopies2IA (Advisor)IA (Advisor)AcctAccount8/9/2023
CorporateReorgInfoCopies3NoneNoneAcctAccount8/9/2023
DeathBeneOption0OtherOtherAcctAccount10/29/2010
DeathBeneOption1LevelDeath benefit amount remains level over time.AcctAccount10/29/2010
DeathBeneOption2IncreasingDeath benefit amount increases over timeAcctAccount10/29/2010
DispMethod0OtherOtherAcctAccount6/14/2013
DispMethod1Average Cost Using First In, First Out (FIFO)Average Cost Using First In, First Out (FIFO)AcctAccount6/14/2013
DispMethod2First In, First Out (FIFO)First In, First Out (FIFO)AcctAccount6/14/2013
DispMethod3High CostHigh CostAcctAccount6/14/2013
DispMethod4High Cost Long-TermHigh Cost Long-TermAcctAccount6/14/2013
DispMethod5High Cost Short-TermHigh Cost Short-TermAcctAccount6/14/2013
DispMethod6Last In, First Out (LIFO)Last In, First Out (LIFO)AcctAccount6/14/2013
DispMethod7Low CostLow CostAcctAccount6/14/2013
DispMethod8Low Cost Long-TermLow Cost Long-TermAcctAccount6/14/2013
DispMethod9Low Cost Short-TermLow Cost Short-TermAcctAccount6/14/2013
DispMethodEquity0OtherOtherAcctAccount6/14/2013
DispMethodEquity1Average Cost Using First In, First Out (FIFO)Average Cost Using First In, First Out (FIFO)AcctAccount6/14/2013
DispMethodEquity10Minimize Short-Term GainsMinimize Short-Term GainsAcctAccount3/18/2020
DispMethodEquity2First In, First Out (FIFO)First In, First Out (FIFO)AcctAccount6/14/2013
DispMethodEquity3High CostHigh CostAcctAccount6/14/2013
DispMethodEquity4High Cost Long-TermHigh Cost Long-TermAcctAccount6/14/2013
DispMethodEquity5High Cost Short-TermHigh Cost Short-TermAcctAccount6/14/2013
DispMethodEquity6Last In, First Out (LIFO)Last In, First Out (LIFO)AcctAccount6/14/2013
DispMethodEquity7Low CostLow CostAcctAccount6/14/2013
DispMethodEquity8Low Cost Long-TermLow Cost Long-TermAcctAccount6/14/2013
DispMethodEquity9Low Cost Short-TermLow Cost Short-TermAcctAccount6/14/2013
DispMethodMF0OtherOtherAcctAccount6/14/2013
DispMethodMF1Average Cost Using First In, First Out (FIFO)Average Cost Using First In, First Out (FIFO)AcctAccount6/14/2013
DispMethodMF10Minimize Short-Term GainsMinimize Short-Term GainsAcctAccount3/18/2020
DispMethodMF2First In, First Out (FIFO)First In, First Out (FIFO)AcctAccount6/14/2013
DispMethodMF3High CostHigh CostAcctAccount6/14/2013
DispMethodMF4High Cost Long-TermHigh Cost Long-TermAcctAccount6/14/2013
DispMethodMF5High Cost Short-TermHigh Cost Short-TermAcctAccount6/14/2013
DispMethodMF6Last In, First Out (LIFO)Last In, First Out (LIFO)AcctAccount6/14/2013
DispMethodMF7Low CostLow CostAcctAccount6/14/2013
DispMethodMF8Low Cost Long-TermLow Cost Long-TermAcctAccount6/14/2013
DispMethodMF9Low Cost Short-TermLow Cost Short-TermAcctAccount6/14/2013
DispMethodOther0OtherOtherAcctAccount6/14/2013
DispMethodOther1Average Cost Using First In, First Out (FIFO)Average Cost Using First In, First Out (FIFO)AcctAccount6/14/2013
DispMethodOther10Minimize Short-Term GainsMinimize Short-Term GainsAcctAccount3/18/2020
DispMethodOther2First In, First Out (FIFO)First In, First Out (FIFO)AcctAccount6/14/2013
DispMethodOther3High CostHigh CostAcctAccount6/14/2013
DispMethodOther4High Cost Long-TermHigh Cost Long-TermAcctAccount6/14/2013
DispMethodOther5High Cost Short-TermHigh Cost Short-TermAcctAccount6/14/2013
DispMethodOther6Last In, First Out (LIFO)Last In, First Out (LIFO)AcctAccount6/14/2013
DispMethodOther7Low CostLow CostAcctAccount6/14/2013
DispMethodOther8Low Cost Long-TermLow Cost Long-TermAcctAccount6/14/2013
DispMethodOther9Low Cost Short-TermLow Cost Short-TermAcctAccount6/14/2013
EConfirmsNoNo, at this time I do not want eConfirms.No, at this time I do not want eConfirms.AcctAccount8/9/2023
ElectiveDeferralsType1The next payroll date coinciding with or following the later of the date this Adoption Agreement is signed or the Effective Date.The next payroll date coinciding with or following the later of the date this Adoption Agreement is signed or the Effective Date.AcctAccount9/7/2023
ElectiveDeferralsType2Fill in the dateFill in the dateAcctAccount9/7/2023
ElectronicBillPayment1Do NOT add electronic bill paymentDo NOT add electronic bill paymentAcctAccount8/14/2023
EligibilityServiceRequirementType1No eligibility service requiredNo eligibility service requiredAcctAccount9/7/2023
EligibilityServiceRequirementType2After Completing consecutive Months of Eligibility Service (not more than 12) beginning on the Employee's date of hireAfter Completing consecutive Months of Eligibility Service (not more than 12) beginning on the Employee's date of hireAcctAccount9/7/2023
EligibilityServiceRequirementType3After completing one Year of Eligibility ServiceAfter completing one Year of Eligibility ServiceAcctAccount9/7/2023
EligibleEmployedSuboptionType1All EmployeesAll EmployeesAcctAccount9/7/2023
EligibleEmployedSuboptionType2Employees who areEmployees who areAcctAccount9/7/2023
EligibleEmployedType1An Employee employed on Specific DateAn Employee employed on Specific DateAcctAccount9/7/2023
EligibleEmployedType2Not ApplicableNot ApplicableAcctAccount9/7/2023
EligReqCollectiveBargain0OtherOtherAcctAccount3/18/2020
EligReqCollectiveBargain1IncludesIncludesAcctAccount3/18/2020
EligReqCollectiveBargain2Does not includeDoes not includeAcctAccount3/18/2020
EligReqMinComp0OtherOtherAcctAccount3/18/2020
EligReqMinComp1IncludesIncludesAcctAccount3/18/2020
EligReqMinComp2Does not includeDoes not includeAcctAccount3/18/2020
EligReqNonRes0OtherOtherAcctAccount3/18/2020
EligReqNonRes1IncludesIncludesAcctAccount3/18/2020
EligReqNonRes2Does not includeDoes not includeAcctAccount3/18/2020
EntryDateSuboptionType1The specified date aboveThe specified date aboveAcctAccount9/7/2023
EntryDateSuboptionType2Specify a month, day, and yearSpecify a month, day, and yearAcctAccount9/7/2023
EstablishSchwabAcct1Open a new Schwab One Trust accountOpen a new Schwab One Trust accountAcctAccount8/14/2023
EstablishSchwabAcct2Convert your existing Schwab or Schwab One account to a Schwab One Trust AccountConvert your existing Schwab or Schwab One account to a Schwab One Trust AccountAcctAccount8/14/2023
EstablishSchwabAcct3Open new accounts at Charles Schwab in Managed Account MarketplaceOpen new accounts at Charles Schwab in Managed Account MarketplaceAcctAccount8/14/2023
EstablishSchwabAcct4Open a new Schwab One International Trust accountOpen a new Schwab One International Trust accountAcctAccount8/14/2023
EstablishSchwabAcct5Convert your existing Schwab or Schwab One International account to a Schwab One International Trust AccountConvert your existing Schwab or Schwab One International account to a Schwab One International Trust AccountAcctAccount8/14/2023
EstablishSchwabAcct6Add Schwab One checks or Visa Platinum debit card(s) to an existing Schwab One International Trust accountAdd Schwab One checks or Visa Platinum debit card(s) to an existing Schwab One International Trust accountAcctAccount8/14/2023
EstablishSchwabAcct7Open new Managed Accounts in the Managed Account Select program ("Select") or the Managed Account Access program ("Access")Open new Managed Accounts in the Managed Account Select program ("Select") or the Managed Account Access program ("Access")AcctAccount8/14/2023
EstablishSchwabAcct8Add money managers ("Managers") to existing accounts at SchwabAdd money managers ("Managers") to existing accounts at SchwabAcctAccount8/14/2023
EstablishSchwabAcct9Change Managers on existing Managed Accounts at Schwab to Select or Access ManagersChange Managers on existing Managed Accounts at Schwab to Select or Access ManagersAcctAccount8/14/2023
ExemptStatus0OtherOtherAcctAccount5/20/2016
ExemptStatus1ExemptExemptAcctAccount5/20/2016
ExemptStatus2Non-ExemptNon-ExemptAcctAccount5/20/2016
FedTaxClassType0OtherOtherAcctAccount3/18/2020
FedTaxClassType1Individual/Sole Proprietor or Single-Member LLCIndividual/Sole Proprietor or Single-Member LLCAcctAccount3/18/2020
FedTaxClassType2C CorporationC CorporationAcctAccount3/18/2020
FedTaxClassType3S CorporationS CorporationAcctAccount3/18/2020
FedTaxClassType4PartnershipPartnershipAcctAccount3/18/2020
FedTaxClassType5Trust/EstateTrust/EstateAcctAccount3/18/2020
FedTaxClassType6Limited Liability CompanyLimited Liability CompanyAcctAccount3/18/2020
FeePayAuth1YesYesAcctAccount12/5/2022
FeeType1CommissionCommissionAcctAccount5/4/2016
FeeType2FeeFeeAcctAccount5/4/2016
FidelityCustodianType0OtherOtherAcctAccount5/12/2023
ForeignBank1YesYesAcctAccount12/5/2022
ForeignBankNoNoNoAcctAccount12/5/2022
ForeignBankYesYesYesAcctAccount12/5/2022
ForeignBankCentral1YesYesAcctAccount12/5/2022
ForeignBankCentralNoNoNoAcctAccount12/5/2022
ForeignBankCentralYesYesYesAcctAccount12/5/2022
ForeignBankNonCoop1YesYesAcctAccount12/5/2022
ForeignBankNonCoopNoNoNoAcctAccount12/5/2022
ForeignBankNonCoopYesYesYesAcctAccount12/5/2022
ForeignBankOffshore1YesYesAcctAccount12/5/2022
ForeignBankOffshoreNoNoNoAcctAccount12/5/2022
ForeignBankOffshoreYesYesYesAcctAccount12/5/2022
ForeignBankSection3111YesYesAcctAccount12/5/2022
ForeignBankSection311NoNoNoAcctAccount12/5/2022
ForeignBankSection311YesYesYesAcctAccount12/5/2022
ForeignFinInst1YesYesAcctAccount12/5/2022
ForeignFinInstNoNoNoAcctAccount12/5/2022
ForeignFinInstYesYesYesAcctAccount12/5/2022
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FullDRSDRIPType1Sell fractions and close accountSell fractions and close accountAcctAccount5/12/2023
FullDRSDRIPType2Transfer all full shares onlyTransfer all full shares onlyAcctAccount5/12/2023
FullTransferType1Transfer all assets in kindTransfer all assets in kindAcctAccount5/12/2023
FullTransferType2Liquidate all assetsLiquidate all assetsAcctAccount5/12/2023
FullTransferType3Transfer all assets in kind except for the assets listed in the partial transfer, direct mutual funds, and liquidations section, which require liquidationTransfer all assets in kind except for the assets listed in the partial transfer, direct mutual funds, and liquidations section, which require liquidationAcctAccount5/12/2023
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FullTransferType5Liquidate CD upon maturity and transfer cashLiquidate CD upon maturity and transfer cashAcctAccount5/12/2023
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FundSchwabOneIntTrustAcct2Transfer funds from another financial institutionTransfer funds from another financial institutionAcctAccount8/14/2023
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FundSchwabTrustAcctType2Make a one-time transfer from your linked Schwab One Trust brokerage accountMake a one-time transfer from your linked Schwab One Trust brokerage accountAcctAccount8/14/2023
FundSchwabTrustAcctType3Make a check payable to the name of the Trust, and mail it to one of the following locationsMake a check payable to the name of the Trust, and mail it to one of the following locationsAcctAccount8/14/2023
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GiftManner1TrustTrustAcctAccount10/11/2006
GiftManner2WillWillAcctAccount10/11/2006
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GiftManner4AppointmentExercise by appointmentAcctAccount10/11/2006
GiftManner5TransferTransfer by fiduciary or obligorAcctAccount10/11/2006
IACommunicationsNoNoNoAcctAccount8/9/2023
IACommunicationsYesYesYesAcctAccount8/9/2023
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InitAcctSrcOfFunds10Insurance ProceedsInsurance ProceedsAcctAccount6/9/2005
InitAcctSrcOfFunds11Asset AppreciationAsset AppreciationAcctAccount8/2/2006
InitAcctSrcOfFunds12Sale of AssetsSale of AssetsAcctAccount8/2/2006
InitAcctSrcOfFunds13Savings from EarningsSavings from EarningsAcctAccount8/2/2006
InitAcctSrcOfFunds141035 Exchange1035 ExchangeAcctAccount11/13/2006
InitAcctSrcOfFunds15Change of Broker/DealerChange of Broker/DealerAcctAccount7/20/2007
InitAcctSrcOfFunds16Mutual FundsMutual FundsAcctAccount7/20/2007
InitAcctSrcOfFunds17Variable AnnuityVariable AnnuityAcctAccount7/20/2007
InitAcctSrcOfFunds18CD or Money MarketCD or Money MarketAcctAccount7/20/2007
InitAcctSrcOfFunds19Stocks/BondsStocks/BondsAcctAccount7/20/2007
InitAcctSrcOfFunds2Investment ProceedsInvestment ProceedsAcctAccount6/9/2005
InitAcctSrcOfFunds20Sale of ResidenceSale of ResidenceAcctAccount7/20/2007
InitAcctSrcOfFunds21Sale of Real EstateSale of Real EstateAcctAccount7/20/2007
InitAcctSrcOfFunds22Social SecuritySocial Security incomeAcctAccount8/17/2019
InitAcctSrcOfFunds23Accounts ReceivableAccounts ReceivableAcctAccount3/18/2020
InitAcctSrcOfFunds24AlimonyAlimonyAcctAccount3/18/2020
InitAcctSrcOfFunds25RolloverRolloverAcctAccount3/18/2020
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InitAcctSrcOfFunds4Sale of BusinessSale of BusinessAcctAccount6/9/2005
InitAcctSrcOfFunds5InheritanceInheritanceAcctAccount6/9/2005
InitAcctSrcOfFunds6Legal SettlementLegal SettlementAcctAccount6/9/2005
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InitAcctSrcOfFunds8Spouse / ParentSpouse / ParentAcctAccount6/9/2005
InitAcctSrcOfFunds9Lottery / GamingLottery / GamingAcctAccount6/9/2005
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InstAcctAssetClass2OptionsOptionsAcctAccount6/14/2013
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InstAcctDefn2Bank, Savings and Loan, Insurance, registered investment companyBank, Savings and Loan, Insurance, registered investment companyAcctAccount6/14/2013
InstAcctDefn3Investment AdvisorInvestment AdvisorAcctAccount6/14/2013
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InstAcctSuitability1Waived - AllWaived - AllAcctAccount6/14/2013
InstAcctSuitability2Accepted - AlAccepted - AlAcctAccount6/14/2013
InstAcctSuitability3Waived per asset classWaived per asset classAcctAccount6/14/2013
InstAcctSuitability4Determined at time of recommendationDetermined at time of recommendationAcctAccount6/14/2013
IntegrationLevel1The Taxable Wage (TWB)The Taxable Wage (TWB)AcctAccount8/14/2023
IntegrationLevel2Percent of the Taxable Wage Base (TWB)Percent of the Taxable Wage Base (TWB)AcctAccount8/14/2023
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InterimMailings2IA (Advisor)IA (Advisor)AcctAccount8/9/2023
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IRAAcctType1CashCashAcctAccount2/17/2023
IRAAcctType10ParticipantParticipantAcctAccount8/15/2022
IRAAcctType11SpousalSpousalAcctAccount8/15/2022
IRAAcctType12GuardianGuardianAcctAccount8/15/2022
IRAAcctType13RolloverRolloverAcctAccount8/15/2022
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IRAAcctType20TrustTrustAcctAccount8/15/2022
IRAAcctType21CharityCharityAcctAccount8/15/2022
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IRAAcctType7OmnibusOmnibusAcctAccount2/17/2023
IRAAcctType8RetailRetailAcctAccount2/17/2023
IRAAcctType9Fee-BasedFee-based account managementAcctAccount2/17/2023
IRAContribType0OtherOtherAcctAccount3/18/2020
IRAContribType1Participant Current YearParticipant Current YearAcctAccount3/18/2020
IRAContribType10Voluntary After TaxVoluntary After TaxAcctAccount3/18/2020
IRAContribType2Employee Deferral Current YearEmployee Deferral Current YearAcctAccount3/18/2020
IRAContribType3Employee Deferral Prior YearEmployee Deferral Prior YearAcctAccount3/18/2020
IRAContribType4Employer Current YearEmployer Current YearAcctAccount3/18/2020
IRAContribType5Employer Prior YearEmployer Prior YearAcctAccount3/18/2020
IRAContribType6Employer Matching Current YearEmployer Matching Current YearAcctAccount3/18/2020
IRAContribType7Employer Matching Prior YearEmployer Matching Prior YearAcctAccount3/18/2020
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IRAContribType9Qualified Non-ElectiveQualified Non-ElectiveAcctAccount3/18/2020
IRADistReason0OtherOtherAcctAccount3/18/2020
IRADistReason1NormalNormalAcctAccount3/18/2020
IRADistReason10This is a conversion to a Roth IRAThis is a conversion to a Roth IRAAcctAccount9/7/2023
IRADistReason11This is a request for a Required Minimum Distribution (RMD)This is a request for a Required Minimum Distribution (RMD)AcctAccount9/7/2023
IRADistReason12This is a request to add or update an IA distribution authorizationThis is a request to add or update an IA distribution authorizationAcctAccount9/7/2023
IRADistReason13This is a request for a direct rollover to an Employer Plan.*This is a request for a direct rollover to an Employer Plan.*AcctAccount9/7/2023
IRADistReason2EarlyEarlyAcctAccount3/18/2020
IRADistReason3SIMPLE IRA EarlySIMPLE IRA EarlyAcctAccount3/18/2020
IRADistReason4Education Savings AccountEducation Savings AccountAcctAccount3/18/2020
IRADistReason5DeathDeathAcctAccount3/18/2020
IRADistReason6Direct Rollover to an Eligible Employer-Sponsored PlanDirect Rollover to an Eligible Employer-Sponsored PlanAcctAccount3/18/2020
IRADistReason7Return of Excess Contribution for Tax YearReturn of Excess Contribution for Tax YearAcctAccount3/18/2020
IRADistReason8This is a new distribution request. This is a new distribution request. AcctAccount9/7/2023
IRADistReason9This is a change to my existing distribution request for the recurring amount of $ This is a change to my existing distribution request for the recurring amount of $ AcctAccount9/7/2023
IRADistTransType0OtherOtherAcctAccount3/18/2020
IRADistTransType1Total DistributionTotal DistributionAcctAccount3/18/2020
IRADistTransType2One-Time Partial DistributionOne-Time Partial DistributionAcctAccount3/18/2020
IRADistTransType3Periodic DistributionsPeriodic DistributionsAcctAccount3/18/2020
IrrevocableTrustType1GRATGRATAcctAccount8/14/2023
IrrevocableTrustType2CRUTCRUTAcctAccount8/14/2023
IrrevocableTrustType3CRATCRATAcctAccount8/14/2023
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JournalType2Journal CashJournal CashAcctAccount8/9/2023
JournalType3Journal the Following SecuritiesJournal the Following SecuritiesAcctAccount8/9/2023
ManagedAcctBondStrat1I want the Manager of my municipal bond strategy to avoid purchasing bonds that are subject to the federal alternative minimum taxI want the Manager of my municipal bond strategy to avoid purchasing bonds that are subject to the federal alternative minimum taxAcctAccount8/14/2023
ManagedAcctBondStrat2I do not want to impose any restriction on the Manager of my municipal bond strategy with regard to bonds that are subject to the federal alternative minimum taxI do not want to impose any restriction on the Manager of my municipal bond strategy with regard to bonds that are subject to the federal alternative minimum taxAcctAccount8/14/2023
ManagedAcctMunicpalBondType1I want the Manager of my municipal bond strategy to acquire securities within a specific state. (I understand that the Manager may treat this as a preference rather than a state-specific portfolio if that is not available.)I want the Manager of my municipal bond strategy to acquire securities within a specific state. (I understand that the Manager may treat this as a preference rather than a state-specific portfolio if that is not available.)AcctAccount8/14/2023
ManagedAcctMunicpalBondType2I want the Manager of my municipal bond strategy to give preference to securities within a specific state. (I understand that the percentage of securities in my portfolio within the state may vary and is subject to the Manager's discretion.)I want the Manager of my municipal bond strategy to give preference to securities within a specific state. (I understand that the percentage of securities in my portfolio within the state may vary and is subject to the Manager's discretion.)AcctAccount8/14/2023
ManagedAcctMunicpalBondType3I do not want to request a state-specific or state-preference portfolio for my municipal bond strategy.I do not want to request a state-specific or state-preference portfolio for my municipal bond strategy.AcctAccount8/14/2023
ManagedAcctType1Managed Account SelectManaged Account SelectAcctAccount8/14/2023
ManagedAcctType2Managed Account AccessManaged Account AccessAcctAccount8/14/2023
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ManagedCorporateReorgCoupons2AdvisorAdvisorAcctAccount8/9/2023
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ManagedCorporateReorgInfoCopies2AdvisorAdvisorAcctAccount8/9/2023
ManagedCorporateReorgInfoCopies3ManagerManagerAcctAccount8/9/2023
ManagedCorporateReorgInfoCopies4NoneNoneAcctAccount8/9/2023
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ManagedInterimMailings2AdvisorAdvisorAcctAccount8/9/2023
ManagedInterimMailings3ManagerManagerAcctAccount8/9/2023
ManagedInterimMailings4Both Account Holder and AdvisorBoth Account Holder and AdvisorAcctAccount8/9/2023
ManagedInterimMailings5Both Account Holder and ManagerBoth Account Holder and ManagerAcctAccount8/9/2023
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ManagedProxyVotingBallots3ManagerManagerAcctAccount8/9/2023
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ManagerAuthYesYesYesAcctAccount4/11/2023
ManagerOptions1Open a new accountOpen a new accountAcctAccount8/14/2023
ManagerOptions2Add a Manager to the following account numberAdd a Manager to the following account numberAcctAccount8/14/2023
ManagerOptions3Replace the following ManagerReplace the following ManagerAcctAccount8/14/2023
NewAcct1NewNewAcctAccount12/13/2022
NewAcct2ExistingExistingAcctAccount2/15/2023
NewCustodianConfirmation1Pershing LLC accepts appointment as successor custodianPershing LLC accepts appointment as successor custodianAcctAccount5/12/2023
NewCustodianConfirmation2Please be advised that the following does hereby accept appointment as successor custodianPlease be advised that the following does hereby accept appointment as successor custodianAcctAccount5/12/2023
NewPageEachAcct1The Report will present a continuous list of Accounts, unless you indicate your preference to begin a new page for each Account by checking hereThe Report will present a continuous list of Accounts, unless you indicate your preference to begin a new page for each Account by checking hereAcctAccount8/9/2023
NotifyType0OtherOtherAcctAccount8/6/2014
NotifyType1StatementStatementAcctAccount8/6/2014
NotifyType2ConfirmConfirmAcctAccount8/6/2014
NotifyType3ProxyProxyAcctAccount8/6/2014
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NotifyType1StatementStatementClientAccount8/6/2014
NotifyType2ConfirmConfirmClientAccount8/6/2014
NotifyType3ProxyProxyClientAccount8/6/2014
ObjectionReleaseNoNoNoAcctAccount8/9/2023
ObjectionReleaseYesYesYesAcctAccount8/9/2023
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OrgSharesType2In bearer-share formIn bearer-share formAcctAccount8/16/2023
OrgType1Incorporated OrganizationIncorporated OrganizationAcctAccount9/7/2023
OrgType2Non-Incorporated OrganizationNon-Incorporated OrganizationAcctAccount9/7/2023
OwnerRelationship0OtherOtherAcctAccount11/30/2006
OwnerRelationship1MarriedMarriedAcctAccount11/30/2006
OwnerRelationship2PartnersPartnersAcctAccount11/30/2006
OwnerRelationship3FriendsFriendsAcctAccount11/30/2006
Paperless1Yes, enroll in Paperless DocumentsYes, enroll in Paperless DocumentsAcctAccount12/5/2022
PaperlessNoNo, do not enroll in Paperless DocumentsNo, do not enroll in Paperless DocumentsAcctAccount12/5/2022
PaperlessYesYes, enroll in Paperless DocumentsYes, enroll in Paperless DocumentsAcctAccount12/5/2022
PartialIRADistType0OtherOtherAcctAccount3/18/2020
PartialIRADistType1GrossGrossAcctAccount3/18/2020
PartialIRADistType2NetNetAcctAccount3/18/2020
PartialTransferType1Liquidate CD immediately and transfer cash. I am aware of and acknowledge any penalty I will incur from an early withdrawalLiquidate CD immediately and transfer cash. I am aware of and acknowledge any penalty I will incur from an early withdrawalAcctAccount5/12/2023
PartialTransferType2Liquidate CD upon maturity and transfer cashLiquidate CD upon maturity and transfer cashAcctAccount5/12/2023
PlanDateType1New Plan Effective DateNew Plan Effective DateAcctAccount9/7/2023
PlanDateType2Existing Plan Amendment or Restatement DateExisting Plan Amendment or Restatement DateAcctAccount9/7/2023
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PlanDocIRA1Clearing Firm Adoption AgreementClearing Firm Adoption AgreementAcctAccount7/20/2007
PlanDocIRA2Outside Custodian AgreementOutside Custodian AgreementAcctAccount7/20/2007
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PlanEligType1Full EligibilityFull EligibilityAcctAccount3/18/2020
PlanEligType2Limited EligibilityLimited EligibilityAcctAccount3/18/2020
PrivateAcct1YesYesAcctAccount12/5/2022
PrivateAcctNoNoNoAcctAccount12/5/2022
PrivateAcctYesYesYesAcctAccount12/5/2022
ProgramType0OtherOtherAcctAccount5/19/2020
ProgramType1Advisor-directedAdvisor-directedAcctAccount5/19/2020
ProgramType2CAAPCAAPAcctAccount5/19/2020
ProgramType3Team-directedTeam-directedAcctAccount5/19/2020
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ProgramType5CAAP Small Account SolutionsCAAP Small Account SolutionsAcctAccount5/19/2020
ProspectusDelivered1YesYesAcctAccount12/13/2022
ProspectusDeliveredNoNoNoAcctAccount12/13/2022
ProspectusDeliveredYesYesYesAcctAccount12/13/2022
ProtectedBenefits1Protected Benefits and Prior Plan Document Provisions AttachmentProtected Benefits and Prior Plan Document Provisions AttachmentAcctAccount9/7/2023
ProxyVotingBallots1Account HolderAccount HolderAcctAccount8/9/2023
ProxyVotingBallots2IA (Advisor)IA (Advisor)AcctAccount8/9/2023
ProxyVotingInfoCopies1Account HolderAccount HolderAcctAccount8/9/2023
ProxyVotingInfoCopies2IA (Advisor)IA (Advisor)AcctAccount8/9/2023
ProxyVotingInfoCopies3NoneNoneAcctAccount8/9/2023
RegType0OtherOtherAcctAccount6/9/2005
RegType0Other (Second Occurrence)Allows for multiple instances of the field "Other" for registration typeAcctAccount12/18/2009
RegType0Other (Third Occurrence)Allows for multiple instances of the field "Other" for registration typeAcctAccount12/18/2009
RegType1IndividualIndividualAcctAccount6/9/2005
RegType10Transfer On Death - JointTransfer On Death - JointAcctAccount6/9/2005
RegType100Fiduciary TrustFiduciary TrustAcctAccount12/18/2009
RegType101Inherited IRAInherited IRAAcctAccount12/18/2009
RegType102Self-Directed IRASelf-Directed IRAAcctAccount12/18/2009
RegType103Spousal IRASpousal IRAAcctAccount12/18/2009
RegType104Spousal Rollover IRASpousal Rollover IRAAcctAccount12/18/2009
RegType105Custodial IRA ContributoryCustodial IRA ContributoryAcctAccount12/18/2009
RegType106Inherited Roth IRAInherited Roth IRAAcctAccount12/18/2009
RegType107QualifiedQualified, RetirementAcctAccount12/18/2009
RegType108Non-QualifiedNon-Qualified, Non-IRAAcctAccount12/18/2009
RegType109Retirement Plan RolloverRetirement Plan RolloverAcctAccount12/20/2009
RegType11Transfer On Death - Joint Tenants with Rights of SurvivorshipTransfer On Death - Joint Tenants with Rights of SurvivorshipAcctAccount6/9/2005
RegType110Roth 403(b)Roth 403(b)AcctAccount11/13/2012
RegType111401(a)401(a)AcctAccount11/13/2012
RegType112Health Savings AccountHealth Savings AccountAcctAccount11/13/2012
RegType113C CorporationC CorporationAcctAccount11/13/2012
RegType114Individual 529 Funded by UGMA/UTMAIndividual 529 Funded by UGMA/UTMAAcctAccount11/13/2012
RegType115Participant 403(b)Participant 403(b)AcctAccount11/13/2012
RegType116Participant 403(b)7Participant 403(b)7AcctAccount11/13/2012
RegType117Group 403(b)Group 403(b)AcctAccount11/13/2012
RegType118Group 403(b)7Group 403(b)7AcctAccount11/13/2012
RegType119S CorporationS CorporationAcctAccount11/13/2012
RegType12Transfer On Death - Joint Tenants in CommonTransfer On Death - Joint Tenants in CommonAcctAccount6/9/2005
RegType120Disregarded EntityDisregarded EntityAcctAccount6/14/2013
RegType121Participant IRAParticipant IRAAcctAccount1/9/2014
RegType122Guardian IRAGuardian IRAAcctAccount1/9/2014
RegType123Employer IRAEmployer IRAAcctAccount1/9/2014
RegType124Individual EducationEducation, 529, Coverdell, ESA Individual AccountAcctAccount1/9/2014
RegType125Trust EducationEducation, 529, Coverdell, ESA Trust AccountAcctAccount1/9/2014
RegType126Rollover EducationEducation, 529, Coverdell, ESA Rollover AccountAcctAccount1/9/2014
RegType127Limited Liability Company (as distinguished from the current Limited Liability Corporation)Limited Liability Company (as distinguished from the current Limited Liability Corporation)AcctAccount7/18/2014
RegType128Limitied Liability Company C CorpLimitied Liability Company C CorpAcctAccount7/18/2014
RegType129Limitied Liability Company S CorpLimitied Liability Company S CorpAcctAccount7/18/2014
RegType13Transfer On Death - Joint Tenants in EntiretyTransfer On Death - Joint Tenants in EntiretyAcctAccount6/9/2005
RegType130Outside IRAOutside IRAAcctAccount7/18/2014
RegType131ChurchChurchAcctAccount7/18/2014
RegType132415(m) Plan415(m) PlanAcctAccount7/18/2014
RegType133403(b) ERISA403(b) ERISA - Title 1AcctAccount8/17/2016
RegType134403(b) NON - ERISA403(b) NON - ERISAAcctAccount7/18/2014
RegType13572(t)72(t)AcctAccount7/18/2014
RegType13672(q)72(q)AcctAccount7/18/2014
RegType137DPPDirect Participation ProgramAcctAccount2/26/2015
RegType138Variable LifeVariable LifeAcctAccount2/26/2015
RegType139Variable AnnuityVariable AnnuityAcctAccount2/26/2015
RegType14Transfer On Death - Joint Community PropertyTransfer On Death - Joint Community PropertyAcctAccount6/9/2005
RegType140Indexed AnnuityIndexed AnnuityAcctAccount2/26/2015
RegType141Fixed AnnuityFixed AnnuityAcctAccount2/26/2015
RegType142Indexed Universal LifeIndexed Universal LifeAcctAccount2/26/2015
RegType143RMSRetirement Management ServicesAcctAccount2/26/2015
RegType144MarginMarginAcctAccount2/26/2015
RegType145OptionOptionAcctAccount2/26/2015
RegType146Brokerage AccessBrokerage AccessAcctAccount2/26/2015
RegType147Brokerage PortfolioBrokerage PortfolioAcctAccount2/26/2015
RegType148METradeMETradeAcctAccount2/26/2015
RegType149Trust - FoundationTrust - FoundationAcctAccount8/6/2015
RegType15Transfer On Death - Joint Community Property with Rights of SurvivorshipTransfer On Death - Joint Community Property with Rights of SurvivorshipAcctAccount6/9/2005
RegType150Roth 457After-tax Roth 457AcctAccount12/10/2015
RegType151After-tax savings (non-qualified)After-tax savings (non-qualified)AcctAccount12/10/2015
RegType152457 Plan Roth457 Plan RothAcctAccount12/10/2015
RegType153Roth 403(b)(7)Roth 403(b)(7)AcctAccount12/10/2015
RegType154Beneficiary 403(b)(7)Beneficiary 403(b)(7)AcctAccount12/10/2015
RegType155Beneficiary Roth 403(b)(7)Beneficiary Roth 403(b)(7)AcctAccount12/10/2015
RegType156Beneficiary Texas ORPBeneficiary Texas ORPAcctAccount12/10/2015
RegType157Beneficiary 457Beneficiary 457AcctAccount12/10/2015
RegType158Beneficiary Roth 457Beneficiary Roth 457AcctAccount12/10/2015
RegType159Texas ORPTexas ORPAcctAccount12/10/2015
RegType16Transfer On Death - Joint UsufructTransfer On Death - Joint UsufructAcctAccount6/9/2005
RegType160Supplemental Pre-Tax for Texas ORPSupplemental Pre-Tax for Texas ORPAcctAccount12/10/2015
RegType161Investor SOLUTIONSInvestor SOLUTIONSAcctAccount12/10/2015
RegType162Education IRAEducation IRAAcctAccount5/23/2016
RegType163Inherited Profit SharingInherited Profit SharingAcctAccount5/23/2016
RegType164NQ Deferred CompNon-Qualified Deferred Compenation PlanAcctAccount5/23/2016
RegType165Prototype SEPPrototype SEPAcctAccount5/23/2016
RegType166Qual Deferred CompQualified Deferred Compensation PlanAcctAccount5/23/2016
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RegType168Roth GuardianRoth GuardianAcctAccount5/23/2016
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RegType213Owner-Only Profit SharingOwner-Only Profit SharingAcctAccount8/22/2016
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RegType240LLC Sole ProprietorshipLimited Liability Company Sole ProprietorshipAcctAccount10/9/2019
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RegType26Trust under AgreementTrust under AgreementAcctAccount6/9/2005
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RegType28Trust - FamilyTrust - FamilyAcctAccount6/9/2005
RegType29Trust - IrrevocableTrust - IrrevocableAcctAccount6/9/2005
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RegType30Trust - RevocableTrust - RevocableAcctAccount6/9/2005
RegType31Trust - LivingTrust - LivingAcctAccount6/9/2005
RegType32Trust - TestamentaryTrust - TestamentaryAcctAccount6/9/2005
RegType33EstateEstateAcctAccount6/9/2005
RegType34Estate ExecutorEstate ExecutorAcctAccount6/9/2005
RegType35Estate AdministratorEstate AdministratorAcctAccount6/9/2005
RegType36Estate Personal RepresentativeEstate Personal RepresentativeAcctAccount6/9/2005
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RegType4Joint Tenants in CommonJoint Tenants in CommonAcctAccount6/9/2005
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RegType42Cash on DeliveryCash on DeliveryAcctAccount6/9/2005
RegType43Custodian for a MinorCustodian for a MinorAcctAccount6/9/2005
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RegType47529 Plan529 PlanAcctAccount6/9/2005
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RegType53SEPSEP IRAAcctAccount6/9/2005
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RegType58403b403(b) / TSA / Tax-Sheltered AnnuityAcctAccount6/9/2005
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DL.IDType3Identification CardIdentification CardClientClient Personal Info6/9/2005
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DL.IDType5Employer Authorization Document (EAD)Employer Authorization Document (EAD)ClientClient Personal Info8/5/2005
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DL.IDType5Employer Authorization Document (EAD)Employer Authorization Document (EAD)ClientClient Personal Info8/5/2005
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DL.IDVerified1CDCRCompliance Data Center Inc. ReportClientClient Personal Info3/18/2020
DL.IDVerified2RDCRRegulatory Data CorporationClientClient Personal Info3/18/2020
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GOV.IDType4Alien Registration Card (Green Card)Alien Registration Card (Green Card)ClientClient Personal Info6/9/2005
GOV.IDType5Employer Authorization Document (EAD)Employer Authorization Document (EAD)ClientClient Personal Info8/5/2005
GOV.IDType6Passport without VisaPassport without VisaClientClient Personal Info8/5/2005
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GOV.IDType10I94I94ClientClient Personal Info7/26/2017
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GOV.IDType12Advance ParoleAdvance ParoleClientClient Personal Info7/26/2017
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GOV.IDType3Identification CardIdentification CardClientClient Personal Info6/9/2005
GOV.IDType4Alien Registration Card (Green Card)Alien Registration Card (Green Card)ClientClient Personal Info6/9/2005
GOV.IDType5Employer Authorization Document (EAD)Employer Authorization Document (EAD)ClientClient Personal Info8/5/2005
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GOV.IDVerified0OTHROther ID VendorClientClient Personal Info3/18/2020
GOV.IDVerified1CDCRCompliance Data Center Inc. ReportClientClient Personal Info3/18/2020
GOV.IDVerified2RDCRRegulatory Data CorporationClientClient Personal Info3/18/2020
GOV.IDVerified3INRVInternal ReviewClientClient Personal Info3/18/2020
GOV.IDVerified0OTHROther ID VendorClientClient Personal Info3/18/2020
GOV.IDVerified1CDCRCompliance Data Center Inc. ReportClientClient Personal Info3/18/2020
GOV.IDVerified2RDCRRegulatory Data CorporationClientClient Personal Info3/18/2020
GOV.IDVerified3INRVInternal ReviewClientClient Personal Info3/18/2020
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GOV.IDVerifyMethod5Obtained Utility or Phone BillObtained Utility or Phone BillClientClient Personal Info4/8/2016
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GOV2.IDType4Alien Registration Card (Green Card)Alien Registration Card (Green Card)ClientClient Personal Info6/9/2005
GOV2.IDType5Employer Authorization Document (EAD)Employer Authorization Document (EAD)ClientClient Personal Info8/5/2005
GOV2.IDType6Passport without VisaPassport without VisaClientClient Personal Info8/5/2005
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GOV2.IDType10I94I94ClientClient Personal Info7/26/2017
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GOV2.IDType4Alien Registration Card (Green Card)Alien Registration Card (Green Card)ClientClient Personal Info6/9/2005
GOV2.IDType5Employer Authorization Document (EAD)Employer Authorization Document (EAD)ClientClient Personal Info8/5/2005
GOV2.IDType6Passport without VisaPassport without VisaClientClient Personal Info8/5/2005
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GOV2.IDType9VisaVisaClientClient Personal Info4/8/2016
GOV2.IDVerified0OTHROther ID VendorClientClient Personal Info3/18/2020
GOV2.IDVerified1CDCRCompliance Data Center Inc. ReportClientClient Personal Info3/18/2020
GOV2.IDVerified2RDCRRegulatory Data CorporationClientClient Personal Info3/18/2020
GOV2.IDVerified3INRVInternal ReviewClientClient Personal Info3/18/2020
GOV2.IDVerified0OTHROther ID VendorClientClient Personal Info3/18/2020
GOV2.IDVerified1CDCRCompliance Data Center Inc. ReportClientClient Personal Info3/18/2020
GOV2.IDVerified2RDCRRegulatory Data CorporationClientClient Personal Info3/18/2020
GOV2.IDVerified3INRVInternal ReviewClientClient Personal Info3/18/2020
GOV2.IDVerifyMethod0OtherOtherClientClient Personal Info4/8/2016
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GOV2.IDVerifyMethod4Obtained Financial StatementObtained Financial StatementClientClient Personal Info4/8/2016
GOV2.IDVerifyMethod5Obtained Utility or Phone BillObtained Utility or Phone BillClientClient Personal Info4/8/2016
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GOV2.IDVerifyMethod0OtherOtherClientClient Personal Info4/8/2016
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GOV2.IDVerifyMethod7Used Reverse Phone DirectoryUsed Reverse Phone DirectoryClientClient Personal Info4/8/2016
GrantorType1IndividualIndividualClientClient Personal Info8/14/2023
GrantorType2OrganizationOrganizationClientClient Personal Info8/14/2023
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HoldAssetsOtherFirmYesYesYesClientClient Personal Info8/9/2023
IABenefitsOrgNoNoNoClientClient Personal Info8/9/2023
IABenefitsOrgYesYesYesClientClient Personal Info8/9/2023
IABusinessOperationsNoNoNoClientClient Personal Info8/9/2023
IABusinessOperationsYesYesYesClientClient Personal Info8/9/2023
IAEstablishmentNoNoNoClientClient Personal Info8/9/2023
IAEstablishmentYesYesYesClientClient Personal Info8/9/2023
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ImmigrationStatus1Permanent ResidentPermanent ResidentClientClient Personal Info6/9/2005
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ImmigrationStatus3Non-ResidentNon-ResidentClientClient Personal Info6/9/2005
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ImmigrationStatus1Permanent ResidentPermanent ResidentClientClient Personal Info6/9/2005
ImmigrationStatus2Non-Permanent ResidentNon-Permanent ResidentClientClient Personal Info6/9/2005
ImmigrationStatus3Non-ResidentNon-ResidentClientClient Personal Info6/9/2005
InvestmentClub1Check here if you are an investment clubCheck here if you are an investment clubClientClient Personal Info8/9/2023
IRSBackupWithhold1Subject to backup withholdingSubject to backup withholdingClientClient Personal Info12/5/2022
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L.AddrType3Primary ResidenceAddress of primary residenceClientClient Personal Info6/9/2005
L.AddrType4OfficeOffice addressClientClient Personal Info6/9/2005
L.AddrType5Birth PlacePlace of birth addressClientClient Personal Info6/9/2005
L.AddrType6EmployerEmployer's addressClientClient Personal Info6/9/2005
L.AddrType7Employer Incorporated LocationEmployer's legal address where incorporatedClientClient Personal Info6/9/2005
L.AddrType8Branch AddressBranch AddressClientClient Personal Info6/9/2005
L.AddrType9Broker/Dealer AddressBroker/Dealer AddressClientClient Personal Info6/9/2005
L.AddrUnitType0OtherOtherClientClient Personal Info3/27/2017
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L.AddrUnitType10KeyKeyClientClient Personal Info3/27/2017
L.AddrUnitType11LobbyLobbyClientClient Personal Info3/27/2017
L.AddrUnitType12LotLotClientClient Personal Info3/27/2017
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L.AddrUnitType15PenthousePenthouseClientClient Personal Info3/27/2017
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L.AddrUnitType18RoomRoomClientClient Personal Info3/27/2017
L.AddrUnitType19SideSideClientClient Personal Info3/27/2017
L.AddrUnitType2SuiteSuiteClientClient Personal Info3/27/2017
L.AddrUnitType20SlipSlipClientClient Personal Info3/27/2017
L.AddrUnitType21SpaceSpaceClientClient Personal Info3/27/2017
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L.AddrUnitType23TrailerTrailerClientClient Personal Info3/27/2017
L.AddrUnitType24UpperUpperClientClient Personal Info3/27/2017
L.AddrUnitType3FloorFloorClientClient Personal Info3/27/2017
L.AddrUnitType4UnitUnitClientClient Personal Info3/27/2017
L.AddrUnitType5BuildingBuildingClientClient Personal Info3/27/2017
L.AddrUnitType6DepartmentDepartmentClientClient Personal Info3/27/2017
L.AddrUnitType7BasementBasementClientClient Personal Info3/27/2017
L.AddrUnitType8FrontFrontClientClient Personal Info3/27/2017
L.AddrUnitType9HangerHangerClientClient Personal Info3/27/2017
L.PhoneNumFormat0OtherOtherClientClient Personal Info5/5/2016
L.PhoneNumFormat1DomesticDomesticClientClient Personal Info5/5/2016
L.PhoneNumFormat2InternationalInternationalClientClient Personal Info5/5/2016
L.PrimaryAddress1Primary AddressPrimary AddressClientClient Personal Info12/5/2022
Married0OtherOtherClientClient Personal Info6/9/2005
Married1SingleSingleClientClient Personal Info6/9/2005
Married2MarriedMarriedClientClient Personal Info6/9/2005
Married3DivorcedDivorcedClientClient Personal Info6/9/2005
Married4SeparatedSeparatedClientClient Personal Info8/12/2005
Married5WidowedWidowedClientClient Personal Info8/12/2005
Married6Domestic PartnerDomestic PartnerClientClient Personal Info12/8/2013
Married7Married Tax SingleMarried, but withhold at single tax rateClientClient Personal Info7/18/2014
Married8AnnulledMarriage was annulledClientClient Personal Info11/6/2017
Married0OtherOtherClientClient Personal Info6/9/2005
Married1SingleSingleClientClient Personal Info6/9/2005
Married2MarriedMarriedClientClient Personal Info6/9/2005
Married3DivorcedDivorcedClientClient Personal Info6/9/2005
Married4SeparatedSeparatedClientClient Personal Info8/12/2005
Married5WidowedWidowedClientClient Personal Info8/12/2005
Married6Domestic PartnerDomestic PartnerClientClient Personal Info12/8/2013
Married7Married Tax SingleMarried, but withhold at single tax rateClientClient Personal Info7/18/2014
Married8AnnulledMarriage was annulledClientClient Personal Info11/6/2017
NewClient0OtherOtherClientClient Personal Info9/27/2006
NewClient1NewNew ClientClientClient Personal Info9/27/2006
NewClient2ExistingExisting ClientClientClient Personal Info9/27/2006
NonGOV.IDType0OtherOtherClientClient Personal Info6/9/2005
NonGOV.IDType1PassportPassportClientClient Personal Info6/9/2005
NonGOV.IDType10I94I94ClientClient Personal Info7/26/2017
NonGOV.IDType11I797I797ClientClient Personal Info7/26/2017
NonGOV.IDType12Advance ParoleAdvance ParoleClientClient Personal Info7/26/2017
NonGOV.IDType2Drivers LicenseDrivers LicenseClientClient Personal Info6/9/2005
NonGOV.IDType3Identification CardIdentification CardClientClient Personal Info6/9/2005
NonGOV.IDType4Alien Registration Card (Green Card)Alien Registration Card (Green Card)ClientClient Personal Info6/9/2005
NonGOV.IDType5Employer Authorization Document (EAD)Employer Authorization Document (EAD)ClientClient Personal Info8/5/2005
NonGOV.IDType6Passport without VisaPassport without VisaClientClient Personal Info8/5/2005
NonGOV.IDType7Non-DocumentedNon-documentaryClientClient Personal Info4/6/2006
NonGOV.IDType8Military IDMilitary IDClientClient Personal Info4/8/2016
NonGOV.IDType9VisaVisaClientClient Personal Info4/8/2016
NonGOV.IDVerified0OTHROther ID VendorClientClient Personal Info3/18/2020
NonGOV.IDVerified1CDCRCompliance Data Center Inc. ReportClientClient Personal Info3/18/2020
NonGOV.IDVerified2RDCRRegulatory Data CorporationClientClient Personal Info3/18/2020
NonGOV.IDVerified3INRVInternal ReviewClientClient Personal Info3/18/2020
NonGOV.IDVerifyMethod0OtherOtherClientClient Personal Info4/8/2016
NonGOV.IDVerifyMethod1Contacted ClientContacted ClientClientClient Personal Info4/8/2016
NonGOV.IDVerifyMethod2Independently Verified IdentityIndependently Verified IdentityClientClient Personal Info4/8/2016
NonGOV.IDVerifyMethod3Checked References w/ EmployerChecked References w/ EmployerClientClient Personal Info4/8/2016
NonGOV.IDVerifyMethod4Obtained Financial StatementObtained Financial StatementClientClient Personal Info4/8/2016
NonGOV.IDVerifyMethod5Obtained Utility or Phone BillObtained Utility or Phone BillClientClient Personal Info4/8/2016
NonGOV.IDVerifyMethod6Obtained Property Tax BillObtained Property Tax BillClientClient Personal Info4/8/2016
NonGOV.IDVerifyMethod7Used Reverse Phone DirectoryUsed Reverse Phone DirectoryClientClient Personal Info4/8/2016
NoOrgRegNum1No Organization Registration NumberNo Organization Registration NumberClientClient Personal Info8/9/2023
OrgPrimaryBus1Financial InstituionFinancial InstituionClientClient Personal Info8/9/2023
OrgPrimaryBus2Operating EntityOperating EntityClientClient Personal Info8/9/2023
OrgPrimaryBus3Non-Operating EntityNon-Operating EntityClientClient Personal Info8/9/2023
OrgPrimaryBus4Charitable OrganizationCharitable OrganizationClientClient Personal Info8/9/2023
OrgPrimaryBus5Governmental OrganizationGovernmental OrganizationClientClient Personal Info8/9/2023
OrgPrimaryBus6Tribal OrganizationTribal OrganizationClientClient Personal Info8/9/2023
PO.AddrType0OtherOtherClientClient Personal Info6/9/2005
PO.AddrType1HomeHome or Legal addressClientClient Personal Info6/9/2005
PO.AddrType2MailingMailing addressClientClient Personal Info6/9/2005
PO.AddrType3Primary ResidenceAddress of primary residenceClientClient Personal Info6/9/2005
PO.AddrType4OfficeOffice addressClientClient Personal Info6/9/2005
PO.AddrType5Birth PlacePlace of birth addressClientClient Personal Info6/9/2005
PO.AddrType6EmployerEmployer's addressClientClient Personal Info6/9/2005
PO.AddrType7Employer Incorporated LocationEmployer's legal address where incorporatedClientClient Personal Info6/9/2005
PO.AddrType8Branch AddressBranch AddressClientClient Personal Info6/9/2005
PO.AddrType9Broker/Dealer AddressBroker/Dealer AddressClientClient Personal Info6/9/2005
PO.AddrUnitType0OtherOtherClientClient Personal Info3/27/2017
PO.AddrUnitType1ApartmentApartmentClientClient Personal Info3/27/2017
PO.AddrUnitType10KeyKeyClientClient Personal Info3/27/2017
PO.AddrUnitType11LobbyLobbyClientClient Personal Info3/27/2017
PO.AddrUnitType12LotLotClientClient Personal Info3/27/2017
PO.AddrUnitType13LowerLowerClientClient Personal Info3/27/2017
PO.AddrUnitType14OfficeOfficeClientClient Personal Info3/27/2017
PO.AddrUnitType15PenthousePenthouseClientClient Personal Info3/27/2017
PO.AddrUnitType16PierPierClientClient Personal Info3/27/2017
PO.AddrUnitType17RearRearClientClient Personal Info3/27/2017
PO.AddrUnitType18RoomRoomClientClient Personal Info3/27/2017
PO.AddrUnitType19SideSideClientClient Personal Info3/27/2017
PO.AddrUnitType2SuiteSuiteClientClient Personal Info3/27/2017
PO.AddrUnitType20SlipSlipClientClient Personal Info3/27/2017
PO.AddrUnitType21SpaceSpaceClientClient Personal Info3/27/2017
PO.AddrUnitType22StopStopClientClient Personal Info3/27/2017
PO.AddrUnitType23TrailerTrailerClientClient Personal Info3/27/2017
PO.AddrUnitType24UpperUpperClientClient Personal Info3/27/2017
PO.AddrUnitType3FloorFloorClientClient Personal Info3/27/2017
PO.AddrUnitType4UnitUnitClientClient Personal Info3/27/2017
PO.AddrUnitType5BuildingBuildingClientClient Personal Info3/27/2017
PO.AddrUnitType6DepartmentDepartmentClientClient Personal Info3/27/2017
PO.AddrUnitType7BasementBasementClientClient Personal Info3/27/2017
PO.AddrUnitType8FrontFrontClientClient Personal Info3/27/2017
PO.AddrUnitType9HangerHangerClientClient Personal Info3/27/2017
PO.PhoneNumFormat0OtherOtherClientClient Personal Info5/5/2016
PO.PhoneNumFormat1DomesticDomesticClientClient Personal Info5/5/2016
PO.PhoneNumFormat2InternationalInternationalClientClient Personal Info5/5/2016
PO.PrimaryAddress1Primary AddressPrimary AddressClientClient Personal Info12/5/2022
Prefix0OtherOtherClientClient Personal Info11/13/2012
Prefix1Mr.MisterClientClient Personal Info11/13/2012
Prefix2Mrs.MissesClientClient Personal Info11/13/2012
Prefix3Ms.MisClientClient Personal Info11/13/2012
Prefix4EstateEstateClientClient Personal Info11/13/2012
Prefix5TrustTrustClientClient Personal Info11/13/2012
Prefix6Dr.DoctorClientClient Personal Info11/13/2012
Prefix7MissMissClientClient Personal Info11/13/2012
Prefix0OtherOtherClientClient Personal Info11/13/2012
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Prefix3Ms.MisClientClient Personal Info11/13/2012
Prefix4EstateEstateClientClient Personal Info11/13/2012
Prefix5TrustTrustClientClient Personal Info11/13/2012
Prefix6Dr.DoctorClientClient Personal Info11/13/2012
Prefix7MissMissClientClient Personal Info11/13/2012
PrimaryEmailType0OtherOtherClientClient Personal Info4/26/2016
PrimaryEmailType1WorkBusiness or OfficeClientClient Personal Info4/26/2016
PrimaryEmailType2HomeHome or LegalClientClient Personal Info4/26/2016
PrimaryPhoneType0OtherOtherClientClient Personal Info4/26/2016
PrimaryPhoneType1WorkBusiness or OfficeClientClient Personal Info4/26/2016
PrimaryPhoneType2HomeHome or LegalClientClient Personal Info4/26/2016
PrimaryPhoneType3MobileCell or MobileClientClient Personal Info4/26/2016
PrimaryPhoneType4SeasonalSeasonal or VacationClientClient Personal Info4/26/2016
PrimaryPhoneType5VoicemailVoicemailClientClient Personal Info4/26/2016
PrimaryPhoneType6FaxFaxClientClient Personal Info4/26/2016
R.AddrType0OtherOtherClientClient Personal Info6/9/2005
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R.AddrType2MailingMailing addressClientClient Personal Info6/9/2005
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R.AddrType5Birth PlacePlace of birth addressClientClient Personal Info6/9/2005
R.AddrType6EmployerEmployer's addressClientClient Personal Info6/9/2005
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R.AddrType8Branch AddressBranch AddressClientClient Personal Info6/9/2005
R.AddrType9Broker/Dealer AddressBroker/Dealer AddressClientClient Personal Info6/9/2005
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R.AddrType6EmployerEmployer's addressClientClient Personal Info6/9/2005
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R.AddrType8Branch AddressBranch AddressClientClient Personal Info6/9/2005
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R.AddrUnitType0OtherOtherClientClient Personal Info3/27/2017
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R.AddrUnitType10KeyKeyClientClient Personal Info3/27/2017
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R.AddrUnitType12LotLotClientClient Personal Info3/27/2017
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R.AddrUnitType15PenthousePenthouseClientClient Personal Info3/27/2017
R.AddrUnitType16PierPierClientClient Personal Info3/27/2017
R.AddrUnitType17RearRearClientClient Personal Info3/27/2017
R.AddrUnitType18RoomRoomClientClient Personal Info3/27/2017
R.AddrUnitType19SideSideClientClient Personal Info3/27/2017
R.AddrUnitType2SuiteSuiteClientClient Personal Info3/27/2017
R.AddrUnitType20SlipSlipClientClient Personal Info3/27/2017
R.AddrUnitType21SpaceSpaceClientClient Personal Info3/27/2017
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R.AddrUnitType23TrailerTrailerClientClient Personal Info3/27/2017
R.AddrUnitType24UpperUpperClientClient Personal Info3/27/2017
R.AddrUnitType3FloorFloorClientClient Personal Info3/27/2017
R.AddrUnitType4UnitUnitClientClient Personal Info3/27/2017
R.AddrUnitType5BuildingBuildingClientClient Personal Info3/27/2017
R.AddrUnitType6DepartmentDepartmentClientClient Personal Info3/27/2017
R.AddrUnitType7BasementBasementClientClient Personal Info3/27/2017
R.AddrUnitType8FrontFrontClientClient Personal Info3/27/2017
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R.AddrUnitType0OtherOtherClientClient Personal Info3/27/2017
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R.AddrUnitType11LobbyLobbyClientClient Personal Info3/27/2017
R.AddrUnitType12LotLotClientClient Personal Info3/27/2017
R.AddrUnitType13LowerLowerClientClient Personal Info3/27/2017
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R.AddrUnitType15PenthousePenthouseClientClient Personal Info3/27/2017
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R.AddrUnitType17RearRearClientClient Personal Info3/27/2017
R.AddrUnitType18RoomRoomClientClient Personal Info3/27/2017
R.AddrUnitType19SideSideClientClient Personal Info3/27/2017
R.AddrUnitType2SuiteSuiteClientClient Personal Info3/27/2017
R.AddrUnitType20SlipSlipClientClient Personal Info3/27/2017
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R.AddrUnitType23TrailerTrailerClientClient Personal Info3/27/2017
R.AddrUnitType24UpperUpperClientClient Personal Info3/27/2017
R.AddrUnitType3FloorFloorClientClient Personal Info3/27/2017
R.AddrUnitType4UnitUnitClientClient Personal Info3/27/2017
R.AddrUnitType5BuildingBuildingClientClient Personal Info3/27/2017
R.AddrUnitType6DepartmentDepartmentClientClient Personal Info3/27/2017
R.AddrUnitType7BasementBasementClientClient Personal Info3/27/2017
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R.AddrUnitType9HangerHangerClientClient Personal Info3/27/2017
R.PhoneNumFormat0OtherOtherClientClient Personal Info5/5/2016
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R.PhoneNumFormat2InternationalInternationalClientClient Personal Info5/5/2016
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R.PhoneNumFormat1DomesticDomesticClientClient Personal Info5/5/2016
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R.PrimaryAddress1Primary AddressPrimary AddressClientClient Personal Info12/5/2022
R.PrimaryAddress1Primary AddressPrimary AddressClientClient Personal Info12/5/2022
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RelToClientType10ChildChildClientClient Personal Info9/7/2023
RelToClientType11ParentParentClientClient Personal Info9/7/2023
RelToClientType12SiblingSiblingClientClient Personal Info9/7/2023
RelToClientType13FriendFriendClientClient Personal Info9/7/2023
RelToClientType2TrusteeTrusteeClientClient Personal Info7/18/2014
RelToClientType3AnnuitantAnnuitantClientClient Personal Info7/18/2014
RelToClientType4SpouseSpouseClientClient Personal Info7/18/2014
RelToClientType5Non-SpouseNon-SpouseClientClient Personal Info7/18/2014
RelToClientType6MinorMinorClientClient Personal Info7/18/2014
RelToClientType7CustodianCustodianClientClient Personal Info7/18/2014
RelToClientType8Bank OwnerBank OwnerClientClient Personal Info7/18/2014
RelToClientType9PartnerPartnerClientClient Personal Info9/7/2023
RelType0OtherOtherClientClient Personal Info8/9/2023
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RelType5SiblingSiblingClientClient Personal Info8/9/2023
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RoleTypeAuthAgent1Account Stakeholder Role Authorized AgentAccount Stakeholder Role Authorized AgentClientClient Personal Info8/9/2023
RoleTypeAuthAgentBenOwn1Account Stakeholder Role Authorized Agent/Beneficial OwnerAccount Stakeholder Role Authorized Agent/Beneficial OwnerClientClient Personal Info8/9/2023
RoleTypeAuthInd1Account Stakeholder Role Authorized IndividualAccount Stakeholder Role Authorized IndividualClientClient Personal Info8/9/2023
RoleTypeBenOwn1Account Stakeholder Role Beneficial OwnerAccount Stakeholder Role Beneficial OwnerClientClient Personal Info8/9/2023
RoleTypeCtrlPerson1Account Stakeholder Role Control PersonAccount Stakeholder Role Control PersonClientClient Personal Info8/9/2023
RoleTypeDecGrant1Account Stakeholder Role Deceased GrantorAccount Stakeholder Role Deceased GrantorClientClient Personal Info8/9/2023
RoleTypeEntOwn1Account Stakeholder Role Entity OwnerAccount Stakeholder Role Entity OwnerClientClient Personal Info8/9/2023
RoleTypeGrant1Account Stakeholder Role GrantorAccount Stakeholder Role GrantorClientClient Personal Info8/9/2023
RoleTypeIndAppoint1Account Stakeholder Role Individual with Appoint/Remove AuthorityAccount Stakeholder Role Individual with Appoint/Remove AuthorityClientClient Personal Info8/9/2023
RoleTypeIndRevoke1Account Stakeholder Role Individual with Revoke/Amend AuthorityAccount Stakeholder Role Individual with Revoke/Amend AuthorityClientClient Personal Info8/9/2023
S.AddrType0OtherOtherClientClient Personal Info6/9/2005
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S.AddrType2MailingMailing addressClientClient Personal Info6/9/2005
S.AddrType3Primary ResidenceAddress of primary residenceClientClient Personal Info6/9/2005
S.AddrType4OfficeOffice addressClientClient Personal Info6/9/2005
S.AddrType5Birth PlacePlace of birth addressClientClient Personal Info6/9/2005
S.AddrType6EmployerEmployer's addressClientClient Personal Info6/9/2005
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S.AddrType8Branch AddressBranch AddressClientClient Personal Info6/9/2005
S.AddrType9Broker/Dealer AddressBroker/Dealer AddressClientClient Personal Info6/9/2005
S.AddrUnitType0OtherOtherClientClient Personal Info3/27/2017
S.AddrUnitType1ApartmentApartmentClientClient Personal Info3/27/2017
S.AddrUnitType10KeyKeyClientClient Personal Info3/27/2017
S.AddrUnitType11LobbyLobbyClientClient Personal Info3/27/2017
S.AddrUnitType12LotLotClientClient Personal Info3/27/2017
S.AddrUnitType13LowerLowerClientClient Personal Info3/27/2017
S.AddrUnitType14OfficeOfficeClientClient Personal Info3/27/2017
S.AddrUnitType15PenthousePenthouseClientClient Personal Info3/27/2017
S.AddrUnitType16PierPierClientClient Personal Info3/27/2017
S.AddrUnitType17RearRearClientClient Personal Info3/27/2017
S.AddrUnitType18RoomRoomClientClient Personal Info3/27/2017
S.AddrUnitType19SideSideClientClient Personal Info3/27/2017
S.AddrUnitType2SuiteSuiteClientClient Personal Info3/27/2017
S.AddrUnitType20SlipSlipClientClient Personal Info3/27/2017
S.AddrUnitType21SpaceSpaceClientClient Personal Info3/27/2017
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S.AddrUnitType23TrailerTrailerClientClient Personal Info3/27/2017
S.AddrUnitType24UpperUpperClientClient Personal Info3/27/2017
S.AddrUnitType3FloorFloorClientClient Personal Info3/27/2017
S.AddrUnitType4UnitUnitClientClient Personal Info3/27/2017
S.AddrUnitType5BuildingBuildingClientClient Personal Info3/27/2017
S.AddrUnitType6DepartmentDepartmentClientClient Personal Info3/27/2017
S.AddrUnitType7BasementBasementClientClient Personal Info3/27/2017
S.AddrUnitType8FrontFrontClientClient Personal Info3/27/2017
S.AddrUnitType9HangerHangerClientClient Personal Info3/27/2017
S.PhoneNumFormat0OtherOtherClientClient Personal Info5/5/2016
S.PhoneNumFormat1DomesticDomesticClientClient Personal Info5/5/2016
S.PhoneNumFormat2InternationalInternationalClientClient Personal Info5/5/2016
S.PrimaryAddress1Primary AddressPrimary AddressClientClient Personal Info12/5/2022
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SameAddrNoNoNoClientClient Personal Info11/28/2023
SameAddrYesYesYesClientClient Personal Info11/28/2023
SameAddr1Same AddressSame AddressClientClient Personal Info12/5/2022
SameAddrNoNoNoClientClient Personal Info11/28/2023
SameAddrYesYesYesClientClient Personal Info11/28/2023
SameAddrEmp1Same Address as EmployerSame Address as EmployerClientClient Personal Info12/5/2022
SameAddrEmpNoNoNoClientClient Personal Info11/28/2023
SameAddrEmpYesYesYesClientClient Personal Info11/28/2023
SchwabAwareness1General reputation/news coverageGeneral reputation/news coverageClientClient Personal Info8/9/2023
SchwabAwareness2Traditional media advertising (such as a U.S. financial magazine)Traditional media advertising (such as a U.S. financial magazine)ClientClient Personal Info8/9/2023
SchwabAwareness3Referred by another individualReferred by another individualClientClient Personal Info8/9/2023
SchwabAwareness4Schwab WebsiteSchwab WebsiteClientClient Personal Info8/9/2023
SchwabAwareness5Schwab web advertisementSchwab web advertisementClientClient Personal Info8/9/2023
SecondaryPhoneType0OtherOtherClientClient Personal Info4/26/2016
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SecondaryPhoneType2HomeHome or LegalClientClient Personal Info4/26/2016
SecondaryPhoneType3MobileCell or MobileClientClient Personal Info4/26/2016
SecondaryPhoneType4SeasonalSeasonal or VacationClientClient Personal Info4/26/2016
SecondaryPhoneType5VoicemailVoicemailClientClient Personal Info4/26/2016
SecondaryPhoneType6FaxFaxClientClient Personal Info4/26/2016
SendConfirm1Send ConfirmationsSend ConfirmationsClientClient Personal Info12/5/2022
SendProxy1Send ProxiesSend ProxiesClientClient Personal Info12/5/2022
SendStatement1Send StatementsSend StatementsClientClient Personal Info12/5/2022
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SignAddr.AddrType3Primary ResidenceAddress of primary residenceClientClient Personal Info6/9/2005
SignAddr.AddrType4OfficeOffice addressClientClient Personal Info6/9/2005
SignAddr.AddrType5Birth PlacePlace of birth addressClientClient Personal Info6/9/2005
SignAddr.AddrType6EmployerEmployer's addressClientClient Personal Info6/9/2005
SignAddr.AddrType7Employer Incorporated LocationEmployer's legal address where incorporatedClientClient Personal Info6/9/2005
SignAddr.AddrType8Branch AddressBranch AddressClientClient Personal Info6/9/2005
SignAddr.AddrType9Broker/Dealer AddressBroker/Dealer AddressClientClient Personal Info6/9/2005
SignAddr.AddrType0OtherOtherClientClient Personal Info6/9/2005
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SignAddr.AddrType3Primary ResidenceAddress of primary residenceClientClient Personal Info6/9/2005
SignAddr.AddrType4OfficeOffice addressClientClient Personal Info6/9/2005
SignAddr.AddrType5Birth PlacePlace of birth addressClientClient Personal Info6/9/2005
SignAddr.AddrType6EmployerEmployer's addressClientClient Personal Info6/9/2005
SignAddr.AddrType7Employer Incorporated LocationEmployer's legal address where incorporatedClientClient Personal Info6/9/2005
SignAddr.AddrType8Branch AddressBranch AddressClientClient Personal Info6/9/2005
SignAddr.AddrType9Broker/Dealer AddressBroker/Dealer AddressClientClient Personal Info6/9/2005
SignAddr.AddrUnitType0OtherOtherClientClient Personal Info3/27/2017
SignAddr.AddrUnitType1ApartmentApartmentClientClient Personal Info3/27/2017
SignAddr.AddrUnitType10KeyKeyClientClient Personal Info3/27/2017
SignAddr.AddrUnitType11LobbyLobbyClientClient Personal Info3/27/2017
SignAddr.AddrUnitType12LotLotClientClient Personal Info3/27/2017
SignAddr.AddrUnitType13LowerLowerClientClient Personal Info3/27/2017
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SignAddr.AddrUnitType15PenthousePenthouseClientClient Personal Info3/27/2017
SignAddr.AddrUnitType16PierPierClientClient Personal Info3/27/2017
SignAddr.AddrUnitType17RearRearClientClient Personal Info3/27/2017
SignAddr.AddrUnitType18RoomRoomClientClient Personal Info3/27/2017
SignAddr.AddrUnitType19SideSideClientClient Personal Info3/27/2017
SignAddr.AddrUnitType2SuiteSuiteClientClient Personal Info3/27/2017
SignAddr.AddrUnitType20SlipSlipClientClient Personal Info3/27/2017
SignAddr.AddrUnitType21SpaceSpaceClientClient Personal Info3/27/2017
SignAddr.AddrUnitType22StopStopClientClient Personal Info3/27/2017
SignAddr.AddrUnitType23TrailerTrailerClientClient Personal Info3/27/2017
SignAddr.AddrUnitType24UpperUpperClientClient Personal Info3/27/2017
SignAddr.AddrUnitType3FloorFloorClientClient Personal Info3/27/2017
SignAddr.AddrUnitType4UnitUnitClientClient Personal Info3/27/2017
SignAddr.AddrUnitType5BuildingBuildingClientClient Personal Info3/27/2017
SignAddr.AddrUnitType6DepartmentDepartmentClientClient Personal Info3/27/2017
SignAddr.AddrUnitType7BasementBasementClientClient Personal Info3/27/2017
SignAddr.AddrUnitType8FrontFrontClientClient Personal Info3/27/2017
SignAddr.AddrUnitType9HangerHangerClientClient Personal Info3/27/2017
SignAddr.AddrUnitType0OtherOtherClientClient Personal Info3/27/2017
SignAddr.AddrUnitType1ApartmentApartmentClientClient Personal Info3/27/2017
SignAddr.AddrUnitType10KeyKeyClientClient Personal Info3/27/2017
SignAddr.AddrUnitType11LobbyLobbyClientClient Personal Info3/27/2017
SignAddr.AddrUnitType12LotLotClientClient Personal Info3/27/2017
SignAddr.AddrUnitType13LowerLowerClientClient Personal Info3/27/2017
SignAddr.AddrUnitType14OfficeOfficeClientClient Personal Info3/27/2017
SignAddr.AddrUnitType15PenthousePenthouseClientClient Personal Info3/27/2017
SignAddr.AddrUnitType16PierPierClientClient Personal Info3/27/2017
SignAddr.AddrUnitType17RearRearClientClient Personal Info3/27/2017
SignAddr.AddrUnitType18RoomRoomClientClient Personal Info3/27/2017
SignAddr.AddrUnitType19SideSideClientClient Personal Info3/27/2017
SignAddr.AddrUnitType2SuiteSuiteClientClient Personal Info3/27/2017
SignAddr.AddrUnitType20SlipSlipClientClient Personal Info3/27/2017
SignAddr.AddrUnitType21SpaceSpaceClientClient Personal Info3/27/2017
SignAddr.AddrUnitType22StopStopClientClient Personal Info3/27/2017
SignAddr.AddrUnitType23TrailerTrailerClientClient Personal Info3/27/2017
SignAddr.AddrUnitType24UpperUpperClientClient Personal Info3/27/2017
SignAddr.AddrUnitType3FloorFloorClientClient Personal Info3/27/2017
SignAddr.AddrUnitType4UnitUnitClientClient Personal Info3/27/2017
SignAddr.AddrUnitType5BuildingBuildingClientClient Personal Info3/27/2017
SignAddr.AddrUnitType6DepartmentDepartmentClientClient Personal Info3/27/2017
SignAddr.AddrUnitType7BasementBasementClientClient Personal Info3/27/2017
SignAddr.AddrUnitType8FrontFrontClientClient Personal Info3/27/2017
SignAddr.AddrUnitType9HangerHangerClientClient Personal Info3/27/2017
SignAddr.PhoneNumFormat0OtherOtherClientClient Personal Info5/5/2016
SignAddr.PhoneNumFormat1DomesticDomesticClientClient Personal Info5/5/2016
SignAddr.PhoneNumFormat2InternationalInternationalClientClient Personal Info5/5/2016
SignAddr.PhoneNumFormat0OtherOtherClientClient Personal Info5/5/2016
SignAddr.PhoneNumFormat1DomesticDomesticClientClient Personal Info5/5/2016
SignAddr.PhoneNumFormat2InternationalInternationalClientClient Personal Info5/5/2016
SignAddr.PrimaryAddress1Primary AddressPrimary AddressClientClient Personal Info12/5/2022
SignAddr.PrimaryAddress1Primary AddressPrimary AddressClientClient Personal Info12/5/2022
Smoker1Non-SmokerNon-SmokerClientClient Personal Info12/13/2022
Smoker2SmokerSmokerClientClient Personal Info12/13/2022
SmokerNoNoNoClientClient Personal Info5/23/2023
SmokerYesYesYesClientClient Personal Info5/23/2023
SSNType0OtherOtherClientClient Personal Info6/9/2005
SSNType1Social Security NumberSocial Security NumberClientClient Personal Info6/9/2005
SSNType2Tax IDTax IDClientClient Personal Info6/9/2005
SSNType0OtherOtherClientClient Personal Info6/9/2005
SSNType1Social Security NumberSocial Security NumberClientClient Personal Info6/9/2005
SSNType2Tax IDTax IDClientClient Personal Info6/9/2005
TitleTypeAssistantSecretary1Title or Capacity of Individual Assistant SecretaryTitle or Capacity of Individual Assistant SecretaryClientClient Personal Info8/9/2023
TitleTypeAssistantTreasurer1Title or Capacity of Individual Assistant TreasurerTitle or Capacity of Individual Assistant TreasurerClientClient Personal Info8/9/2023
TitleTypeCEO1Title or Capacity of Individual CEOTitle or Capacity of Individual CEOClientClient Personal Info8/9/2023
TitleTypeCFO1Title or Capacity of Individual CFOTitle or Capacity of Individual CFOClientClient Personal Info8/9/2023
TitleTypeChairman1Title or Capacity of Individual ChairmanTitle or Capacity of Individual ChairmanClientClient Personal Info8/9/2023
TitleTypeCOO1Title or Capacity of Individual COOTitle or Capacity of Individual COOClientClient Personal Info8/9/2023
TitleTypeManager1Title or Capacity of Individual ManagerTitle or Capacity of Individual ManagerClientClient Personal Info8/9/2023
TitleTypeMember1Title or Capacity of Individual MemberTitle or Capacity of Individual MemberClientClient Personal Info8/9/2023
TitleTypeOther1Title or Capacity of Individual OtherTitle or Capacity of Individual OtherClientClient Personal Info8/9/2023
TitleTypeOwner1Title or Capacity of Individual OwnerTitle or Capacity of Individual OwnerClientClient Personal Info8/9/2023
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TrusteeGrantorTrustNoNoNoClientClient Personal Info8/14/2023
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TrustRestatedNoNoNoClientClient Personal Info9/7/2023
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PM.PhoneNumFormat0OtherOtherClientHome5/5/2016
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PM.PhoneNumFormat0OtherOtherClientHome5/5/2016
PM.PhoneNumFormat1DomesticDomesticClientHome5/5/2016
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PM.PrimaryAddress1Primary AddressPrimary AddressClientHome12/5/2022
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BondPremiumAmort0OtherOtherAcctInvestment Profile11/1/2016
BondPremiumAmort1IRS Default (Yes)IRS Default (Yes)AcctInvestment Profile11/1/2016
BondPremiumAmort2Alternative (No)Alternative (No)AcctInvestment Profile11/1/2016
DVD.DistType0OtherOtherAcctInvestment Profile3/18/2020
DVD.DistType1Principal PaymentPrincipal PaymentAcctInvestment Profile3/18/2020
DVD.DistType2Income and InterestIncome and InterestAcctInvestment Profile3/18/2020
DVD.DistType3RMD Reaching Age 70.5Required Minimum Distribution Reaching Age 70.5AcctInvestment Profile3/18/2020
DVD.DistType4RMD DeathRequired Minimum Distribution DeathAcctInvestment Profile3/18/2020
DVD.Freq0OtherOtherAcctInvestment Profile6/9/2005
DVD.Freq1DailyDailyAcctInvestment Profile6/9/2005
DVD.Freq10Weekly - MondayWeekly - MondayAcctInvestment Profile3/18/2020
DVD.Freq11Weekly - TuesdayWeekly - TuesdayAcctInvestment Profile3/18/2020
DVD.Freq12Weekly - WednesdayWeekly - WednesdayAcctInvestment Profile3/18/2020
DVD.Freq14Weekly - ThursdayWeekly - ThursdayAcctInvestment Profile3/18/2020
DVD.Freq15Weekly - FridayWeekly - FridayAcctInvestment Profile3/18/2020
DVD.Freq16Weekly - SaturdayWeekly - SaturdayAcctInvestment Profile3/18/2020
DVD.Freq17Weekly - SundayWeekly - SundayAcctInvestment Profile3/18/2020
DVD.Freq2WeeklyWeeklyAcctInvestment Profile6/9/2005
DVD.Freq3SemimonthlySemimonthlyAcctInvestment Profile6/9/2005
DVD.Freq4MonthlyMonthlyAcctInvestment Profile6/9/2005
DVD.Freq5BimonthlyBimonthlyAcctInvestment Profile6/9/2005
DVD.Freq6QuarterlyQuarterlyAcctInvestment Profile6/9/2005
DVD.Freq7SemiannuallySemiannuallyAcctInvestment Profile6/9/2005
DVD.Freq8AnnuallyAnnuallyAcctInvestment Profile6/9/2005
DVD.Freq9One-TimeOne-TimeAcctInvestment Profile9/23/2005
DVD.Instr0OtherOtherAcctInvestment Profile6/9/2005
DVD.Instr1HoldHoldAcctInvestment Profile6/9/2005
DVD.Instr10Send by EFTSend by external bank link (EFT - electronic funds transfer)AcctInvestment Profile11/12/2006
DVD.Instr11Handle Distribution Like SalesHandle distributions and dividends like sales proceedsAcctInvestment Profile11/12/2006
DVD.Instr12Reinvest Equity and Mutual Fund DividendsReinvest equity and mutual fund dividends, handle all other distributions like sales proceedsAcctInvestment Profile11/12/2006
DVD.Instr13Reinvest Equity Dividends OnlyReinvest equity dividends, handle all other distributions like sales proceedsAcctInvestment Profile11/12/2006
DVD.Instr14Reinvest Mutual Fund Dividends OnlyReinvest mutual fund dividends, handle all other distributions like sales proceedsAcctInvestment Profile11/12/2006
DVD.Instr15CreditCreditAcctInvestment Profile3/18/2020
DVD.Instr16Change my existing income payment planChange my existing income payment planAcctInvestment Profile12/13/2022
DVD.Instr17Terminate my existing income payment planTerminate my existing income payment planAcctInvestment Profile12/13/2022
DVD.Instr18Set up a new income payment planSet up a new income payment planAcctInvestment Profile2/15/2023
DVD.Instr19Reinvest MF DVDs and CGs. Pay DVDs and Interest and Credit Core AccountReinvest all mutual fund dividends and capital gains; pay dividends and interest from all eligible securities in cash and credit the core account investment vehicle.AcctInvestment Profile2/15/2023
DVD.Instr2RemitRemit or send checkAcctInvestment Profile6/9/2005
DVD.Instr20Reinvest MF DVDs and CGs. Reinvest DVDs and InterestReinvest all mutual fund dividends and capital gains; reinvest dividends and interest from all eligible securities.AcctInvestment Profile2/15/2023
DVD.Instr21Pay MF DVDs and CGs. Reinvest DVDs and Interest from all Eligible SecuritiesPay all mutual fund dividends and capital gains in cash and credit the core account investment vehicle; reinvest dividends and interest from all eligible securities.AcctInvestment Profile2/15/2023
DVD.Instr22Pay MF DVDs and CGs. Pay DVDs and Interest from all Eligible SecuritiesPay all mutual fund dividends and capital gains in cash; pay dividends and interest from all eligible securities in cash; credit the core account investment vehicle.AcctInvestment Profile2/15/2023
DVD.Instr3DVP - Delivery vs. PaymentDVP - Delivery vs. PaymentAcctInvestment Profile6/9/2005
DVD.Instr4Hold and SweepHold and SweepAcctInvestment Profile6/9/2005
DVD.Instr5Hold in Street NameHold in Street NameAcctInvestment Profile6/9/2005
DVD.Instr6Register and SendRegister and SendAcctInvestment Profile6/9/2005
DVD.Instr7ReinvestReinvestAcctInvestment Profile4/6/2006
DVD.Instr8Send by CheckSend by check to mailing address of accountAcctInvestment Profile11/12/2006
DVD.Instr9Intra-bank PaymentSend by intra-bank payment (IBP)AcctInvestment Profile11/12/2006
DVD.Method0OtherOtherAcctInvestment Profile6/9/2005
DVD.Method1JournalJournalAcctInvestment Profile6/9/2005
DVD.Method2First Party CheckFirst Party CheckAcctInvestment Profile6/9/2005
DVD.Method3Third PartyThird PartyAcctInvestment Profile6/9/2005
DVD.Method4ACHACHAcctInvestment Profile6/9/2005
DVD.Method5Overnight DeliveryOvernight DeliveryAcctInvestment Profile9/9/2015
DVD.Method6Federal Fund WireFederal Fund WireAcctInvestment Profile9/9/2015
DVD.O.AddrType0OtherOtherAcctInvestment Profile6/9/2005
DVD.O.AddrType1HomeHome or Legal addressAcctInvestment Profile6/9/2005
DVD.O.AddrType2MailingMailing addressAcctInvestment Profile6/9/2005
DVD.O.AddrType3Primary ResidenceAddress of primary residenceAcctInvestment Profile6/9/2005
DVD.O.AddrType4OfficeOffice addressAcctInvestment Profile6/9/2005
DVD.O.AddrType5Birth PlacePlace of birth addressAcctInvestment Profile6/9/2005
DVD.O.AddrType6EmployerEmployer's addressAcctInvestment Profile6/9/2005
DVD.O.AddrType7Employer Incorporated LocationEmployer's legal address where incorporatedAcctInvestment Profile6/9/2005
DVD.O.AddrType8Branch AddressBranch AddressAcctInvestment Profile6/9/2005
DVD.O.AddrType9Broker/Dealer AddressBroker/Dealer AddressAcctInvestment Profile6/9/2005
DVD.O.AddrUnitType0OtherOtherAcctInvestment Profile3/27/2017
DVD.O.AddrUnitType1ApartmentApartmentAcctInvestment Profile3/27/2017
DVD.O.AddrUnitType10KeyKeyAcctInvestment Profile3/27/2017
DVD.O.AddrUnitType11LobbyLobbyAcctInvestment Profile3/27/2017
DVD.O.AddrUnitType12LotLotAcctInvestment Profile3/27/2017
DVD.O.AddrUnitType13LowerLowerAcctInvestment Profile3/27/2017
DVD.O.AddrUnitType14OfficeOfficeAcctInvestment Profile3/27/2017
DVD.O.AddrUnitType15PenthousePenthouseAcctInvestment Profile3/27/2017
DVD.O.AddrUnitType16PierPierAcctInvestment Profile3/27/2017
DVD.O.AddrUnitType17RearRearAcctInvestment Profile3/27/2017
DVD.O.AddrUnitType18RoomRoomAcctInvestment Profile3/27/2017
DVD.O.AddrUnitType19SideSideAcctInvestment Profile3/27/2017
DVD.O.AddrUnitType2SuiteSuiteAcctInvestment Profile3/27/2017
DVD.O.AddrUnitType20SlipSlipAcctInvestment Profile3/27/2017
DVD.O.AddrUnitType21SpaceSpaceAcctInvestment Profile3/27/2017
DVD.O.AddrUnitType22StopStopAcctInvestment Profile3/27/2017
DVD.O.AddrUnitType23TrailerTrailerAcctInvestment Profile3/27/2017
DVD.O.AddrUnitType24UpperUpperAcctInvestment Profile3/27/2017
DVD.O.AddrUnitType3FloorFloorAcctInvestment Profile3/27/2017
DVD.O.AddrUnitType4UnitUnitAcctInvestment Profile3/27/2017
DVD.O.AddrUnitType5BuildingBuildingAcctInvestment Profile3/27/2017
DVD.O.AddrUnitType6DepartmentDepartmentAcctInvestment Profile3/27/2017
DVD.O.AddrUnitType7BasementBasementAcctInvestment Profile3/27/2017
DVD.O.AddrUnitType8FrontFrontAcctInvestment Profile3/27/2017
DVD.O.AddrUnitType9HangerHangerAcctInvestment Profile3/27/2017
DVD.O.PhoneNumFormat0OtherOtherAcctInvestment Profile5/5/2016
DVD.O.PhoneNumFormat1DomesticDomesticAcctInvestment Profile5/5/2016
DVD.O.PhoneNumFormat2InternationalInternationalAcctInvestment Profile5/5/2016
DVD.O.PrimaryAddress1Primary AddressPrimary AddressAcctInvestment Profile12/5/2022
DVD.PmtDestType0OtherOtherAcctInvestment Profile6/15/2016
DVD.PmtDestType1Address of RecordAddress of RecordAcctInvestment Profile6/15/2016
DVD.PmtDestType2Alternate AddressAlternate AddressAcctInvestment Profile6/15/2016
DVD.PmtDestType3Charitable DonationCharitable DonationAcctInvestment Profile6/15/2016
DVD.RequestType0OtherOtherAcctInvestment Profile3/18/2020
DVD.RequestType1New RequestNew RequestAcctInvestment Profile3/18/2020
DVD.RequestType2Change of InstructionsChange of InstructionsAcctInvestment Profile3/18/2020
EntityPaperworkSubmittedNoNoNoAcctInvestment Profile11/28/2023
EntityPaperworkSubmittedYesYesYesAcctInvestment Profile11/28/2023
InvOwnedBonds1Bonds/bond fundsBonds/bond fundsClientInvestment Profile9/7/2023
InvOwnedInternationalSecurities1International securities/fundsInternational securities/fundsClientInvestment Profile9/7/2023
InvOwnedMoneyMarket1Money market funds/cash investmentsMoney market funds/cash investmentsClientInvestment Profile9/7/2023
InvOwnedStocks1Stocks/stock fundsStocks/stock fundsClientInvestment Profile9/7/2023
MarketDiscountAccrual0OtherOtherAcctInvestment Profile11/1/2016
MarketDiscountAccrual1IRS Default (Constant Yield)IRS Default (Constant Yield)AcctInvestment Profile11/1/2016
MarketDiscountAccrual2Alternative (Ratable)Alternative (Ratable)AcctInvestment Profile11/1/2016
MarketDiscountIncome0OtherOtherAcctInvestment Profile11/1/2016
MarketDiscountIncome1IRS Default (No)IRS Default (No)AcctInvestment Profile11/1/2016
MarketDiscountIncome2Alternative (Yes)Alternative (Yes)AcctInvestment Profile11/1/2016
MFDVD.DistType0OtherOtherAcctInvestment Profile3/18/2020
MFDVD.DistType1Principal PaymentPrincipal PaymentAcctInvestment Profile3/18/2020
MFDVD.DistType2Income and InterestIncome and InterestAcctInvestment Profile3/18/2020
MFDVD.DistType3RMD Reaching Age 70.5Required Minimum Distribution Reaching Age 70.5AcctInvestment Profile3/18/2020
MFDVD.DistType4RMD DeathRequired Minimum Distribution DeathAcctInvestment Profile3/18/2020
MFDVD.Freq0OtherOtherAcctInvestment Profile6/9/2005
MFDVD.Freq1DailyDailyAcctInvestment Profile6/9/2005
MFDVD.Freq10Weekly - MondayWeekly - MondayAcctInvestment Profile3/18/2020
MFDVD.Freq11Weekly - TuesdayWeekly - TuesdayAcctInvestment Profile3/18/2020
MFDVD.Freq12Weekly - WednesdayWeekly - WednesdayAcctInvestment Profile3/18/2020
MFDVD.Freq14Weekly - ThursdayWeekly - ThursdayAcctInvestment Profile3/18/2020
MFDVD.Freq15Weekly - FridayWeekly - FridayAcctInvestment Profile3/18/2020
MFDVD.Freq16Weekly - SaturdayWeekly - SaturdayAcctInvestment Profile3/18/2020
MFDVD.Freq17Weekly - SundayWeekly - SundayAcctInvestment Profile3/18/2020
MFDVD.Freq2WeeklyWeeklyAcctInvestment Profile6/9/2005
MFDVD.Freq3SemimonthlySemimonthlyAcctInvestment Profile6/9/2005
MFDVD.Freq4MonthlyMonthlyAcctInvestment Profile6/9/2005
MFDVD.Freq5BimonthlyBimonthlyAcctInvestment Profile6/9/2005
MFDVD.Freq6QuarterlyQuarterlyAcctInvestment Profile6/9/2005
MFDVD.Freq7SemiannuallySemiannuallyAcctInvestment Profile6/9/2005
MFDVD.Freq8AnnuallyAnnuallyAcctInvestment Profile6/9/2005
MFDVD.Freq9One-TimeOne-TimeAcctInvestment Profile9/23/2005
MFDVD.Instr0OtherOtherAcctInvestment Profile6/9/2005
MFDVD.Instr1HoldHoldAcctInvestment Profile6/9/2005
MFDVD.Instr10Send by EFTSend by external bank link (EFT - electronic funds transfer)AcctInvestment Profile11/12/2006
MFDVD.Instr11Handle Distribution Like SalesHandle distributions and dividends like sales proceedsAcctInvestment Profile11/12/2006
MFDVD.Instr12Reinvest Equity and Mutual Fund DividendsReinvest equity and mutual fund dividends, handle all other distributions like sales proceedsAcctInvestment Profile11/12/2006
MFDVD.Instr13Reinvest Equity Dividends OnlyReinvest equity dividends, handle all other distributions like sales proceedsAcctInvestment Profile11/12/2006
MFDVD.Instr14Reinvest Mutual Fund Dividends OnlyReinvest mutual fund dividends, handle all other distributions like sales proceedsAcctInvestment Profile11/12/2006
MFDVD.Instr15CreditCreditAcctInvestment Profile3/18/2020
MFDVD.Instr16Change my existing income payment planChange my existing income payment planAcctInvestment Profile12/13/2022
MFDVD.Instr17Terminate my existing income payment planTerminate my existing income payment planAcctInvestment Profile12/13/2022
MFDVD.Instr18Set up a new income payment planSet up a new income payment planAcctInvestment Profile2/15/2023
MFDVD.Instr19Reinvest MF DVDs and CGs. Pay DVDs and Interest and Credit Core AccountReinvest all mutual fund dividends and capital gains; pay dividends and interest from all eligible securities in cash and credit the core account investment vehicle.AcctInvestment Profile2/15/2023
MFDVD.Instr2RemitRemit or send checkAcctInvestment Profile6/9/2005
MFDVD.Instr20Reinvest MF DVDs and CGs. Reinvest DVDs and InterestReinvest all mutual fund dividends and capital gains; reinvest dividends and interest from all eligible securities.AcctInvestment Profile2/15/2023
MFDVD.Instr21Pay MF DVDs and CGs. Reinvest DVDs and Interest from all Eligible SecuritiesPay all mutual fund dividends and capital gains in cash and credit the core account investment vehicle; reinvest dividends and interest from all eligible securities.AcctInvestment Profile2/15/2023
MFDVD.Instr22Pay MF DVDs and CGs. Pay DVDs and Interest from all Eligible SecuritiesPay all mutual fund dividends and capital gains in cash; pay dividends and interest from all eligible securities in cash; credit the core account investment vehicle.AcctInvestment Profile2/15/2023
MFDVD.Instr3DVP - Delivery vs. PaymentDVP - Delivery vs. PaymentAcctInvestment Profile6/9/2005
MFDVD.Instr4Hold and SweepHold and SweepAcctInvestment Profile6/9/2005
MFDVD.Instr5Hold in Street NameHold in Street NameAcctInvestment Profile6/9/2005
MFDVD.Instr6Register and SendRegister and SendAcctInvestment Profile6/9/2005
MFDVD.Instr7ReinvestReinvestAcctInvestment Profile4/6/2006
MFDVD.Instr8Send by CheckSend by check to mailing address of accountAcctInvestment Profile11/12/2006
MFDVD.Instr9Intra-bank PaymentSend by intra-bank payment (IBP)AcctInvestment Profile11/12/2006
MFDVD.Method0OtherOtherAcctInvestment Profile6/9/2005
MFDVD.Method1JournalJournalAcctInvestment Profile6/9/2005
MFDVD.Method2First Party CheckFirst Party CheckAcctInvestment Profile6/9/2005
MFDVD.Method3Third PartyThird PartyAcctInvestment Profile6/9/2005
MFDVD.Method4ACHACHAcctInvestment Profile6/9/2005
MFDVD.Method5Overnight DeliveryOvernight DeliveryAcctInvestment Profile9/9/2015
MFDVD.Method6Federal Fund WireFederal Fund WireAcctInvestment Profile9/9/2015
MFDVD.O.AddrType0OtherOtherAcctInvestment Profile6/9/2005
MFDVD.O.AddrType1HomeHome or Legal addressAcctInvestment Profile6/9/2005
MFDVD.O.AddrType2MailingMailing addressAcctInvestment Profile6/9/2005
MFDVD.O.AddrType3Primary ResidenceAddress of primary residenceAcctInvestment Profile6/9/2005
MFDVD.O.AddrType4OfficeOffice addressAcctInvestment Profile6/9/2005
MFDVD.O.AddrType5Birth PlacePlace of birth addressAcctInvestment Profile6/9/2005
MFDVD.O.AddrType6EmployerEmployer's addressAcctInvestment Profile6/9/2005
MFDVD.O.AddrType7Employer Incorporated LocationEmployer's legal address where incorporatedAcctInvestment Profile6/9/2005
MFDVD.O.AddrType8Branch AddressBranch AddressAcctInvestment Profile6/9/2005
MFDVD.O.AddrType9Broker/Dealer AddressBroker/Dealer AddressAcctInvestment Profile6/9/2005
MFDVD.O.AddrUnitType0OtherOtherAcctInvestment Profile3/27/2017
MFDVD.O.AddrUnitType1ApartmentApartmentAcctInvestment Profile3/27/2017
MFDVD.O.AddrUnitType10KeyKeyAcctInvestment Profile3/27/2017
MFDVD.O.AddrUnitType11LobbyLobbyAcctInvestment Profile3/27/2017
MFDVD.O.AddrUnitType12LotLotAcctInvestment Profile3/27/2017
MFDVD.O.AddrUnitType13LowerLowerAcctInvestment Profile3/27/2017
MFDVD.O.AddrUnitType14OfficeOfficeAcctInvestment Profile3/27/2017
MFDVD.O.AddrUnitType15PenthousePenthouseAcctInvestment Profile3/27/2017
MFDVD.O.AddrUnitType16PierPierAcctInvestment Profile3/27/2017
MFDVD.O.AddrUnitType17RearRearAcctInvestment Profile3/27/2017
MFDVD.O.AddrUnitType18RoomRoomAcctInvestment Profile3/27/2017
MFDVD.O.AddrUnitType19SideSideAcctInvestment Profile3/27/2017
MFDVD.O.AddrUnitType2SuiteSuiteAcctInvestment Profile3/27/2017
MFDVD.O.AddrUnitType20SlipSlipAcctInvestment Profile3/27/2017
MFDVD.O.AddrUnitType21SpaceSpaceAcctInvestment Profile3/27/2017
MFDVD.O.AddrUnitType22StopStopAcctInvestment Profile3/27/2017
MFDVD.O.AddrUnitType23TrailerTrailerAcctInvestment Profile3/27/2017
MFDVD.O.AddrUnitType24UpperUpperAcctInvestment Profile3/27/2017
MFDVD.O.AddrUnitType3FloorFloorAcctInvestment Profile3/27/2017
MFDVD.O.AddrUnitType4UnitUnitAcctInvestment Profile3/27/2017
MFDVD.O.AddrUnitType5BuildingBuildingAcctInvestment Profile3/27/2017
MFDVD.O.AddrUnitType6DepartmentDepartmentAcctInvestment Profile3/27/2017
MFDVD.O.AddrUnitType7BasementBasementAcctInvestment Profile3/27/2017
MFDVD.O.AddrUnitType8FrontFrontAcctInvestment Profile3/27/2017
MFDVD.O.AddrUnitType9HangerHangerAcctInvestment Profile3/27/2017
MFDVD.O.PhoneNumFormat0OtherOtherAcctInvestment Profile5/5/2016
MFDVD.O.PhoneNumFormat1DomesticDomesticAcctInvestment Profile5/5/2016
MFDVD.O.PhoneNumFormat2InternationalInternationalAcctInvestment Profile5/5/2016
MFDVD.O.PrimaryAddress1Primary AddressPrimary AddressAcctInvestment Profile12/5/2022
MFDVD.PmtDestType0OtherOtherAcctInvestment Profile6/15/2016
MFDVD.PmtDestType1Address of RecordAddress of RecordAcctInvestment Profile6/15/2016
MFDVD.PmtDestType2Alternate AddressAlternate AddressAcctInvestment Profile6/15/2016
MFDVD.PmtDestType3Charitable DonationCharitable DonationAcctInvestment Profile6/15/2016
MFDVD.RequestType0OtherOtherAcctInvestment Profile3/18/2020
MFDVD.RequestType1New RequestNew RequestAcctInvestment Profile3/18/2020
MFDVD.RequestType2Change of InstructionsChange of InstructionsAcctInvestment Profile3/18/2020
MuniBondOfficialStatement1YesYesAcctInvestment Profile12/5/2022
MuniBondOfficialStatementNoNoNoAcctInvestment Profile12/5/2022
MuniBondOfficialStatementYesYesYesAcctInvestment Profile12/5/2022
PER.DistType0OtherOtherAcctInvestment Profile3/18/2020
PER.DistType1Principal PaymentPrincipal PaymentAcctInvestment Profile3/18/2020
PER.DistType2Income and InterestIncome and InterestAcctInvestment Profile3/18/2020
PER.DistType3RMD Reaching Age 70.5Required Minimum Distribution Reaching Age 70.5AcctInvestment Profile3/18/2020
PER.DistType4RMD DeathRequired Minimum Distribution DeathAcctInvestment Profile3/18/2020
PER.Freq0OtherOtherAcctInvestment Profile6/9/2005
PER.Freq1DailyDailyAcctInvestment Profile6/9/2005
PER.Freq10Weekly - MondayWeekly - MondayAcctInvestment Profile3/18/2020
PER.Freq11Weekly - TuesdayWeekly - TuesdayAcctInvestment Profile3/18/2020
PER.Freq12Weekly - WednesdayWeekly - WednesdayAcctInvestment Profile3/18/2020
PER.Freq14Weekly - ThursdayWeekly - ThursdayAcctInvestment Profile3/18/2020
PER.Freq15Weekly - FridayWeekly - FridayAcctInvestment Profile3/18/2020
PER.Freq16Weekly - SaturdayWeekly - SaturdayAcctInvestment Profile3/18/2020
PER.Freq17Weekly - SundayWeekly - SundayAcctInvestment Profile3/18/2020
PER.Freq2WeeklyWeeklyAcctInvestment Profile6/9/2005
PER.Freq3SemimonthlySemimonthlyAcctInvestment Profile6/9/2005
PER.Freq4MonthlyMonthlyAcctInvestment Profile6/9/2005
PER.Freq5BimonthlyBimonthlyAcctInvestment Profile6/9/2005
PER.Freq6QuarterlyQuarterlyAcctInvestment Profile6/9/2005
PER.Freq7SemiannuallySemiannuallyAcctInvestment Profile6/9/2005
PER.Freq8AnnuallyAnnuallyAcctInvestment Profile6/9/2005
PER.Freq9One-TimeOne-TimeAcctInvestment Profile9/23/2005
PER.Instr0OtherOtherAcctInvestment Profile6/9/2005
PER.Instr1HoldHoldAcctInvestment Profile6/9/2005
PER.Instr10Send by EFTSend by external bank link (EFT - electronic funds transfer)AcctInvestment Profile11/12/2006
PER.Instr11Handle Distribution Like SalesHandle distributions and dividends like sales proceedsAcctInvestment Profile11/12/2006
PER.Instr12Reinvest Equity and Mutual Fund DividendsReinvest equity and mutual fund dividends, handle all other distributions like sales proceedsAcctInvestment Profile11/12/2006
PER.Instr13Reinvest Equity Dividends OnlyReinvest equity dividends, handle all other distributions like sales proceedsAcctInvestment Profile11/12/2006
PER.Instr14Reinvest Mutual Fund Dividends OnlyReinvest mutual fund dividends, handle all other distributions like sales proceedsAcctInvestment Profile11/12/2006
PER.Instr15CreditCreditAcctInvestment Profile3/18/2020
PER.Instr16Change my existing income payment planChange my existing income payment planAcctInvestment Profile12/13/2022
PER.Instr17Terminate my existing income payment planTerminate my existing income payment planAcctInvestment Profile12/13/2022
PER.Instr18Set up a new income payment planSet up a new income payment planAcctInvestment Profile2/15/2023
PER.Instr19Reinvest MF DVDs and CGs. Pay DVDs and Interest and Credit Core AccountReinvest all mutual fund dividends and capital gains; pay dividends and interest from all eligible securities in cash and credit the core account investment vehicle.AcctInvestment Profile2/15/2023
PER.Instr2RemitRemit or send checkAcctInvestment Profile6/9/2005
PER.Instr20Reinvest MF DVDs and CGs. Reinvest DVDs and InterestReinvest all mutual fund dividends and capital gains; reinvest dividends and interest from all eligible securities.AcctInvestment Profile2/15/2023
PER.Instr21Pay MF DVDs and CGs. Reinvest DVDs and Interest from all Eligible SecuritiesPay all mutual fund dividends and capital gains in cash and credit the core account investment vehicle; reinvest dividends and interest from all eligible securities.AcctInvestment Profile2/15/2023
PER.Instr22Pay MF DVDs and CGs. Pay DVDs and Interest from all Eligible SecuritiesPay all mutual fund dividends and capital gains in cash; pay dividends and interest from all eligible securities in cash; credit the core account investment vehicle.AcctInvestment Profile2/15/2023
PER.Instr3DVP - Delivery vs. PaymentDVP - Delivery vs. PaymentAcctInvestment Profile6/9/2005
PER.Instr4Hold and SweepHold and SweepAcctInvestment Profile6/9/2005
PER.Instr5Hold in Street NameHold in Street NameAcctInvestment Profile6/9/2005
PER.Instr6Register and SendRegister and SendAcctInvestment Profile6/9/2005
PER.Instr7ReinvestReinvestAcctInvestment Profile4/6/2006
PER.Instr8Send by CheckSend by check to mailing address of accountAcctInvestment Profile11/12/2006
PER.Instr9Intra-bank PaymentSend by intra-bank payment (IBP)AcctInvestment Profile11/12/2006
PER.Method0OtherOtherAcctInvestment Profile6/9/2005
PER.Method1JournalJournalAcctInvestment Profile6/9/2005
PER.Method2First Party CheckFirst Party CheckAcctInvestment Profile6/9/2005
PER.Method3Third PartyThird PartyAcctInvestment Profile6/9/2005
PER.Method4ACHACHAcctInvestment Profile6/9/2005
PER.Method5Overnight DeliveryOvernight DeliveryAcctInvestment Profile9/9/2015
PER.Method6Federal Fund WireFederal Fund WireAcctInvestment Profile9/9/2015
PER.O.AddrType0OtherOtherAcctInvestment Profile6/9/2005
PER.O.AddrType1HomeHome or Legal addressAcctInvestment Profile6/9/2005
PER.O.AddrType2MailingMailing addressAcctInvestment Profile6/9/2005
PER.O.AddrType3Primary ResidenceAddress of primary residenceAcctInvestment Profile6/9/2005
PER.O.AddrType4OfficeOffice addressAcctInvestment Profile6/9/2005
PER.O.AddrType5Birth PlacePlace of birth addressAcctInvestment Profile6/9/2005
PER.O.AddrType6EmployerEmployer's addressAcctInvestment Profile6/9/2005
PER.O.AddrType7Employer Incorporated LocationEmployer's legal address where incorporatedAcctInvestment Profile6/9/2005
PER.O.AddrType8Branch AddressBranch AddressAcctInvestment Profile6/9/2005
PER.O.AddrType9Broker/Dealer AddressBroker/Dealer AddressAcctInvestment Profile6/9/2005
PER.O.AddrUnitType0OtherOtherAcctInvestment Profile3/27/2017
PER.O.AddrUnitType1ApartmentApartmentAcctInvestment Profile3/27/2017
PER.O.AddrUnitType10KeyKeyAcctInvestment Profile3/27/2017
PER.O.AddrUnitType11LobbyLobbyAcctInvestment Profile3/27/2017
PER.O.AddrUnitType12LotLotAcctInvestment Profile3/27/2017
PER.O.AddrUnitType13LowerLowerAcctInvestment Profile3/27/2017
PER.O.AddrUnitType14OfficeOfficeAcctInvestment Profile3/27/2017
PER.O.AddrUnitType15PenthousePenthouseAcctInvestment Profile3/27/2017
PER.O.AddrUnitType16PierPierAcctInvestment Profile3/27/2017
PER.O.AddrUnitType17RearRearAcctInvestment Profile3/27/2017
PER.O.AddrUnitType18RoomRoomAcctInvestment Profile3/27/2017
PER.O.AddrUnitType19SideSideAcctInvestment Profile3/27/2017
PER.O.AddrUnitType2SuiteSuiteAcctInvestment Profile3/27/2017
PER.O.AddrUnitType20SlipSlipAcctInvestment Profile3/27/2017
PER.O.AddrUnitType21SpaceSpaceAcctInvestment Profile3/27/2017
PER.O.AddrUnitType22StopStopAcctInvestment Profile3/27/2017
PER.O.AddrUnitType23TrailerTrailerAcctInvestment Profile3/27/2017
PER.O.AddrUnitType24UpperUpperAcctInvestment Profile3/27/2017
PER.O.AddrUnitType3FloorFloorAcctInvestment Profile3/27/2017
PER.O.AddrUnitType4UnitUnitAcctInvestment Profile3/27/2017
PER.O.AddrUnitType5BuildingBuildingAcctInvestment Profile3/27/2017
PER.O.AddrUnitType6DepartmentDepartmentAcctInvestment Profile3/27/2017
PER.O.AddrUnitType7BasementBasementAcctInvestment Profile3/27/2017
PER.O.AddrUnitType8FrontFrontAcctInvestment Profile3/27/2017
PER.O.AddrUnitType9HangerHangerAcctInvestment Profile3/27/2017
PER.O.PhoneNumFormat0OtherOtherAcctInvestment Profile5/5/2016
PER.O.PhoneNumFormat1DomesticDomesticAcctInvestment Profile5/5/2016
PER.O.PhoneNumFormat2InternationalInternationalAcctInvestment Profile5/5/2016
PER.O.PrimaryAddress1Primary AddressPrimary AddressAcctInvestment Profile12/5/2022
PER.PmtDestType0OtherOtherAcctInvestment Profile6/15/2016
PER.PmtDestType1Address of RecordAddress of RecordAcctInvestment Profile6/15/2016
PER.PmtDestType2Alternate AddressAlternate AddressAcctInvestment Profile6/15/2016
PER.PmtDestType3Charitable DonationCharitable DonationAcctInvestment Profile6/15/2016
PER.RequestType0OtherOtherAcctInvestment Profile3/18/2020
PER.RequestType1New RequestNew RequestAcctInvestment Profile3/18/2020
PER.RequestType2Change of InstructionsChange of InstructionsAcctInvestment Profile3/18/2020
PlanToWDMajorNeeds1Less than three yearsLess than three yearsClientInvestment Profile9/7/2023
PlanToWDMajorNeeds2Three to five yearsThree to five yearsClientInvestment Profile9/7/2023
PlanToWDMajorNeeds3Six to 10 yearsSix to 10 yearsClientInvestment Profile9/7/2023
PlanToWDMajorNeeds411 years or more11 years or moreClientInvestment Profile9/7/2023
PROCEED.DistType0OtherOtherAcctInvestment Profile3/18/2020
PROCEED.DistType1Principal PaymentPrincipal PaymentAcctInvestment Profile3/18/2020
PROCEED.DistType2Income and InterestIncome and InterestAcctInvestment Profile3/18/2020
PROCEED.DistType3RMD Reaching Age 70.5Required Minimum Distribution Reaching Age 70.5AcctInvestment Profile3/18/2020
PROCEED.DistType4RMD DeathRequired Minimum Distribution DeathAcctInvestment Profile3/18/2020
PROCEED.Freq0OtherOtherAcctInvestment Profile6/9/2005
PROCEED.Freq1DailyDailyAcctInvestment Profile6/9/2005
PROCEED.Freq10Weekly - MondayWeekly - MondayAcctInvestment Profile3/18/2020
PROCEED.Freq11Weekly - TuesdayWeekly - TuesdayAcctInvestment Profile3/18/2020
PROCEED.Freq12Weekly - WednesdayWeekly - WednesdayAcctInvestment Profile3/18/2020
PROCEED.Freq14Weekly - ThursdayWeekly - ThursdayAcctInvestment Profile3/18/2020
PROCEED.Freq15Weekly - FridayWeekly - FridayAcctInvestment Profile3/18/2020
PROCEED.Freq16Weekly - SaturdayWeekly - SaturdayAcctInvestment Profile3/18/2020
PROCEED.Freq17Weekly - SundayWeekly - SundayAcctInvestment Profile3/18/2020
PROCEED.Freq2WeeklyWeeklyAcctInvestment Profile6/9/2005
PROCEED.Freq3SemimonthlySemimonthlyAcctInvestment Profile6/9/2005
PROCEED.Freq4MonthlyMonthlyAcctInvestment Profile6/9/2005
PROCEED.Freq5BimonthlyBimonthlyAcctInvestment Profile6/9/2005
PROCEED.Freq6QuarterlyQuarterlyAcctInvestment Profile6/9/2005
PROCEED.Freq7SemiannuallySemiannuallyAcctInvestment Profile6/9/2005
PROCEED.Freq8AnnuallyAnnuallyAcctInvestment Profile6/9/2005
PROCEED.Freq9One-TimeOne-TimeAcctInvestment Profile9/23/2005
PROCEED.Instr0OtherOtherAcctInvestment Profile6/9/2005
PROCEED.Instr1HoldHoldAcctInvestment Profile6/9/2005
PROCEED.Instr10Send by EFTSend by external bank link (EFT - electronic funds transfer)AcctInvestment Profile11/12/2006
PROCEED.Instr11Handle Distribution Like SalesHandle distributions and dividends like sales proceedsAcctInvestment Profile11/12/2006
PROCEED.Instr12Reinvest Equity and Mutual Fund DividendsReinvest equity and mutual fund dividends, handle all other distributions like sales proceedsAcctInvestment Profile11/12/2006
PROCEED.Instr13Reinvest Equity Dividends OnlyReinvest equity dividends, handle all other distributions like sales proceedsAcctInvestment Profile11/12/2006
PROCEED.Instr14Reinvest Mutual Fund Dividends OnlyReinvest mutual fund dividends, handle all other distributions like sales proceedsAcctInvestment Profile11/12/2006
PROCEED.Instr15CreditCreditAcctInvestment Profile3/18/2020
PROCEED.Instr16Change my existing income payment planChange my existing income payment planAcctInvestment Profile12/13/2022
PROCEED.Instr17Terminate my existing income payment planTerminate my existing income payment planAcctInvestment Profile12/13/2022
PROCEED.Instr18Set up a new income payment planSet up a new income payment planAcctInvestment Profile2/15/2023
PROCEED.Instr19Reinvest MF DVDs and CGs. Pay DVDs and Interest and Credit Core AccountReinvest all mutual fund dividends and capital gains; pay dividends and interest from all eligible securities in cash and credit the core account investment vehicle.AcctInvestment Profile2/15/2023
PROCEED.Instr2RemitRemit or send checkAcctInvestment Profile6/9/2005
PROCEED.Instr20Reinvest MF DVDs and CGs. Reinvest DVDs and InterestReinvest all mutual fund dividends and capital gains; reinvest dividends and interest from all eligible securities.AcctInvestment Profile2/15/2023
PROCEED.Instr21Pay MF DVDs and CGs. Reinvest DVDs and Interest from all Eligible SecuritiesPay all mutual fund dividends and capital gains in cash and credit the core account investment vehicle; reinvest dividends and interest from all eligible securities.AcctInvestment Profile2/15/2023
PROCEED.Instr22Pay MF DVDs and CGs. Pay DVDs and Interest from all Eligible SecuritiesPay all mutual fund dividends and capital gains in cash; pay dividends and interest from all eligible securities in cash; credit the core account investment vehicle.AcctInvestment Profile2/15/2023
PROCEED.Instr3DVP - Delivery vs. PaymentDVP - Delivery vs. PaymentAcctInvestment Profile6/9/2005
PROCEED.Instr4Hold and SweepHold and SweepAcctInvestment Profile6/9/2005
PROCEED.Instr5Hold in Street NameHold in Street NameAcctInvestment Profile6/9/2005
PROCEED.Instr6Register and SendRegister and SendAcctInvestment Profile6/9/2005
PROCEED.Instr7ReinvestReinvestAcctInvestment Profile4/6/2006
PROCEED.Instr8Send by CheckSend by check to mailing address of accountAcctInvestment Profile11/12/2006
PROCEED.Instr9Intra-bank PaymentSend by intra-bank payment (IBP)AcctInvestment Profile11/12/2006
PROCEED.Method0OtherOtherAcctInvestment Profile6/9/2005
PROCEED.Method1JournalJournalAcctInvestment Profile6/9/2005
PROCEED.Method2First Party CheckFirst Party CheckAcctInvestment Profile6/9/2005
PROCEED.Method3Third PartyThird PartyAcctInvestment Profile6/9/2005
PROCEED.Method4ACHACHAcctInvestment Profile6/9/2005
PROCEED.Method5Overnight DeliveryOvernight DeliveryAcctInvestment Profile9/9/2015
PROCEED.Method6Federal Fund WireFederal Fund WireAcctInvestment Profile9/9/2015
PROCEED.O.AddrType0OtherOtherAcctInvestment Profile6/9/2005
PROCEED.O.AddrType1HomeHome or Legal addressAcctInvestment Profile6/9/2005
PROCEED.O.AddrType2MailingMailing addressAcctInvestment Profile6/9/2005
PROCEED.O.AddrType3Primary ResidenceAddress of primary residenceAcctInvestment Profile6/9/2005
PROCEED.O.AddrType4OfficeOffice addressAcctInvestment Profile6/9/2005
PROCEED.O.AddrType5Birth PlacePlace of birth addressAcctInvestment Profile6/9/2005
PROCEED.O.AddrType6EmployerEmployer's addressAcctInvestment Profile6/9/2005
PROCEED.O.AddrType7Employer Incorporated LocationEmployer's legal address where incorporatedAcctInvestment Profile6/9/2005
PROCEED.O.AddrType8Branch AddressBranch AddressAcctInvestment Profile6/9/2005
PROCEED.O.AddrType9Broker/Dealer AddressBroker/Dealer AddressAcctInvestment Profile6/9/2005
PROCEED.O.AddrUnitType0OtherOtherAcctInvestment Profile3/27/2017
PROCEED.O.AddrUnitType1ApartmentApartmentAcctInvestment Profile3/27/2017
PROCEED.O.AddrUnitType10KeyKeyAcctInvestment Profile3/27/2017
PROCEED.O.AddrUnitType11LobbyLobbyAcctInvestment Profile3/27/2017
PROCEED.O.AddrUnitType12LotLotAcctInvestment Profile3/27/2017
PROCEED.O.AddrUnitType13LowerLowerAcctInvestment Profile3/27/2017
PROCEED.O.AddrUnitType14OfficeOfficeAcctInvestment Profile3/27/2017
PROCEED.O.AddrUnitType15PenthousePenthouseAcctInvestment Profile3/27/2017
PROCEED.O.AddrUnitType16PierPierAcctInvestment Profile3/27/2017
PROCEED.O.AddrUnitType17RearRearAcctInvestment Profile3/27/2017
PROCEED.O.AddrUnitType18RoomRoomAcctInvestment Profile3/27/2017
PROCEED.O.AddrUnitType19SideSideAcctInvestment Profile3/27/2017
PROCEED.O.AddrUnitType2SuiteSuiteAcctInvestment Profile3/27/2017
PROCEED.O.AddrUnitType20SlipSlipAcctInvestment Profile3/27/2017
PROCEED.O.AddrUnitType21SpaceSpaceAcctInvestment Profile3/27/2017
PROCEED.O.AddrUnitType22StopStopAcctInvestment Profile3/27/2017
PROCEED.O.AddrUnitType23TrailerTrailerAcctInvestment Profile3/27/2017
PROCEED.O.AddrUnitType24UpperUpperAcctInvestment Profile3/27/2017
PROCEED.O.AddrUnitType3FloorFloorAcctInvestment Profile3/27/2017
PROCEED.O.AddrUnitType4UnitUnitAcctInvestment Profile3/27/2017
PROCEED.O.AddrUnitType5BuildingBuildingAcctInvestment Profile3/27/2017
PROCEED.O.AddrUnitType6DepartmentDepartmentAcctInvestment Profile3/27/2017
PROCEED.O.AddrUnitType7BasementBasementAcctInvestment Profile3/27/2017
PROCEED.O.AddrUnitType8FrontFrontAcctInvestment Profile3/27/2017
PROCEED.O.AddrUnitType9HangerHangerAcctInvestment Profile3/27/2017
PROCEED.O.PhoneNumFormat0OtherOtherAcctInvestment Profile5/5/2016
PROCEED.O.PhoneNumFormat1DomesticDomesticAcctInvestment Profile5/5/2016
PROCEED.O.PhoneNumFormat2InternationalInternationalAcctInvestment Profile5/5/2016
PROCEED.O.PrimaryAddress1Primary AddressPrimary AddressAcctInvestment Profile12/5/2022
PROCEED.PmtDestType0OtherOtherAcctInvestment Profile6/15/2016
PROCEED.PmtDestType1Address of RecordAddress of RecordAcctInvestment Profile6/15/2016
PROCEED.PmtDestType2Alternate AddressAlternate AddressAcctInvestment Profile6/15/2016
PROCEED.PmtDestType3Charitable DonationCharitable DonationAcctInvestment Profile6/15/2016
PROCEED.RequestType0OtherOtherAcctInvestment Profile3/18/2020
PROCEED.RequestType1New RequestNew RequestAcctInvestment Profile3/18/2020
PROCEED.RequestType2Change of InstructionsChange of InstructionsAcctInvestment Profile3/18/2020
PURCH.DistType0OtherOtherAcctInvestment Profile3/18/2020
PURCH.DistType1Principal PaymentPrincipal PaymentAcctInvestment Profile3/18/2020
PURCH.DistType2Income and InterestIncome and InterestAcctInvestment Profile3/18/2020
PURCH.DistType3RMD Reaching Age 70.5Required Minimum Distribution Reaching Age 70.5AcctInvestment Profile3/18/2020
PURCH.DistType4RMD DeathRequired Minimum Distribution DeathAcctInvestment Profile3/18/2020
PURCH.Freq0OtherOtherAcctInvestment Profile6/9/2005
PURCH.Freq1DailyDailyAcctInvestment Profile6/9/2005
PURCH.Freq10Weekly - MondayWeekly - MondayAcctInvestment Profile3/18/2020
PURCH.Freq11Weekly - TuesdayWeekly - TuesdayAcctInvestment Profile3/18/2020
PURCH.Freq12Weekly - WednesdayWeekly - WednesdayAcctInvestment Profile3/18/2020
PURCH.Freq14Weekly - ThursdayWeekly - ThursdayAcctInvestment Profile3/18/2020
PURCH.Freq15Weekly - FridayWeekly - FridayAcctInvestment Profile3/18/2020
PURCH.Freq16Weekly - SaturdayWeekly - SaturdayAcctInvestment Profile3/18/2020
PURCH.Freq17Weekly - SundayWeekly - SundayAcctInvestment Profile3/18/2020
PURCH.Freq2WeeklyWeeklyAcctInvestment Profile6/9/2005
PURCH.Freq3SemimonthlySemimonthlyAcctInvestment Profile6/9/2005
PURCH.Freq4MonthlyMonthlyAcctInvestment Profile6/9/2005
PURCH.Freq5BimonthlyBimonthlyAcctInvestment Profile6/9/2005
PURCH.Freq6QuarterlyQuarterlyAcctInvestment Profile6/9/2005
PURCH.Freq7SemiannuallySemiannuallyAcctInvestment Profile6/9/2005
PURCH.Freq8AnnuallyAnnuallyAcctInvestment Profile6/9/2005
PURCH.Freq9One-TimeOne-TimeAcctInvestment Profile9/23/2005
PURCH.Instr0OtherOtherAcctInvestment Profile6/9/2005
PURCH.Instr1HoldHoldAcctInvestment Profile6/9/2005
PURCH.Instr10Send by EFTSend by external bank link (EFT - electronic funds transfer)AcctInvestment Profile11/12/2006
PURCH.Instr11Handle Distribution Like SalesHandle distributions and dividends like sales proceedsAcctInvestment Profile11/12/2006
PURCH.Instr12Reinvest Equity and Mutual Fund DividendsReinvest equity and mutual fund dividends, handle all other distributions like sales proceedsAcctInvestment Profile11/12/2006
PURCH.Instr13Reinvest Equity Dividends OnlyReinvest equity dividends, handle all other distributions like sales proceedsAcctInvestment Profile11/12/2006
PURCH.Instr14Reinvest Mutual Fund Dividends OnlyReinvest mutual fund dividends, handle all other distributions like sales proceedsAcctInvestment Profile11/12/2006
PURCH.Instr15CreditCreditAcctInvestment Profile3/18/2020
PURCH.Instr16Change my existing income payment planChange my existing income payment planAcctInvestment Profile12/13/2022
PURCH.Instr17Terminate my existing income payment planTerminate my existing income payment planAcctInvestment Profile12/13/2022
PURCH.Instr18Set up a new income payment planSet up a new income payment planAcctInvestment Profile2/15/2023
PURCH.Instr19Reinvest MF DVDs and CGs. Pay DVDs and Interest and Credit Core AccountReinvest all mutual fund dividends and capital gains; pay dividends and interest from all eligible securities in cash and credit the core account investment vehicle.AcctInvestment Profile2/15/2023
PURCH.Instr2RemitRemit or send checkAcctInvestment Profile6/9/2005
PURCH.Instr20Reinvest MF DVDs and CGs. Reinvest DVDs and InterestReinvest all mutual fund dividends and capital gains; reinvest dividends and interest from all eligible securities.AcctInvestment Profile2/15/2023
PURCH.Instr21Pay MF DVDs and CGs. Reinvest DVDs and Interest from all Eligible SecuritiesPay all mutual fund dividends and capital gains in cash and credit the core account investment vehicle; reinvest dividends and interest from all eligible securities.AcctInvestment Profile2/15/2023
PURCH.Instr22Pay MF DVDs and CGs. Pay DVDs and Interest from all Eligible SecuritiesPay all mutual fund dividends and capital gains in cash; pay dividends and interest from all eligible securities in cash; credit the core account investment vehicle.AcctInvestment Profile2/15/2023
PURCH.Instr3DVP - Delivery vs. PaymentDVP - Delivery vs. PaymentAcctInvestment Profile6/9/2005
PURCH.Instr4Hold and SweepHold and SweepAcctInvestment Profile6/9/2005
PURCH.Instr5Hold in Street NameHold in Street NameAcctInvestment Profile6/9/2005
PURCH.Instr6Register and SendRegister and SendAcctInvestment Profile6/9/2005
PURCH.Instr7ReinvestReinvestAcctInvestment Profile4/6/2006
PURCH.Instr8Send by CheckSend by check to mailing address of accountAcctInvestment Profile11/12/2006
PURCH.Instr9Intra-bank PaymentSend by intra-bank payment (IBP)AcctInvestment Profile11/12/2006
PURCH.Method0OtherOtherAcctInvestment Profile6/9/2005
PURCH.Method1JournalJournalAcctInvestment Profile6/9/2005
PURCH.Method2First Party CheckFirst Party CheckAcctInvestment Profile6/9/2005
PURCH.Method3Third PartyThird PartyAcctInvestment Profile6/9/2005
PURCH.Method4ACHACHAcctInvestment Profile6/9/2005
PURCH.Method5Overnight DeliveryOvernight DeliveryAcctInvestment Profile9/9/2015
PURCH.Method6Federal Fund WireFederal Fund WireAcctInvestment Profile9/9/2015
PURCH.O.AddrType0OtherOtherAcctInvestment Profile6/9/2005
PURCH.O.AddrType1HomeHome or Legal addressAcctInvestment Profile6/9/2005
PURCH.O.AddrType2MailingMailing addressAcctInvestment Profile6/9/2005
PURCH.O.AddrType3Primary ResidenceAddress of primary residenceAcctInvestment Profile6/9/2005
PURCH.O.AddrType4OfficeOffice addressAcctInvestment Profile6/9/2005
PURCH.O.AddrType5Birth PlacePlace of birth addressAcctInvestment Profile6/9/2005
PURCH.O.AddrType6EmployerEmployer's addressAcctInvestment Profile6/9/2005
PURCH.O.AddrType7Employer Incorporated LocationEmployer's legal address where incorporatedAcctInvestment Profile6/9/2005
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PURCH.O.AddrType9Broker/Dealer AddressBroker/Dealer AddressAcctInvestment Profile6/9/2005
PURCH.O.AddrUnitType0OtherOtherAcctInvestment Profile3/27/2017
PURCH.O.AddrUnitType1ApartmentApartmentAcctInvestment Profile3/27/2017
PURCH.O.AddrUnitType10KeyKeyAcctInvestment Profile3/27/2017
PURCH.O.AddrUnitType11LobbyLobbyAcctInvestment Profile3/27/2017
PURCH.O.AddrUnitType12LotLotAcctInvestment Profile3/27/2017
PURCH.O.AddrUnitType13LowerLowerAcctInvestment Profile3/27/2017
PURCH.O.AddrUnitType14OfficeOfficeAcctInvestment Profile3/27/2017
PURCH.O.AddrUnitType15PenthousePenthouseAcctInvestment Profile3/27/2017
PURCH.O.AddrUnitType16PierPierAcctInvestment Profile3/27/2017
PURCH.O.AddrUnitType17RearRearAcctInvestment Profile3/27/2017
PURCH.O.AddrUnitType18RoomRoomAcctInvestment Profile3/27/2017
PURCH.O.AddrUnitType19SideSideAcctInvestment Profile3/27/2017
PURCH.O.AddrUnitType2SuiteSuiteAcctInvestment Profile3/27/2017
PURCH.O.AddrUnitType20SlipSlipAcctInvestment Profile3/27/2017
PURCH.O.AddrUnitType21SpaceSpaceAcctInvestment Profile3/27/2017
PURCH.O.AddrUnitType22StopStopAcctInvestment Profile3/27/2017
PURCH.O.AddrUnitType23TrailerTrailerAcctInvestment Profile3/27/2017
PURCH.O.AddrUnitType24UpperUpperAcctInvestment Profile3/27/2017
PURCH.O.AddrUnitType3FloorFloorAcctInvestment Profile3/27/2017
PURCH.O.AddrUnitType4UnitUnitAcctInvestment Profile3/27/2017
PURCH.O.AddrUnitType5BuildingBuildingAcctInvestment Profile3/27/2017
PURCH.O.AddrUnitType6DepartmentDepartmentAcctInvestment Profile3/27/2017
PURCH.O.AddrUnitType7BasementBasementAcctInvestment Profile3/27/2017
PURCH.O.AddrUnitType8FrontFrontAcctInvestment Profile3/27/2017
PURCH.O.AddrUnitType9HangerHangerAcctInvestment Profile3/27/2017
PURCH.O.PhoneNumFormat0OtherOtherAcctInvestment Profile5/5/2016
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PURCH.O.PhoneNumFormat2InternationalInternationalAcctInvestment Profile5/5/2016
PURCH.O.PrimaryAddress1Primary AddressPrimary AddressAcctInvestment Profile12/5/2022
PURCH.PmtDestType0OtherOtherAcctInvestment Profile6/15/2016
PURCH.PmtDestType1Address of RecordAddress of RecordAcctInvestment Profile6/15/2016
PURCH.PmtDestType2Alternate AddressAlternate AddressAcctInvestment Profile6/15/2016
PURCH.PmtDestType3Charitable DonationCharitable DonationAcctInvestment Profile6/15/2016
PURCH.RequestType0OtherOtherAcctInvestment Profile3/18/2020
PURCH.RequestType1New RequestNew RequestAcctInvestment Profile3/18/2020
PURCH.RequestType2Change of InstructionsChange of InstructionsAcctInvestment Profile3/18/2020
VolatilityTolerance1MinimalMinimalClientInvestment Profile9/7/2023
VolatilityTolerance2ModerateModerateClientInvestment Profile9/7/2023
VolatilityTolerance3ConsiderableConsiderableClientInvestment Profile9/7/2023
WD.DistType0OtherOtherAcctInvestment Profile3/18/2020
WD.DistType1Principal PaymentPrincipal PaymentAcctInvestment Profile3/18/2020
WD.DistType2Income and InterestIncome and InterestAcctInvestment Profile3/18/2020
WD.DistType3RMD Reaching Age 70.5Required Minimum Distribution Reaching Age 70.5AcctInvestment Profile3/18/2020
WD.DistType4RMD DeathRequired Minimum Distribution DeathAcctInvestment Profile3/18/2020
WD.Freq0OtherOtherAcctInvestment Profile6/9/2005
WD.Freq1DailyDailyAcctInvestment Profile6/9/2005
WD.Freq10Weekly - MondayWeekly - MondayAcctInvestment Profile3/18/2020
WD.Freq11Weekly - TuesdayWeekly - TuesdayAcctInvestment Profile3/18/2020
WD.Freq12Weekly - WednesdayWeekly - WednesdayAcctInvestment Profile3/18/2020
WD.Freq14Weekly - ThursdayWeekly - ThursdayAcctInvestment Profile3/18/2020
WD.Freq15Weekly - FridayWeekly - FridayAcctInvestment Profile3/18/2020
WD.Freq16Weekly - SaturdayWeekly - SaturdayAcctInvestment Profile3/18/2020
WD.Freq17Weekly - SundayWeekly - SundayAcctInvestment Profile3/18/2020
WD.Freq2WeeklyWeeklyAcctInvestment Profile6/9/2005
WD.Freq3SemimonthlySemimonthlyAcctInvestment Profile6/9/2005
WD.Freq4MonthlyMonthlyAcctInvestment Profile6/9/2005
WD.Freq5BimonthlyBimonthlyAcctInvestment Profile6/9/2005
WD.Freq6QuarterlyQuarterlyAcctInvestment Profile6/9/2005
WD.Freq7SemiannuallySemiannuallyAcctInvestment Profile6/9/2005
WD.Freq8AnnuallyAnnuallyAcctInvestment Profile6/9/2005
WD.Freq9One-TimeOne-TimeAcctInvestment Profile9/23/2005
WD.Instr0OtherOtherAcctInvestment Profile6/9/2005
WD.Instr1HoldHoldAcctInvestment Profile6/9/2005
WD.Instr10Send by EFTSend by external bank link (EFT - electronic funds transfer)AcctInvestment Profile11/12/2006
WD.Instr11Handle Distribution Like SalesHandle distributions and dividends like sales proceedsAcctInvestment Profile11/12/2006
WD.Instr12Reinvest Equity and Mutual Fund DividendsReinvest equity and mutual fund dividends, handle all other distributions like sales proceedsAcctInvestment Profile11/12/2006
WD.Instr13Reinvest Equity Dividends OnlyReinvest equity dividends, handle all other distributions like sales proceedsAcctInvestment Profile11/12/2006
WD.Instr14Reinvest Mutual Fund Dividends OnlyReinvest mutual fund dividends, handle all other distributions like sales proceedsAcctInvestment Profile11/12/2006
WD.Instr15CreditCreditAcctInvestment Profile3/18/2020
WD.Instr16Change my existing income payment planChange my existing income payment planAcctInvestment Profile12/13/2022
WD.Instr17Terminate my existing income payment planTerminate my existing income payment planAcctInvestment Profile12/13/2022
WD.Instr18Set up a new income payment planSet up a new income payment planAcctInvestment Profile2/15/2023
WD.Instr19Reinvest MF DVDs and CGs. Pay DVDs and Interest and Credit Core AccountReinvest all mutual fund dividends and capital gains; pay dividends and interest from all eligible securities in cash and credit the core account investment vehicle.AcctInvestment Profile2/15/2023
WD.Instr2RemitRemit or send checkAcctInvestment Profile6/9/2005
WD.Instr20Reinvest MF DVDs and CGs. Reinvest DVDs and InterestReinvest all mutual fund dividends and capital gains; reinvest dividends and interest from all eligible securities.AcctInvestment Profile2/15/2023
WD.Instr21Pay MF DVDs and CGs. Reinvest DVDs and Interest from all Eligible SecuritiesPay all mutual fund dividends and capital gains in cash and credit the core account investment vehicle; reinvest dividends and interest from all eligible securities.AcctInvestment Profile2/15/2023
WD.Instr22Pay MF DVDs and CGs. Pay DVDs and Interest from all Eligible SecuritiesPay all mutual fund dividends and capital gains in cash; pay dividends and interest from all eligible securities in cash; credit the core account investment vehicle.AcctInvestment Profile2/15/2023
WD.Instr3DVP - Delivery vs. PaymentDVP - Delivery vs. PaymentAcctInvestment Profile6/9/2005
WD.Instr4Hold and SweepHold and SweepAcctInvestment Profile6/9/2005
WD.Instr5Hold in Street NameHold in Street NameAcctInvestment Profile6/9/2005
WD.Instr6Register and SendRegister and SendAcctInvestment Profile6/9/2005
WD.Instr7ReinvestReinvestAcctInvestment Profile4/6/2006
WD.Instr8Send by CheckSend by check to mailing address of accountAcctInvestment Profile11/12/2006
WD.Instr9Intra-bank PaymentSend by intra-bank payment (IBP)AcctInvestment Profile11/12/2006
WD.Method0OtherOtherAcctInvestment Profile6/9/2005
WD.Method1JournalJournalAcctInvestment Profile6/9/2005
WD.Method2First Party CheckFirst Party CheckAcctInvestment Profile6/9/2005
WD.Method3Third PartyThird PartyAcctInvestment Profile6/9/2005
WD.Method4ACHACHAcctInvestment Profile6/9/2005
WD.Method5Overnight DeliveryOvernight DeliveryAcctInvestment Profile9/9/2015
WD.Method6Federal Fund WireFederal Fund WireAcctInvestment Profile9/9/2015
WD.O.AddrType0OtherOtherAcctInvestment Profile6/9/2005
WD.O.AddrType1HomeHome or Legal addressAcctInvestment Profile6/9/2005
WD.O.AddrType2MailingMailing addressAcctInvestment Profile6/9/2005
WD.O.AddrType3Primary ResidenceAddress of primary residenceAcctInvestment Profile6/9/2005
WD.O.AddrType4OfficeOffice addressAcctInvestment Profile6/9/2005
WD.O.AddrType5Birth PlacePlace of birth addressAcctInvestment Profile6/9/2005
WD.O.AddrType6EmployerEmployer's addressAcctInvestment Profile6/9/2005
WD.O.AddrType7Employer Incorporated LocationEmployer's legal address where incorporatedAcctInvestment Profile6/9/2005
WD.O.AddrType8Branch AddressBranch AddressAcctInvestment Profile6/9/2005
WD.O.AddrType9Broker/Dealer AddressBroker/Dealer AddressAcctInvestment Profile6/9/2005
WD.O.AddrUnitType0OtherOtherAcctInvestment Profile3/27/2017
WD.O.AddrUnitType1ApartmentApartmentAcctInvestment Profile3/27/2017
WD.O.AddrUnitType10KeyKeyAcctInvestment Profile3/27/2017
WD.O.AddrUnitType11LobbyLobbyAcctInvestment Profile3/27/2017
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WD.O.AddrUnitType13LowerLowerAcctInvestment Profile3/27/2017
WD.O.AddrUnitType14OfficeOfficeAcctInvestment Profile3/27/2017
WD.O.AddrUnitType15PenthousePenthouseAcctInvestment Profile3/27/2017
WD.O.AddrUnitType16PierPierAcctInvestment Profile3/27/2017
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WD.O.AddrUnitType18RoomRoomAcctInvestment Profile3/27/2017
WD.O.AddrUnitType19SideSideAcctInvestment Profile3/27/2017
WD.O.AddrUnitType2SuiteSuiteAcctInvestment Profile3/27/2017
WD.O.AddrUnitType20SlipSlipAcctInvestment Profile3/27/2017
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WD.O.AddrUnitType22StopStopAcctInvestment Profile3/27/2017
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WD.O.AddrUnitType24UpperUpperAcctInvestment Profile3/27/2017
WD.O.AddrUnitType3FloorFloorAcctInvestment Profile3/27/2017
WD.O.AddrUnitType4UnitUnitAcctInvestment Profile3/27/2017
WD.O.AddrUnitType5BuildingBuildingAcctInvestment Profile3/27/2017
WD.O.AddrUnitType6DepartmentDepartmentAcctInvestment Profile3/27/2017
WD.O.AddrUnitType7BasementBasementAcctInvestment Profile3/27/2017
WD.O.AddrUnitType8FrontFrontAcctInvestment Profile3/27/2017
WD.O.AddrUnitType9HangerHangerAcctInvestment Profile3/27/2017
WD.O.PhoneNumFormat0OtherOtherAcctInvestment Profile5/5/2016
WD.O.PhoneNumFormat1DomesticDomesticAcctInvestment Profile5/5/2016
WD.O.PhoneNumFormat2InternationalInternationalAcctInvestment Profile5/5/2016
WD.O.PrimaryAddress1Primary AddressPrimary AddressAcctInvestment Profile12/5/2022
WD.PmtDestType0OtherOtherAcctInvestment Profile6/15/2016
WD.PmtDestType1Address of RecordAddress of RecordAcctInvestment Profile6/15/2016
WD.PmtDestType2Alternate AddressAlternate AddressAcctInvestment Profile6/15/2016
WD.PmtDestType3Charitable DonationCharitable DonationAcctInvestment Profile6/15/2016
WD.RequestType0OtherOtherAcctInvestment Profile3/18/2020
WD.RequestType1New RequestNew RequestAcctInvestment Profile3/18/2020
WD.RequestType2Change of InstructionsChange of InstructionsAcctInvestment Profile3/18/2020
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M.AddrUnitType2SuiteSuiteAcctPayout3/27/2017
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PO.PrimaryAddress1Primary AddressPrimary AddressCompanyProdCo12/5/2022
AnnuitySurrenderType1Full Annuity SurrenderFull Annuity SurrenderProductItemProduct5/12/2023
AnnuitySurrenderType2Penalty-Free SurrenderPenalty-Free SurrenderProductItemProduct5/12/2023
AnnuitySurrenderType3Partial Annuity SurrenderPartial Annuity SurrenderProductItemProduct5/12/2023
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AnnuityTransferShareType2Transfer all whole shares onlyTransfer all whole shares onlyProductItemProduct5/12/2023
AnnuityTransferShareType3Transfer all whole shares, sell fractions, and close account.Transfer all whole shares, sell fractions, and close account.ProductItemProduct5/12/2023
AnnuityTransferShareType4Partial transfer of the Number of Shares following number of eligible whole sharesPartial transfer of the Number of Shares following number of eligible whole sharesProductItemProduct5/12/2023
BankTransferType1Transfer cash onlyTransfer cash onlyProductItemProduct5/12/2023
BankTransferType2Liquidate CD immediately and send cashLiquidate CD immediately and send cashProductItemProduct5/12/2023
BankTransferType3Liquidate CD at maturity and send cashLiquidate CD at maturity and send cashProductItemProduct5/12/2023
CapitalGainOptionsType1CashCashProductItemProduct5/12/2023
CapitalGainOptionsType2ReinvestReinvestProductItemProduct5/12/2023
DividendOptionsType1CashCashProductItemProduct5/12/2023
DividendOptionsType2ReinvestReinvestProductItemProduct5/12/2023
InsInvestType0OtherOtherProductItemProduct10/29/2010
InsInvestType1UniversalUniversal Whole LifeProductItemProduct10/29/2010
InsInvestType2VariableVariable LifeProductItemProduct10/29/2010
InsInvestType3IndexedIndexed Variable LifeProductItemProduct10/29/2010
IssueType0OtherOtherProductItemProduct10/29/2010
IssueType1GIGuaranteed IssueProductItemProduct10/29/2010
IssueType2RIRegular IssueProductItemProduct10/29/2010
IssueType3FUWFull UnderwritingProductItemProduct10/29/2010
IssueType4SISimplified IssueProductItemProduct10/29/2010
MFTransferType1In KindIn KindProductItemProduct5/12/2023
MFTransferType2LiquidateLiquidateProductItemProduct5/12/2023
TransferAltInv1YesYesProductItemProduct5/12/2023
TransferBrokerageAssetsInKindType1Transfer the entire account, In KindTransfer the entire account, In KindProductItemProduct5/12/2023
TransferBrokerageAssetsInKindType2Transfer only part of my account In KindTransfer only part of my account In KindProductItemProduct5/12/2023
TransferType1CashCashProductItemProduct5/12/2023
TransferType2ReinvestReinvestProductItemProduct5/12/2023
DataSource0OtherEntered manually or other methodQDBCSourceQDBCDataSource8/7/2011
DataSource1BlankLocalDBBlankLocalDB (From tblPRDQDBCDataSource - Partner CustomerID: 10000002)QDBCSourceQDBCDataSource8/7/2011
DataSource10Junxure-IJunxure-I (From tblPRDQDBCDataSource - Partner CustomerID: 10000113)QDBCSourceQDBCDataSource8/7/2011
DataSource11BlankCSVDBBlankCSVDB (From tblPRDQDBCDataSource - Partner CustomerID: 10000002)QDBCSourceQDBCDataSource8/7/2011
DataSource12Text File - Comma Separted Values (*.txt, *.csv)Text File - Comma Separted Values (*.txt, *.csv) (From tblPRDQDBCDataSource - Partner CustomerID: 10000002)QDBCSourceQDBCDataSource8/7/2011
DataSource13BlankWebDBBlankWebDB (From tblPRDQDBCDataSource - Partner CustomerID: 10000002)QDBCSourceQDBCDataSource8/7/2011
DataSource14ACT!ACT! (From tblPRDQDBCDataSource - Partner CustomerID: 10000101)QDBCSourceQDBCDataSource8/7/2011
DataSource16ACT4AdvisorsACT4Advisors (From tblPRDQDBCDataSource - Partner CustomerID: 10000102)QDBCSourceQDBCDataSource8/7/2011
DataSource17AdvisorsAssistantAdvisorsAssistant (From tblPRDQDBCDataSource - Partner CustomerID: 10000111)QDBCSourceQDBCDataSource8/7/2011
DataSource18Wealth SpringWealth Spring (From tblPRDQDBCDataSource - Partner CustomerID: 10000125)QDBCSourceQDBCDataSource8/7/2011
DataSource19BrokersACT!BrokersACT! (From tblPRDQDBCDataSource - Partner CustomerID: 10000110)QDBCSourceQDBCDataSource8/7/2011
DataSource2Microsoft OutlookMicrosoft Outlook (From tblPRDQDBCDataSource - Partner CustomerID: 10000135)QDBCSourceQDBCDataSource8/7/2011
DataSource20BrokersACT!BrokersACT! (From tblPRDQDBCDataSource - Partner CustomerID: 10000110)QDBCSourceQDBCDataSource8/7/2011
DataSource21Junxure - Schwab Performance TechnologiesJunxure - Schwab Performance Technologies (From tblPRDQDBCDataSource - Partner CustomerID: 10000131)QDBCSourceQDBCDataSource8/7/2011
DataSource23Advent QubeAdvent Qube (From tblPRDQDBCDataSource - Partner CustomerID: 10000104)QDBCSourceQDBCDataSource8/7/2011
DataSource24Albridge (StatementOne) Web ServicesAlbridge (StatementOne) Web Services (From tblPRDQDBCDataSource - Partner CustomerID: 10000105)QDBCSourceQDBCDataSource8/7/2011
DataSource25Goldmine Financial TemplateGoldmine Financial Template (From tblPRDQDBCDataSource - Partner CustomerID: 10000118)QDBCSourceQDBCDataSource8/7/2011
DataSource27Albridge Master Client ExportAlbridge Master Client Export (From tblPRDQDBCDataSource - Partner CustomerID: 10000105)QDBCSourceQDBCDataSource8/7/2011
DataSource28BrokersAllyBrokersAlly (From tblPRDQDBCDataSource - Partner CustomerID: 10000130)QDBCSourceQDBCDataSource8/7/2011
DataSource29Relationship Manager - Schwab Performance TechnologiesRelationship Manager - Schwab Performance Technologies (From tblPRDQDBCDataSource - Partner CustomerID: 10000131)QDBCSourceQDBCDataSource8/7/2011
DataSource30ProTrackerProTracker (From tblPRDQDBCDataSource - Partner CustomerID: 10000128)QDBCSourceQDBCDataSource8/7/2011
DataSource32GBS AgencyGBS Agency (From tblPRDQDBCDataSource - Partner CustomerID: 10000119)QDBCSourceQDBCDataSource8/7/2011
DataSource33InscommInscomm (From tblPRDQDBCDataSource - Partner CustomerID: 10000121)QDBCSourceQDBCDataSource8/7/2011
DataSource35Microsoft ExcelMicrosoft Excel (From tblPRDQDBCDataSource - Partner CustomerID: 10000135)QDBCSourceQDBCDataSource8/7/2011
DataSource36JunxureJunxure (From tblPRDQDBCDataSource - Partner CustomerID: 10000113)QDBCSourceQDBCDataSource8/7/2011
DataSource37CenterpieceCenterpiece (From tblPRDQDBCDataSource - Partner CustomerID: 10000131)QDBCSourceQDBCDataSource8/7/2011
DataSource39EZ-Data Smart Office ExportEZ-Data Smart Office Export (From tblPRDQDBCDataSource - Partner CustomerID: 10000115)QDBCSourceQDBCDataSource8/7/2011
DataSource4dbCAMS+, Ontra+, Vestige+dbCAMS+, Ontra+, Vestige+ (From tblPRDQDBCDataSource - Partner CustomerID: 10000116)QDBCSourceQDBCDataSource8/7/2011
DataSource40Contact Partner (FDP)Contact Partner (FDP) (From tblPRDQDBCDataSource - Partner CustomerID: 10000133)QDBCSourceQDBCDataSource8/7/2011
DataSource41Quik! DatabaseQuik! Database (From tblPRDQDBCDataSource - Partner CustomerID: 10000002)QDBCSourceQDBCDataSource8/7/2011
DataSource42ACT!ACT! (From tblPRDQDBCDataSource - Partner CustomerID: 10000101)QDBCSourceQDBCDataSource8/7/2011
DataSource44APXAPX (From tblPRDQDBCDataSource - Partner CustomerID: 10000002)QDBCSourceQDBCDataSource8/7/2011
DataSource45Customer: Worley Financial Group, IncCustomer: Worley Financial Group, Inc (From tblPRDQDBCDataSource - Partner CustomerID: 10001487)QDBCSourceQDBCDataSource8/7/2011
DataSource46JunxureJunxure (From tblPRDQDBCDataSource - Partner CustomerID: 10000113)QDBCSourceQDBCDataSource8/7/2011
DataSource47ProTracker Advantage (SQL)ProTracker Advantage (SQL) (From tblPRDQDBCDataSource - Partner CustomerID: 10000128)QDBCSourceQDBCDataSource8/7/2011
DataSource48ACT4AdvisorsACT4Advisors (From tblPRDQDBCDataSource - Partner CustomerID: 10000102)QDBCSourceQDBCDataSource8/7/2011
DataSource49Microsoft ExcelMicrosoft Excel (From tblPRDQDBCDataSource - Partner CustomerID: 10000135)QDBCSourceQDBCDataSource8/7/2011
DataSource5GoldmineGoldmine (From tblPRDQDBCDataSource - Partner CustomerID: 10000118)QDBCSourceQDBCDataSource8/7/2011
DataSource50Customer: Landaas - APXCustomer: Landaas - APX (From tblPRDQDBCDataSource - Partner CustomerID: 10000002)QDBCSourceQDBCDataSource8/7/2011
DataSource51Microsoft Outlook Business Contact ManagerMicrosoft Outlook Business Contact Manager (From tblPRDQDBCDataSource - Partner CustomerID: 10000135)QDBCSourceQDBCDataSource8/7/2011
DataSource53Redtail Web ServicesRedtail Web Services (From tblPRDQDBCDataSource - Partner CustomerID: 10000002)QDBCSourceQDBCDataSource8/7/2011
DataSource54SFCRMSFCRM (From tblPRDQDBCDataSource - Partner CustomerID: 10000002)QDBCSourceQDBCDataSource8/7/2011
DataSource55Contact Partner (FDP)Contact Partner (FDP) (From tblPRDQDBCDataSource - Partner CustomerID: 10000133)QDBCSourceQDBCDataSource8/7/2011
DataSource56EZ-Data CDS (Client Data System)EZ-Data CDS (Client Data System) (From tblPRDQDBCDataSource - Partner CustomerID: 10000115)QDBCSourceQDBCDataSource8/7/2011
DataSource57ProTracker AdvantageProTracker Advantage (From tblPRDQDBCDataSource - Partner CustomerID: 10000128)QDBCSourceQDBCDataSource8/7/2011
DataSource6FNIC GoldmineFNIC Goldmine (From tblPRDQDBCDataSource - Partner CustomerID: 10000118)QDBCSourceQDBCDataSource8/7/2011
DataSource7Bill Good Marketing - GorillaBill Good Marketing - Gorilla (From tblPRDQDBCDataSource - Partner CustomerID: 10000109)QDBCSourceQDBCDataSource8/7/2011
DataSource8EZ-Data CDS (Client Data System)EZ-Data CDS (Client Data System) (From tblPRDQDBCDataSource - Partner CustomerID: 10000115)QDBCSourceQDBCDataSource8/7/2011
DataSource9Sigma Financial Management - System 2002Sigma Financial Management - System 2002 (From tblPRDQDBCDataSource - Partner CustomerID: 10001160)QDBCSourceQDBCDataSource8/7/2011
DataSource99ProTracker AdvantageProTracker Advantage (From tblPRDQDBCDataSource - Partner CustomerID: 10000128)QDBCSourceQDBCDataSource8/7/2011
DataSource0OtherEntered manually or other methodQDBCSourceQDBCDataSource8/7/2011
DataSource1BlankLocalDBBlankLocalDB (From tblPRDQDBCDataSource - Partner CustomerID: 10000002)QDBCSourceQDBCDataSource8/7/2011
DataSource10Junxure-IJunxure-I (From tblPRDQDBCDataSource - Partner CustomerID: 10000113)QDBCSourceQDBCDataSource8/7/2011
DataSource11BlankCSVDBBlankCSVDB (From tblPRDQDBCDataSource - Partner CustomerID: 10000002)QDBCSourceQDBCDataSource8/7/2011
DataSource12Text File - Comma Separted Values (*.txt, *.csv)Text File - Comma Separted Values (*.txt, *.csv) (From tblPRDQDBCDataSource - Partner CustomerID: 10000002)QDBCSourceQDBCDataSource8/7/2011
DataSource13BlankWebDBBlankWebDB (From tblPRDQDBCDataSource - Partner CustomerID: 10000002)QDBCSourceQDBCDataSource8/7/2011
DataSource14ACT!ACT! (From tblPRDQDBCDataSource - Partner CustomerID: 10000101)QDBCSourceQDBCDataSource8/7/2011
DataSource16ACT4AdvisorsACT4Advisors (From tblPRDQDBCDataSource - Partner CustomerID: 10000102)QDBCSourceQDBCDataSource8/7/2011
DataSource17AdvisorsAssistantAdvisorsAssistant (From tblPRDQDBCDataSource - Partner CustomerID: 10000111)QDBCSourceQDBCDataSource8/7/2011
DataSource18Wealth SpringWealth Spring (From tblPRDQDBCDataSource - Partner CustomerID: 10000125)QDBCSourceQDBCDataSource8/7/2011
DataSource19BrokersACT!BrokersACT! (From tblPRDQDBCDataSource - Partner CustomerID: 10000110)QDBCSourceQDBCDataSource8/7/2011
DataSource2Microsoft OutlookMicrosoft Outlook (From tblPRDQDBCDataSource - Partner CustomerID: 10000135)QDBCSourceQDBCDataSource8/7/2011
DataSource20BrokersACT!BrokersACT! (From tblPRDQDBCDataSource - Partner CustomerID: 10000110)QDBCSourceQDBCDataSource8/7/2011
DataSource21Junxure - Schwab Performance TechnologiesJunxure - Schwab Performance Technologies (From tblPRDQDBCDataSource - Partner CustomerID: 10000131)QDBCSourceQDBCDataSource8/7/2011
DataSource23Advent QubeAdvent Qube (From tblPRDQDBCDataSource - Partner CustomerID: 10000104)QDBCSourceQDBCDataSource8/7/2011
DataSource24Albridge (StatementOne) Web ServicesAlbridge (StatementOne) Web Services (From tblPRDQDBCDataSource - Partner CustomerID: 10000105)QDBCSourceQDBCDataSource8/7/2011
DataSource25Goldmine Financial TemplateGoldmine Financial Template (From tblPRDQDBCDataSource - Partner CustomerID: 10000118)QDBCSourceQDBCDataSource8/7/2011
DataSource27Albridge Master Client ExportAlbridge Master Client Export (From tblPRDQDBCDataSource - Partner CustomerID: 10000105)QDBCSourceQDBCDataSource8/7/2011
DataSource28BrokersAllyBrokersAlly (From tblPRDQDBCDataSource - Partner CustomerID: 10000130)QDBCSourceQDBCDataSource8/7/2011
DataSource29Relationship Manager - Schwab Performance TechnologiesRelationship Manager - Schwab Performance Technologies (From tblPRDQDBCDataSource - Partner CustomerID: 10000131)QDBCSourceQDBCDataSource8/7/2011
DataSource30ProTrackerProTracker (From tblPRDQDBCDataSource - Partner CustomerID: 10000128)QDBCSourceQDBCDataSource8/7/2011
DataSource32GBS AgencyGBS Agency (From tblPRDQDBCDataSource - Partner CustomerID: 10000119)QDBCSourceQDBCDataSource8/7/2011
DataSource33InscommInscomm (From tblPRDQDBCDataSource - Partner CustomerID: 10000121)QDBCSourceQDBCDataSource8/7/2011
DataSource35Microsoft ExcelMicrosoft Excel (From tblPRDQDBCDataSource - Partner CustomerID: 10000135)QDBCSourceQDBCDataSource8/7/2011
DataSource36JunxureJunxure (From tblPRDQDBCDataSource - Partner CustomerID: 10000113)QDBCSourceQDBCDataSource8/7/2011
DataSource37CenterpieceCenterpiece (From tblPRDQDBCDataSource - Partner CustomerID: 10000131)QDBCSourceQDBCDataSource8/7/2011
DataSource39EZ-Data Smart Office ExportEZ-Data Smart Office Export (From tblPRDQDBCDataSource - Partner CustomerID: 10000115)QDBCSourceQDBCDataSource8/7/2011
DataSource4dbCAMS+, Ontra+, Vestige+dbCAMS+, Ontra+, Vestige+ (From tblPRDQDBCDataSource - Partner CustomerID: 10000116)QDBCSourceQDBCDataSource8/7/2011
DataSource40Contact Partner (FDP)Contact Partner (FDP) (From tblPRDQDBCDataSource - Partner CustomerID: 10000133)QDBCSourceQDBCDataSource8/7/2011
DataSource41Quik! DatabaseQuik! Database (From tblPRDQDBCDataSource - Partner CustomerID: 10000002)QDBCSourceQDBCDataSource8/7/2011
DataSource42ACT!ACT! (From tblPRDQDBCDataSource - Partner CustomerID: 10000101)QDBCSourceQDBCDataSource8/7/2011
DataSource44APXAPX (From tblPRDQDBCDataSource - Partner CustomerID: 10000002)QDBCSourceQDBCDataSource8/7/2011
DataSource45Customer: Worley Financial Group, IncCustomer: Worley Financial Group, Inc (From tblPRDQDBCDataSource - Partner CustomerID: 10001487)QDBCSourceQDBCDataSource8/7/2011
DataSource46JunxureJunxure (From tblPRDQDBCDataSource - Partner CustomerID: 10000113)QDBCSourceQDBCDataSource8/7/2011
DataSource47ProTracker Advantage (SQL)ProTracker Advantage (SQL) (From tblPRDQDBCDataSource - Partner CustomerID: 10000128)QDBCSourceQDBCDataSource8/7/2011
DataSource48ACT4AdvisorsACT4Advisors (From tblPRDQDBCDataSource - Partner CustomerID: 10000102)QDBCSourceQDBCDataSource8/7/2011
DataSource49Microsoft ExcelMicrosoft Excel (From tblPRDQDBCDataSource - Partner CustomerID: 10000135)QDBCSourceQDBCDataSource8/7/2011
DataSource5GoldmineGoldmine (From tblPRDQDBCDataSource - Partner CustomerID: 10000118)QDBCSourceQDBCDataSource8/7/2011
DataSource50Customer: Landaas - APXCustomer: Landaas - APX (From tblPRDQDBCDataSource - Partner CustomerID: 10000002)QDBCSourceQDBCDataSource8/7/2011
DataSource51Microsoft Outlook Business Contact ManagerMicrosoft Outlook Business Contact Manager (From tblPRDQDBCDataSource - Partner CustomerID: 10000135)QDBCSourceQDBCDataSource8/7/2011
DataSource53Redtail Web ServicesRedtail Web Services (From tblPRDQDBCDataSource - Partner CustomerID: 10000002)QDBCSourceQDBCDataSource8/7/2011
DataSource54SFCRMSFCRM (From tblPRDQDBCDataSource - Partner CustomerID: 10000002)QDBCSourceQDBCDataSource8/7/2011
DataSource55Contact Partner (FDP)Contact Partner (FDP) (From tblPRDQDBCDataSource - Partner CustomerID: 10000133)QDBCSourceQDBCDataSource8/7/2011
DataSource56EZ-Data CDS (Client Data System)EZ-Data CDS (Client Data System) (From tblPRDQDBCDataSource - Partner CustomerID: 10000115)QDBCSourceQDBCDataSource8/7/2011
DataSource57ProTracker AdvantageProTracker Advantage (From tblPRDQDBCDataSource - Partner CustomerID: 10000128)QDBCSourceQDBCDataSource8/7/2011
DataSource6FNIC GoldmineFNIC Goldmine (From tblPRDQDBCDataSource - Partner CustomerID: 10000118)QDBCSourceQDBCDataSource8/7/2011
DataSource7Bill Good Marketing - GorillaBill Good Marketing - Gorilla (From tblPRDQDBCDataSource - Partner CustomerID: 10000109)QDBCSourceQDBCDataSource8/7/2011
DataSource8EZ-Data CDS (Client Data System)EZ-Data CDS (Client Data System) (From tblPRDQDBCDataSource - Partner CustomerID: 10000115)QDBCSourceQDBCDataSource8/7/2011
DataSource9Sigma Financial Management - System 2002Sigma Financial Management - System 2002 (From tblPRDQDBCDataSource - Partner CustomerID: 10001160)QDBCSourceQDBCDataSource8/7/2011
DataSource99ProTracker AdvantageProTracker Advantage (From tblPRDQDBCDataSource - Partner CustomerID: 10000128)QDBCSourceQDBCDataSource8/7/2011
H.AddrType0OtherOtherRepRep Profile6/9/2005
H.AddrType1HomeHome or Legal addressRepRep Profile6/9/2005
H.AddrType2MailingMailing addressRepRep Profile6/9/2005
H.AddrType3Primary ResidenceAddress of primary residenceRepRep Profile6/9/2005
H.AddrType4OfficeOffice addressRepRep Profile6/9/2005
H.AddrType5Birth PlacePlace of birth addressRepRep Profile6/9/2005
H.AddrType6EmployerEmployer's addressRepRep Profile6/9/2005
H.AddrType7Employer Incorporated LocationEmployer's legal address where incorporatedRepRep Profile6/9/2005
H.AddrType8Branch AddressBranch AddressRepRep Profile6/9/2005
H.AddrType9Broker/Dealer AddressBroker/Dealer AddressRepRep Profile6/9/2005
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H.PrimaryAddress1Primary AddressPrimary AddressRepRep Profile12/5/2022
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SignAddr.AddrType6EmployerEmployer's addressRepRep Profile6/9/2005
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ComplianceTest0OtherOtherRuleRule10/29/2010
ComplianceTest1CVATCVATRuleRule10/29/2010
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AccreditedInvestorYesYesYesClientSuitability12/20/2023
BDEmployee1YesYesClientSuitability12/5/2022
BDEmployeeNoNoNoClientSuitability12/5/2022
BDEmployeeYesYesYesClientSuitability12/5/2022
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BDOtherEmployeeYesYesYesClientSuitability12/5/2022
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BDOtherRelatedNoNoNoClientSuitability12/5/2022
BDOtherRelatedYesYesYesClientSuitability12/5/2022
BDRelated1YesYesClientSuitability12/5/2022
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BDRelatedYesYesYesClientSuitability12/5/2022
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DependentType1SpouseSpouseClientSuitability4/6/2016
DependentType2ChildChildClientSuitability4/6/2016
DependentType3ParentParentClientSuitability4/6/2016
DependentType4GrandparentGrandparentClientSuitability4/6/2016
DependentType5GrandchildGrandchildClientSuitability4/6/2016
DependentType6SiblingSiblingClientSuitability4/6/2016
DvdIncome.Type1YesYesClientSuitability12/5/2022
EmployedBDAcct1YesYesClientSuitability12/20/2023
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EntityVerifyType10Trust DocumentTrust DocumentClientSuitability4/5/2016
EntityVerifyType11Trustee Certificate of Investment PowersTrustee Certificate of Investment PowersClientSuitability4/5/2016
EntityVerifyType2Partnership AgreementPartnership AgreementClientSuitability4/5/2016
EntityVerifyType3Non-Corporate ResolutionNon-Corporate ResolutionClientSuitability4/5/2016
EntityVerifyType4Corporate ResolutionCorporate ResolutionClientSuitability4/5/2016
EntityVerifyType5Investment Club AgreementInvestment Club AgreementClientSuitability4/5/2016
EntityVerifyType6Company Retirement Plan DocumentCompany Retirement Plan DocumentClientSuitability4/5/2016
EntityVerifyType7Death CertificateDeath CertificateClientSuitability4/5/2016
EntityVerifyType8Court Appointment (cannot be older than 90 days)Court Appointment (cannot be older than 90 days)ClientSuitability4/5/2016
EntityVerifyType9Affidavit of DomicileAffidavit of DomicileClientSuitability4/5/2016
ER.AddrType0OtherOtherClientSuitability6/9/2005
ER.AddrType1HomeHome or Legal addressClientSuitability6/9/2005
ER.AddrType2MailingMailing addressClientSuitability6/9/2005
ER.AddrType3Primary ResidenceAddress of primary residenceClientSuitability6/9/2005
ER.AddrType4OfficeOffice addressClientSuitability6/9/2005
ER.AddrType5Birth PlacePlace of birth addressClientSuitability6/9/2005
ER.AddrType6EmployerEmployer's addressClientSuitability6/9/2005
ER.AddrType7Employer Incorporated LocationEmployer's legal address where incorporatedClientSuitability6/9/2005
ER.AddrType8Branch AddressBranch AddressClientSuitability6/9/2005
ER.AddrType9Broker/Dealer AddressBroker/Dealer AddressClientSuitability6/9/2005
ER.AddrUnitType0OtherOtherClientSuitability3/27/2017
ER.AddrUnitType1ApartmentApartmentClientSuitability3/27/2017
ER.AddrUnitType10KeyKeyClientSuitability3/27/2017
ER.AddrUnitType11LobbyLobbyClientSuitability3/27/2017
ER.AddrUnitType12LotLotClientSuitability3/27/2017
ER.AddrUnitType13LowerLowerClientSuitability3/27/2017
ER.AddrUnitType14OfficeOfficeClientSuitability3/27/2017
ER.AddrUnitType15PenthousePenthouseClientSuitability3/27/2017
ER.AddrUnitType16PierPierClientSuitability3/27/2017
ER.AddrUnitType17RearRearClientSuitability3/27/2017
ER.AddrUnitType18RoomRoomClientSuitability3/27/2017
ER.AddrUnitType19SideSideClientSuitability3/27/2017
ER.AddrUnitType2SuiteSuiteClientSuitability3/27/2017
ER.AddrUnitType20SlipSlipClientSuitability3/27/2017
ER.AddrUnitType21SpaceSpaceClientSuitability3/27/2017
ER.AddrUnitType22StopStopClientSuitability3/27/2017
ER.AddrUnitType23TrailerTrailerClientSuitability3/27/2017
ER.AddrUnitType24UpperUpperClientSuitability3/27/2017
ER.AddrUnitType3FloorFloorClientSuitability3/27/2017
ER.AddrUnitType4UnitUnitClientSuitability3/27/2017
ER.AddrUnitType5BuildingBuildingClientSuitability3/27/2017
ER.AddrUnitType6DepartmentDepartmentClientSuitability3/27/2017
ER.AddrUnitType7BasementBasementClientSuitability3/27/2017
ER.AddrUnitType8FrontFrontClientSuitability3/27/2017
ER.AddrUnitType9HangerHangerClientSuitability3/27/2017
ER.PhoneNumFormat0OtherOtherClientSuitability5/5/2016
ER.PhoneNumFormat1DomesticDomesticClientSuitability5/5/2016
ER.PhoneNumFormat2InternationalInternationalClientSuitability5/5/2016
ER.PrimaryAddress1Primary AddressPrimary AddressClientSuitability12/5/2022
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ExchangeRelatedNoNoNoClientSuitability12/5/2022
ExchangeRelatedYesYesYesClientSuitability12/5/2022
ExpAnnual.Type1YesYesClientSuitability12/5/2022
ExpSpecial.Type1YesYesClientSuitability12/5/2022
FirmRelatedHoldAssets1YesYesRepSuitability12/5/2022
FirmRelatedHoldAssetsNoNoNoRepSuitability12/5/2022
FirmRelatedHoldAssetsYesYesYesRepSuitability12/5/2022
FirmRelatedToAcct1YesYesRepSuitability12/5/2022
FirmRelatedToAcctNoNoNoRepSuitability12/5/2022
FirmRelatedToAcctYesYesYesRepSuitability12/5/2022
GovtOfficialJurisdiction0OtherOtherClientSuitability4/5/2016
GovtOfficialJurisdiction1CityCityClientSuitability4/5/2016
GovtOfficialJurisdiction2CountyCountyClientSuitability4/5/2016
GovtOfficialJurisdiction3StateStateClientSuitability4/5/2016
GovtOfficialJurisdiction4FederalFederalClientSuitability4/5/2016
GovtOfficialRelToClient0OtherOtherClientSuitability4/5/2016
GovtOfficialRelToClient1SelfSelfClientSuitability4/5/2016
GovtOfficialRelToClient2SpouseSpouseClientSuitability4/5/2016
GovtOfficialRelToClient3ParentParentClientSuitability4/5/2016
GovtOfficialRelToClient4SiblingSiblingClientSuitability4/5/2016
GovtOfficialRelToClient5ChildChildClientSuitability4/5/2016
HouseholdIncome.Type1YesYesClientSuitability12/5/2022
Income.Type1YesYesClientSuitability12/5/2022
InterestIncome.Type1YesYesClientSuitability12/5/2022
InvAssets.Type1YesYesClientSuitability12/5/2022
InvestExperTypeAltInvest0OtherOtherClientSuitability8/6/2014
InvestExperTypeAltInvest1NoneNoneClientSuitability8/6/2014
InvestExperTypeAltInvest2LimitedLimitedClientSuitability8/6/2014
InvestExperTypeAltInvest3ModerateModerateClientSuitability8/6/2014
InvestExperTypeAltInvest4ExtensiveExtensiveClientSuitability8/6/2014
InvestExperTypeAnnuity0OtherOtherClientSuitability8/6/2014
InvestExperTypeAnnuity1NoneNoneClientSuitability8/6/2014
InvestExperTypeAnnuity2LimitedLimitedClientSuitability8/6/2014
InvestExperTypeAnnuity3ModerateModerateClientSuitability8/6/2014
InvestExperTypeAnnuity4ExtensiveExtensiveClientSuitability8/6/2014
InvestExperTypeBond0OtherOtherClientSuitability8/6/2014
InvestExperTypeBond1NoneNoneClientSuitability8/6/2014
InvestExperTypeBond2LimitedLimitedClientSuitability8/6/2014
InvestExperTypeBond3ModerateModerateClientSuitability8/6/2014
InvestExperTypeBond4ExtensiveExtensiveClientSuitability8/6/2014
InvestExperTypeCash0OtherOtherClientSuitability8/6/2014
InvestExperTypeCash1NoneNoneClientSuitability8/6/2014
InvestExperTypeCash2LimitedLimitedClientSuitability8/6/2014
InvestExperTypeCash3ModerateModerateClientSuitability8/6/2014
InvestExperTypeCash4ExtensiveExtensiveClientSuitability8/6/2014
InvestExperTypeCDs0OtherOtherClientSuitability8/6/2014
InvestExperTypeCDs1NoneNoneClientSuitability8/6/2014
InvestExperTypeCDs2LimitedLimitedClientSuitability8/6/2014
InvestExperTypeCDs3ModerateModerateClientSuitability8/6/2014
InvestExperTypeCDs4ExtensiveExtensiveClientSuitability8/6/2014
InvestExperTypeCommodities0OtherOtherClientSuitability8/3/2016
InvestExperTypeCommodities1NoneNoneClientSuitability8/3/2016
InvestExperTypeCommodities2LimitedLimitedClientSuitability8/3/2016
InvestExperTypeCommodities3ModerateModerateClientSuitability8/3/2016
InvestExperTypeCommodities4ExtensiveExtensiveClientSuitability8/3/2016
InvestExperTypeEmpPlan0OtherOtherClientSuitability8/3/2016
InvestExperTypeEmpPlan1NoneNoneClientSuitability8/3/2016
InvestExperTypeEmpPlan2LimitedLimitedClientSuitability8/3/2016
InvestExperTypeEmpPlan3ModerateModerateClientSuitability8/3/2016
InvestExperTypeEmpPlan4ExtensiveExtensiveClientSuitability8/3/2016
InvestExperTypeETF0OtherOtherClientSuitability8/6/2014
InvestExperTypeETF1NoneNoneClientSuitability8/6/2014
InvestExperTypeETF2LimitedLimitedClientSuitability8/6/2014
InvestExperTypeETF3ModerateModerateClientSuitability8/6/2014
InvestExperTypeETF4ExtensiveExtensiveClientSuitability8/6/2014
InvestExperTypeFixedIncome0OtherOtherClientSuitability8/6/2014
InvestExperTypeFixedIncome1NoneNoneClientSuitability8/6/2014
InvestExperTypeFixedIncome2LimitedLimitedClientSuitability8/6/2014
InvestExperTypeFixedIncome3ModerateModerateClientSuitability8/6/2014
InvestExperTypeFixedIncome4ExtensiveExtensiveClientSuitability8/6/2014
InvestExperTypeForeignCurrency0OtherOtherClientSuitability8/6/2014
InvestExperTypeForeignCurrency1NoneNoneClientSuitability8/6/2014
InvestExperTypeForeignCurrency2LimitedLimitedClientSuitability8/6/2014
InvestExperTypeForeignCurrency3ModerateModerateClientSuitability8/6/2014
InvestExperTypeForeignCurrency4ExtensiveExtensiveClientSuitability8/6/2014
InvestExperTypeForeignSecurities0OtherOtherClientSuitability8/6/2014
InvestExperTypeForeignSecurities1NoneNoneClientSuitability8/6/2014
InvestExperTypeForeignSecurities2LimitedLimitedClientSuitability8/6/2014
InvestExperTypeForeignSecurities3ModerateModerateClientSuitability8/6/2014
InvestExperTypeForeignSecurities4ExtensiveExtensiveClientSuitability8/6/2014
InvestExperTypeFuture0OtherOtherClientSuitability8/6/2014
InvestExperTypeFuture1NoneNoneClientSuitability8/6/2014
InvestExperTypeFuture2LimitedLimitedClientSuitability8/6/2014
InvestExperTypeFuture3ModerateModerateClientSuitability8/6/2014
InvestExperTypeFuture4ExtensiveExtensiveClientSuitability8/6/2014
InvestExperTypeInsurance0OtherOtherClientSuitability8/3/2016
InvestExperTypeInsurance1NoneNoneClientSuitability8/3/2016
InvestExperTypeInsurance2LimitedLimitedClientSuitability8/3/2016
InvestExperTypeInsurance3ModerateModerateClientSuitability8/3/2016
InvestExperTypeInsurance4ExtensiveExtensiveClientSuitability8/3/2016
InvestExperTypeLLP0OtherOtherClientSuitability8/6/2014
InvestExperTypeLLP1NoneNoneClientSuitability8/6/2014
InvestExperTypeLLP2LimitedLimitedClientSuitability8/6/2014
InvestExperTypeLLP3ModerateModerateClientSuitability8/6/2014
InvestExperTypeLLP4ExtensiveExtensiveClientSuitability8/6/2014
InvestExperTypeManagedAcct0OtherOtherClientSuitability8/3/2016
InvestExperTypeManagedAcct1NoneNoneClientSuitability8/3/2016
InvestExperTypeManagedAcct2LimitedLimitedClientSuitability8/3/2016
InvestExperTypeManagedAcct3ModerateModerateClientSuitability8/3/2016
InvestExperTypeManagedAcct4ExtensiveExtensiveClientSuitability8/3/2016
InvestExperTypeMargin0OtherOtherClientSuitability8/6/2014
InvestExperTypeMargin1NoneNoneClientSuitability8/6/2014
InvestExperTypeMargin2LimitedLimitedClientSuitability8/6/2014
InvestExperTypeMargin3ModerateModerateClientSuitability8/6/2014
InvestExperTypeMargin4ExtensiveExtensiveClientSuitability8/6/2014
InvestExperTypeMetals0OtherOtherClientSuitability8/6/2014
InvestExperTypeMetals1NoneNoneClientSuitability8/6/2014
InvestExperTypeMetals2LimitedLimitedClientSuitability8/6/2014
InvestExperTypeMetals3ModerateModerateClientSuitability8/6/2014
InvestExperTypeMetals4ExtensiveExtensiveClientSuitability8/6/2014
InvestExperTypeMutualFund0OtherOtherClientSuitability8/6/2014
InvestExperTypeMutualFund1NoneNoneClientSuitability8/6/2014
InvestExperTypeMutualFund2LimitedLimitedClientSuitability8/6/2014
InvestExperTypeMutualFund3ModerateModerateClientSuitability8/6/2014
InvestExperTypeMutualFund4ExtensiveExtensiveClientSuitability8/6/2014
InvestExperTypeOption0OtherOtherClientSuitability8/6/2014
InvestExperTypeOption1NoneNoneClientSuitability8/6/2014
InvestExperTypeOption2LimitedLimitedClientSuitability8/6/2014
InvestExperTypeOption3ModerateModerateClientSuitability8/6/2014
InvestExperTypeOption4ExtensiveExtensiveClientSuitability8/6/2014
InvestExperTypeOther0OtherOtherClientSuitability8/6/2014
InvestExperTypeOther1NoneNoneClientSuitability8/6/2014
InvestExperTypeOther2LimitedLimitedClientSuitability8/6/2014
InvestExperTypeOther3ModerateModerateClientSuitability8/6/2014
InvestExperTypeOther4ExtensiveExtensiveClientSuitability8/6/2014
InvestExperTypeRealEstate0OtherOtherClientSuitability8/3/2016
InvestExperTypeRealEstate1NoneNoneClientSuitability8/3/2016
InvestExperTypeRealEstate2LimitedLimitedClientSuitability8/3/2016
InvestExperTypeRealEstate3ModerateModerateClientSuitability8/3/2016
InvestExperTypeRealEstate4ExtensiveExtensiveClientSuitability8/3/2016
InvestExperTypeREITs0OtherOtherClientSuitability8/3/2016
InvestExperTypeREITs1NoneNoneClientSuitability8/3/2016
InvestExperTypeREITs2LimitedLimitedClientSuitability8/3/2016
InvestExperTypeREITs3ModerateModerateClientSuitability8/3/2016
InvestExperTypeREITs4ExtensiveExtensiveClientSuitability8/3/2016
InvestExperTypeSavings0OtherOtherClientSuitability8/6/2014
InvestExperTypeSavings1NoneNoneClientSuitability8/6/2014
InvestExperTypeSavings2LimitedLimitedClientSuitability8/6/2014
InvestExperTypeSavings3ModerateModerateClientSuitability8/6/2014
InvestExperTypeSavings4ExtensiveExtensiveClientSuitability8/6/2014
InvestExperTypeShortTerm0OtherOtherClientSuitability8/6/2014
InvestExperTypeShortTerm1NoneNoneClientSuitability8/6/2014
InvestExperTypeShortTerm2LimitedLimitedClientSuitability8/6/2014
InvestExperTypeShortTerm3ModerateModerateClientSuitability8/6/2014
InvestExperTypeShortTerm4ExtensiveExtensiveClientSuitability8/6/2014
InvestExperTypeStock0OtherOtherClientSuitability8/6/2014
InvestExperTypeStock1NoneNoneClientSuitability8/6/2014
InvestExperTypeStock2LimitedLimitedClientSuitability8/6/2014
InvestExperTypeStock3ModerateModerateClientSuitability8/6/2014
InvestExperTypeStock4ExtensiveExtensiveClientSuitability8/6/2014
InvestExperTypeUIT0OtherOtherClientSuitability8/6/2014
InvestExperTypeUIT1NoneNoneClientSuitability8/6/2014
InvestExperTypeUIT2LimitedLimitedClientSuitability8/6/2014
InvestExperTypeUIT3ModerateModerateClientSuitability8/6/2014
InvestExperTypeUIT4ExtensiveExtensiveClientSuitability8/6/2014
InvestExperTypeVariableAnnuity0OtherOtherClientSuitability8/3/2016
InvestExperTypeVariableAnnuity1NoneNoneClientSuitability8/3/2016
InvestExperTypeVariableAnnuity2LimitedLimitedClientSuitability8/3/2016
InvestExperTypeVariableAnnuity3ModerateModerateClientSuitability8/3/2016
InvestExperTypeVariableAnnuity4ExtensiveExtensiveClientSuitability8/3/2016
InvestExperTypeVariableContract0OtherOtherClientSuitability8/6/2014
InvestExperTypeVariableContract1NoneNoneClientSuitability8/6/2014
InvestExperTypeVariableContract2LimitedLimitedClientSuitability8/6/2014
InvestExperTypeVariableContract3ModerateModerateClientSuitability8/6/2014
InvestExperTypeVariableContract4ExtensiveExtensiveClientSuitability8/6/2014
InvestExperTypeVUL0OtherOtherClientSuitability8/3/2016
InvestExperTypeVUL1NoneNoneClientSuitability8/3/2016
InvestExperTypeVUL2LimitedLimitedClientSuitability8/3/2016
InvestExperTypeVUL3ModerateModerateClientSuitability8/3/2016
InvestExperTypeVUL4ExtensiveExtensiveClientSuitability8/3/2016
InvestExperVariableAnnuity0OtherOtherClientSuitability12/13/2022
InvestExperVariableAnnuity1NoneNoneClientSuitability12/13/2022
InvestExperVariableAnnuity2LimitedLimitedClientSuitability12/13/2022
InvestExperVariableAnnuity3ModerateModerateClientSuitability12/13/2022
InvestExperVariableAnnuity4ExtensiveExtensiveClientSuitability12/13/2022
InvestKnowledge0OtherOtherClientSuitability6/14/2013
InvestKnowledge1NoneNoneClientSuitability6/14/2013
InvestKnowledge2LimitedLimitedClientSuitability6/14/2013
InvestKnowledge3ModerateModerateClientSuitability6/14/2013
InvestKnowledge4ExtensiveExtensiveClientSuitability6/14/2013
JointFinancials1YesYesClientSuitability12/13/2022
JointFinancialsNoNoNoClientSuitability12/13/2022
JointFinancialsYesYesYesClientSuitability12/13/2022
LiquidAssets.Type1YesYesClientSuitability12/5/2022
LiquidityNeeds.Type1YesYesClientSuitability12/5/2022
MajorAge1YesYesClientSuitability12/13/2022
MajorAgeNoNoNoClientSuitability12/13/2022
MajorAgeYesYesYesClientSuitability12/13/2022
MajorAge1YesYesClientSuitability12/13/2022
MajorAgeNoNoNoClientSuitability12/13/2022
MajorAgeYesYesYesClientSuitability12/13/2022
NetWorth.Type1YesYesClientSuitability12/5/2022
OtherBrokAccts1YesYesClientSuitability12/5/2022
OtherBrokAcctsNoNoNoClientSuitability12/5/2022
OtherBrokAcctsYesYesYesClientSuitability12/5/2022
PoliticalOfficial1YesYesClientSuitability12/5/2022
PoliticalOfficialNoNoNoClientSuitability12/5/2022
PoliticalOfficialYesYesYesClientSuitability12/5/2022
PortObj0OtherOtherClientSuitability6/9/2005
PortObj1IncomeIncomeClientSuitability6/9/2005
PortObj10Income - ConservativeConservative/Low Risk IncomeClientSuitability9/23/2005
PortObj11Income - ModerateModerate/Medium Risk IncomeClientSuitability9/23/2005
PortObj12Income - AggressiveAggressive/High Risk IncomeClientSuitability9/23/2005
PortObj13Growth - ConservativeConservative/Low Risk GrowthClientSuitability9/23/2005
PortObj14Growth - ModerateModerate/Medium Risk GrowthClientSuitability9/23/2005
PortObj15Growth - AggressiveAggressive/High Risk GrowthClientSuitability9/23/2005
PortObj16Total Return - ConservativeConservative/Low Risk Total ReturnClientSuitability9/23/2005
PortObj17Total Return - ModerateModerate/Medium Risk Total ReturnClientSuitability9/23/2005
PortObj18Total Return - AggressiveAggressive/High Risk Total ReturnClientSuitability9/23/2005
PortObj19Growth & Income - ConservativeGrowth & Income - ConservativeClientSuitability7/18/2014
PortObj2Long-Term GrowthLong-Term GrowthClientSuitability6/9/2005
PortObj20Growth & Income - ModerateGrowth & Income - ModerateClientSuitability7/18/2014
PortObj21Growth & Income - AggressiveGrowth & Income - AggressiveClientSuitability7/18/2014
PortObj3Short-Term GrowthShort-Term GrowthClientSuitability6/9/2005
PortObj4Capital PreservationCapital PreservationClientSuitability6/9/2005
PortObj5Capital AppreciationCapital AppreciationClientSuitability6/9/2005
PortObj6Trading ProfitsTrading ProfitsClientSuitability6/9/2005
PortObj7SpeculationSpeculationClientSuitability6/9/2005
PortObj8Tax AdvantagedTax AdvantagedClientSuitability8/12/2005
PortObj9Growth & IncomeGrowth & IncomeClientSuitability8/12/2005
PortTimeHoriz0OtherOtherClientSuitability6/9/2005
PortTimeHoriz1Short-TermShort-TermClientSuitability6/9/2005
PortTimeHoriz2Intermediate-TermIntermediate-TermClientSuitability6/9/2005
PortTimeHoriz3Long-TermLong-TermClientSuitability6/9/2005
PortTimeHoriz4CombinationCombinationClientSuitability6/9/2005
PortTimeHoriz5Near TermNear TermClientSuitability7/18/2014
PortTimeHoriz6Very ShortVery ShortClientSuitability7/18/2014
PublicCo1YesYesClientSuitability12/5/2022
PublicCoNoNoNoClientSuitability12/5/2022
PublicCoYesYesYesClientSuitability12/5/2022
PublicCoMember1YesYesClientSuitability12/20/2023
PublicCoMemberNoNoNoClientSuitability12/20/2023
PublicCoMemberYesYesYesClientSuitability12/20/2023
RealEstateAssets.Type1YesYesClientSuitability12/5/2022
RiskTolerance0OtherOtherClientSuitability6/9/2005
RiskTolerance1Low / ConservativeLow / ConservativeClientSuitability6/9/2005
RiskTolerance2Medium / ModerateMedium / ModerateClientSuitability6/9/2005
RiskTolerance3High / AggressiveHigh / AggressiveClientSuitability6/9/2005
RiskTolerance4SpeculationSpeculationClientSuitability6/9/2005
RiskTolerance5Moderate / AggressiveMedium-HighClientSuitability6/9/2005
RiskTolerance6Conservative / ModerateConservative / ModerateClientSuitability5/7/2006
UnearnedIncome.Type1YesYesClientSuitability12/5/2022
USRegBD1YesYesClientSuitability12/20/2023
USRegBDNoNoNoClientSuitability12/20/2023
USRegBDYesYesYesClientSuitability12/20/2023
USRegIA1YesYesClientSuitability12/20/2023
USRegIANoNoNoClientSuitability12/20/2023
USRegIAYesYesYesClientSuitability12/20/2023
USRegIC1YesYesClientSuitability12/20/2023
USRegICNoNoNoClientSuitability12/20/2023
USRegICYesYesYesClientSuitability12/20/2023
WealthSourceCapitalGains1Wealth Source Capital GainsWealth Source Capital GainsClientSuitability8/16/2023
WealthSourceDispositionAssets1Wealth Source Disposition of AssetsWealth Source Disposition of AssetsClientSuitability8/16/2023
WealthSourceFamilyInheritance1Wealth Source Family, Relatives, InheritanceWealth Source Family, Relatives, InheritanceClientSuitability8/16/2023
WealthSourceGambling1Wealth Source GamblingWealth Source GamblingClientSuitability8/16/2023
WealthSourceGifts1Wealth Source GiftsWealth Source GiftsClientSuitability8/16/2023
WealthSourceInvention1Wealth Source Invention, PatentWealth Source Invention, PatentClientSuitability8/16/2023
WealthSourceInvestorAssetsContribution1Wealth Source Investor Assets ContributionWealth Source Investor Assets ContributionClientSuitability8/16/2023
WealthSourceLitigationAward1Wealth Source Litigation AwardWealth Source Litigation AwardClientSuitability8/16/2023
WealthSourceLottery1Wealth Source LotteryWealth Source LotteryClientSuitability8/16/2023
WealthSourceOrgIncome1Wealth Source Organization IncomeWealth Source Organization IncomeClientSuitability8/16/2023
WealthSourceOrgOffering1Wealth Source Organization OfferingWealth Source Organization OfferingClientSuitability8/16/2023
WealthSourcePrivatePlacement1Wealth Source Private PlacementWealth Source Private PlacementClientSuitability8/16/2023
WealthSourceSalary1Wealth Source Salary, Wages, SavingsWealth Source Salary, Wages, SavingsClientSuitability8/16/2023
WealthSourceSale1Wealth Source Sale of Property or BusinessWealth Source Sale of Property or BusinessClientSuitability8/16/2023
WealthSourceSaleProperty1Wealth Source Sale of PropertyWealth Source Sale of PropertyClientSuitability8/16/2023
WealthSourceSSBenefits1Wealth Source Social Security BenefitsWealth Source Social Security BenefitsClientSuitability8/16/2023

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